LM2 Operating Engineers local 57  LMS# 031-546 (7/1/2004-6/30/2005) Last revised 08/14/2007

FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006
MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

 
This report is mandatory under P.L. 86-257, as amended.  Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440..
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only 1. FILE NUMBER
031-546
2. PERIOD COVERED
From 7/1/2004
Through 6/30/2005
3. (a) AMENDED - Is this an amended report:
 		 No
  (b) HARDSHIP - Filed under the hardship procedures:
 		 Yes
  (c) TERMINAL - This is a terminal report: No
4. AFFILIATION OR ORGANIZATION NAME
ENGINEERS, OPERATING, AFL-CIO
 
5. DESIGNATION (Local, Lodge, etc.)
LOCAL UNION
 		 6. DESIGNATION NBR
57
 
7. UNIT NAME (if any)

 
8. MAILING ADDRESS (Type or print in capital letters)
First Name
JAMES
 		 Last Name
WHITE
 
P.O Box - Building and Room Number

 
Number and Street
141 GANO STREET
City
PROVIDENCE
State
RI		 ZIP Code + 4
02906-3822


9. Are your organization's records kept at its mailing address?


 		 Yes

 
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)
26. SIGNED: Richard Houlihan PRESIDENT 27. SIGNED: James J White TREASURER
Date: Oct 14, 2005 Contact Info: 401-421-6678 Date: Oct 14, 2005 Contact Info: 401-421-6678
Form LM-2 (Revised 2003)

 
ITEMS 10 THROUGH 21 FILE NUMBER: 031-546
10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? Yes
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund? No
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? No
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.) No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? $150,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? No
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? No
17. Did the labor organization have any contingent liabilities at the end of the reporting period? No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? No
19. What is the date of the labor organization's next regular election of officers? 05 2006
20. How many members did the labor organization have at the end of the reporting period? 877
21. What ar the labor organization's rates of dues and fees?
 
Rates of Dues and Fees
Dues/Fees Amount   Unit Minimum Maximum
(a) Regular Dues/Fees 16 per MONTH    
(b) Working Dues/Fees .40 per HOUR    
(c) Initiation Fees 400 per      
(d) Transfer Fees 400 per      
(e) Work Permits   per      

 
Form LM-2 (Revised 2003)

 
STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 031-546

 
ASSETS
 
ASSETS Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
22. Cash   $464,352 $92,431
23. Accounts Receivable 1 $0 $0
24. Loans Receivable 2 $0 $0
25. U.S. Treasury Securities   $0 $327,463
26. Investments 5 $0 $0
27. Fixed Assets 6 $205,868 $202,468
28. Other Assets 7 $0 $0
29. TOTAL ASSETS   $670,220 $622,362

 
LIABILITIES
 
LIABILITIES Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
30. Accounts Payable 8 $0 $0
31. Loans Payable 9 $0 $0
32. Mortgages Payable   $0 $0
33. Other Liabilities 10 $0 $0
34. TOTAL LIABILITIES   $0 $0
   
35. NET ASSETS $670,220 $622,362
Form LM-2 (Revised 2003)

 
STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 031-546

 
CASH RECEIPTS SCH AMOUNT
36. Dues and Agency Fees   $727,917
37. Per Capita Tax   $0
38. Fees, Fines, Assessments, Work Permits   $0
39. Sale of Supplies   $1,114
40. Interest   $3,783
41. Dividends   $0
42. Rents   $15,420
43. Sale of Investments and Fixed Assets 3 $160,000
44. Loans Obtained 9 $0
45. Repayments of Loans Made 2 $0
46. On Behalf of Affiliates for Transmittal to Them   $0
47. From Members for Disbursement on Their Behalf   $0
48. Other Receipts 14 $55,780
49. TOTAL RECEIPTS   $964,014
CASH DISBURSEMENTS SCH AMOUNT
50. Representational Activities 15 $195,442
51. Political Activities and Lobbying 16 $16,353
52. Contributions, Gifts, and Grants 17 $9,600
53. General Overhead 18 $81,258
54. Union Administration 19 $261,778
55. Benefits 20 $124,786
56. Per Capita Tax   $100,789
57. Strike Benefits   $0
58. Fees, Fines, Assessments, etc.   $0
59. Supplies for Resale   $3,613
60. Purchase of Investments and Fixed Assets 4 $493,372
61. Loans Made 2 $0
62. Repayment of Loans Obtained 9 $0
63. To Affiliates of Funds Collected on Their Behalf   $0
64. On Behalf of Individual Members   $0
65. Direct Taxes   $48,944
  
66. Subtotal   $1,335,935
67. Withholding Taxes and Payroll Deductions    
  67a. Total Withheld $96,038    
  67b. Less Total Disbursed $96,038    
  67c. Total Withheld But Not Disbursed   $0
68. TOTAL DISBURSEMENTS   $1,335,935
Form LM-2 (Revised 2003)

 
SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 031-546

 
Description (if land or buildings give location)
(A) 		Cost
(B) 		Book Value
(C) 		Gross Sales Price
(D) 		Amount Received
(E)
Total of all lines $160,000 $160,000 $160,000 $160,000
US TREASURY BILL,5/12/2005,2.42% $160,000 $160,000 $160,000 $160,000
  14. Less Reinvestments $0
(Net Sales total will automatically entered in Item 43) 15. Net Sales $160,000
Form LM-2 (Revised 2003)

 
SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 031-546

 
Description (if land or buildings, give location)
(A) 		Cost
(B) 		Book Value
(C) 		Cash Paid
(D)
Total of all lines $493,372 $493,372 $493,372
CINDER BLOCKS $1,792 $1,792 $1,792
SHRUBS $2,300 $2,300 $2,300
COMPUTER BITS $1,654 $1,654 $1,654
TABLE $1,123 $1,123 $1,123
US TREASURY BILL,5/12/2005,2.42% $159,040 $159,040 $159,040
US TREASURY BILL,8/11/2005,2.63% $157,929 $157,929 $157,929
US TREASURY BILL,11/10/2005,2.98% $169,534 $169,534 $169,534
  14. Less Reinvestments $0
(Net Purchases total will automatically entered in Item 60) 15. Net Purchases $493,372
Form LM-2 (Revised 2003)

 
SCHEDULE 5 - INVESTMENTS FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 031-546

 
Description
(A) 		Cost or Other Basis
(B) 		Total Depreciation or
Amount Expensed
(C) 		Book Value
(D) 		Value
(E)
1. 141 GANO ST.,PROV.RI $1,000   $1,000 $288,000
3. 141 GANO ST.,PTOV.RI $359,832 $166,865 $192,967 $240,600
5. Automobiles and Other Vehicles $0 $0 $0 $0
6. Office Furniture and Equipment $23,806 $19,237 $4,569 $4,569
7. Other Fixed Assets $4,092 $160 $3,932 $3,932
8. Totals of Lines 1 through 7 (Column(D) Total will be automatically entered in Item 27, Column(B)) $388,730 $186,262 $202,468 $537,101
Form LM-2 (Revised 2003)

 
SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 031-546

 
  (A)
Name		 (B)
Title		 (C)
Status		 (D)
Gross Salary
Disbursements
(before any
deductions) 		(E)
Allowances
Disbursed 		(F)
Disbursements for Official Business 		(G)
Other
Disbursements not reported in
(D) thru (F) 		(H)
TOTAL
A
B
C 		EDWIN     SULLIVAN
PRESIDENT
P		 $97,440 $0 $6,594 $1,000 $105,034
I
Schedule 15
Representational Activities 		55 % Schedule 16
Political Activities and Lobbying 		5 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		40 %
A
B
C 		RICHARD     HOULIHAN
PRESIDENT
N		 $87,024 $0 $9,483 $1,000 $97,507
I
Schedule 15
Representational Activities 		55 % Schedule 16
Political Activities and Lobbying 		5 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		40 %
A
B
C 		GERALD     CANDELMO
VICE PRESIDENT
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		0 % Schedule 16
Political Activities and Lobbying 		0 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		100 %
A
B
C 		BERNARD     TREML
RECORDING SECRETARY
N		 $17,160 $0 $3,978 $0 $21,138
I
Schedule 15
Representational Activities 		40 % Schedule 16
Political Activities and Lobbying 		5 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		55 %
A
B
C 		WHITE     JAMES
TREASURER
N		 $74,248 $0 $9,298 $1,000 $84,546
I
Schedule 15
Representational Activities 		40 % Schedule 16
Political Activities and Lobbying 		5 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		55 %
A
B
C 		ELLERY     WOOD
FINANCIAL SECRETARY
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		0 % Schedule 16
Political Activities and Lobbying 		0 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		0 % Schedule 19
Administration 		100 %
Total Officer Disbursements $275,872 $0 $29,353 $3,000 $308,225
Less Deductions          
Net Disbursements         $308,225
Form LM-2 (Revised 2003)

 
SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 031-546

 
  (A)
Name		 (B)
Title		 (C)
Other Payer		 (D)
Gross Salary
Disbursements
(before any
deductions) 		(E)
Allowances Disbursed 		(F)
Disbursements for Official Business 		(G)
Other Disbursements not reported in
(D) thru (F) 		(H)
TOTAL
A
B
C 		TORRES     JACKOLYN
SECRETARY
n/a		 $34,257 $0 $0 $0 $34,257
I
Schedule 15
Representational Activities 		0 % Schedule 16
Political Activities and Lobbying 		0 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		100 % Schedule 19
Administration 		0 %
TOTALS RECEIVED BY EMPLOYEES MAKING LESS THAN $10000 $6,331 $0 $0 $0 $6,331
I Schedule 15
Representational Activities 		0 % Schedule 16
Political Activities and Lobbying 		0 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		100 % Schedule 19
Administration 		%
Total Employee Disbursements $40,588 $0 $0 $0 $40,588
Less Deductions          
Net Disbursements         $40,588
Form LM-2 (Revised 2003)

 
SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 031-546

 
Category of Membership
(A) 		Number
(B) 		Voting Eligibility
(C)
Members 877  
Agency Fee Payers*    
Total Members/Fee Payers 877  
*Agency Fee Payers are not considered members of the labor organization.
REGULAR 861 Yes
APPRENTICE 16 Yes
Form LM-2 (Revised 2003)

 
DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 031-546

 
SCHEDULE 14   OTHER RECEIPTS
1. Named Payer Itemized Receipts $0
2. Named Payer Non-itemized Receipts $0
3. All Other Receipts $55,780
4. Total Receipts $55,780
     
     
 
SCHEDULE 17   CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements $6,000
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $3,600
6. Total Disbursements $9,600
SCHEDULE 15   REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $8,550
3. To Officers $153,671
4. To Employees $0
5. All Other Disbursements $33,221
6. Total Disbursements $195,442
 
SCHEDULE 18   GENERAL OVERHEAD
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $10,927
3. To Officers $0
4. To Employees $40,588
5. All Other Disbursements $29,743
6. Total Disbursements $81,258
     
SCHEDULE 16   POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $15,411
4. To Employees $0
5. All Other Disbursements $942
6. Total Disbursement $16,353
 
SCHEDULE 19   UNION ADMINISTRATION
1. Named Payee Itemized Disbursements $44,039
2. Named Payee Non-itemized Disbursements $3,856
3. To Officers $139,143
4. To Employees $0
5. All Other Disbursements $74,740
6. Total Disbursements $261,778
Form LM-2 (Revised 2003)

 
SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 031-546

 
There was no data found for this schedule.

 
SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 031-546

 
Name and Address
(A)
WARD,FISHER &COMPANY

250C CENTERVILLE RD
WARWICK
RI
02886
Type or Classification
(B)
ACCOUNTANTS
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $8,550
Total of All Transactions $8,550
Form LM-2 (Revised 2003)

 
SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 031-546

 
There was no data found for this schedule.

 
SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 031-546

 
Name and Address
(A)
ESAC
7295

WARWICK
RI
02887
Type or Classification
(B)
CONTRIBUTION
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $6,000
Total Non-Itemized Transactions  
Total of All Transactions $6,000
COSPONSOR EVENT AT CONFERENCE 3/31/2005 $6,000
Form LM-2 (Revised 2003)

 
SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 031-546

 
Name and Address
(A)
THE HARTFORD
5556

HARTFORD
CT
06120
Type or Classification
(B)
INSURANCE COMPANY
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $10,927
Total of All Transactions $10,927
Form LM-2 (Revised 2003)

 
SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 031-546

 
Name and Address
(A)
FRANCIS FARM

151 COUNTY ST
REHOBOTH
MA
02769
Type or Classification
(B)
DINING FACILITY
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $37,900
Total Non-Itemized Transactions  
Total of All Transactions $37,900
ANNUAL MEMBER CLAMBAKE 9/14/2004 $37,900
Name and Address
(A)
RJ ALLEN & ASSOCIATES




 
Type or Classification
(B)
GIFTS TO MEMBERS
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $6,139
Total Non-Itemized Transactions $3,856
Total of All Transactions $9,995
ANNUAL MEMBER CLAMBAKE 8/31/2004 $6,139
Form LM-2 (Revised 2003)

 
SCHEDULE 20 - BENEFITS FILE NUMBER: 031-546

 
Description
(A) 		To Whom Paid
(B) 		Amount
(C)
Total Benefits $124,786
RETIREMENT IUOE LOCAL 57 PENSION FUND $33,588
RETIREMENT IUOE LOCAL 57 ANNUITY FUND $22,516
HEALTH IUOE LOCAL 57 HEALTH FUND $44,409
LEGAL IUOE LOCAL 57 LEGAL FUND $807
RETIREMENT IUOE GENERAL PENSION FUND $20,129
EMPLOYMENT OPPORTUNITIES IUOE UNIFIED TRUST FUND $3,337
Form LM-2 (Revised 2003)


 
69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 031-546


Question 11: ITEM TRUST EIN PLAN# 10 LOCAL 57 PENSION 05-0298773 001 LOCAL 57 HEALTH 05-0269242 501 LOCAL 57 LEGAL 05-0390663 502 LOCAL 57 ANNUITY 05-0446832 001 LOCAL 57 APPRENTICESHIP 05-0347056 502 LOCAL 57 UNIFIED TRUST 05-6106712 510
 
 
Form LM-2 (Revised 2003)