LM2 Operating Engineers Local 9 LMS# 024-023 (7/1/2004-6/30/2005)

FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006

MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440..

READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.

For Official Use Only

1. FILE NUMBER
024-023

2. PERIOD COVERED
From	7/1/2004
Through	6/30/2005

3.	(a) AMENDED - Is this an amended report:	No
	(b) HARDSHIP - Filed under the hardship procedures:	No
	(c) TERMINAL - This is a terminal report:	No

4. AFFILIATION OR ORGANIZATION NAME ENGINEERS, OPERATING, AFL-CIO
5. DESIGNATION (Local, Lodge, etc.) LOCAL UNION	6. DESIGNATION NBR 9
7. UNIT NAME (if any)

8. MAILING ADDRESS (Type or print in capital letters)
First Name WAYNE	Last Name DIKEMAN
P.O Box - Building and Room Number
Number and Street 990 KALAMATH ST
City DENVER
State CO	ZIP Code + 4 80204

9. Are your organization's records kept at its mailing address?

Yes

Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)

26. SIGNED:

Philip I Burns

PRESIDENT

27. SIGNED:

Robert G Benefiel

TREASURER

Date:

Sep 29, 2005

Contact Info:

Date:

Sep 29, 2005

Contact Info:

Form LM-2 (Revised 2003)

ITEMS 10 THROUGH 21

FILE NUMBER: 024-023

10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries?	Yes
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund?	No
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?	Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)	Yes
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds?	$200,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale?	No
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period?	No
17. Did the labor organization have any contingent liabilities at the end of the reporting period?	No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions?	No
19. What is the date of the labor organization's next regular election of officers?	8/2006

20. How many members did the labor organization have at the end of the reporting period?

2,380

21. What ar the labor organization's rates of dues and fees?

Rates of Dues and Fees
Dues/Fees	Amount		Unit	Minimum	Maximum
(a) Regular Dues/Fees	$55.00	per	MONTH	$32.25	$165.00
(b) Working Dues/Fees	0	per		N/A	N/A
(c) Initiation Fees	$730.63	per		$395.63	$730.63
(d) Transfer Fees	0	per
(e) Work Permits	$13.75	per	WEEKLY	N/A	N/A

Form LM-2 (Revised 2003)

STATEMENT A - ASSETS AND LIABILITIES

FILE NUMBER: 024-023

ASSETS

ASSETS	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
22. Cash		$1,132,651	$320,005
23. Accounts Receivable	1	$20,367	$45,325
24. Loans Receivable	2	$0	$0
25. U.S. Treasury Securities		$0	$0
26. Investments	5	$0	$828,353
27. Fixed Assets	6	$566,803	$183,331
28. Other Assets	7	$0	$14,084
29. TOTAL ASSETS		$1,719,821	$1,391,098

LIABILITIES

LIABILITIES	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
30. Accounts Payable	8	$49,613	$55,163
31. Loans Payable	9	$0	$0
32. Mortgages Payable		$0	$0
33. Other Liabilities	10	$0	$986
34. TOTAL LIABILITIES		$49,613	$56,149

35. NET ASSETS

$1,670,208

$1,334,949

Form LM-2 (Revised 2003)

STATEMENT B - RECEIPTS AND DISBURSEMENTS

FILE NUMBER: 024-023

CASH RECEIPTS	SCH	AMOUNT
36. Dues and Agency Fees		$1,463,993
37. Per Capita Tax		$0
38. Fees, Fines, Assessments, Work Permits		$179,863
39. Sale of Supplies		$3,030
40. Interest		$5,837
41. Dividends		$20,844
42. Rents		$7,080
43. Sale of Investments and Fixed Assets	3	$470
44. Loans Obtained	9	$0
45. Repayments of Loans Made	2	$0
46. On Behalf of Affiliates for Transmittal to Them		$0
47. From Members for Disbursement on Their Behalf		$0
48. Other Receipts	14	$113,165
49. TOTAL RECEIPTS		$1,794,282

CASH DISBURSEMENTS		SCH	AMOUNT
50. Representational Activities		15	$442,556
51. Political Activities and Lobbying		16	$30,692
52. Contributions, Gifts, and Grants		17	$17,339
53. General Overhead		18	$531,697
54. Union Administration		19	$42,069
55. Benefits		20	$224,029
56. Per Capita Tax			$362,841
57. Strike Benefits			$0
58. Fees, Fines, Assessments, etc.			$0
59. Supplies for Resale			$0
60. Purchase of Investments and Fixed Assets		4	$879,496
61. Loans Made		2	$0
62. Repayment of Loans Obtained		9	$0
63. To Affiliates of Funds Collected on Their Behalf			$0
64. On Behalf of Individual Members			$0
65. Direct Taxes			$75,273

66. Subtotal			$2,605,992
67. Withholding Taxes and Payroll Deductions
67a. Total Withheld	$203,819
67b. Less Total Disbursed	$204,758
67c. Total Withheld But Not Disbursed			-$939
68. TOTAL DISBURSEMENTS			$2,606,931

Form LM-2 (Revised 2003)

SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE

FILE NUMBER: 024-023

Entity or Individual Name (A)	Total Account Receivable (B)	90-180 Days Past Due (C)	180+ Days Past Due (D)	Liquidated Account Receivable (E)
Totals from all other accounts receivable	$45,325			$0
TOTALS (Column (B) Total will be automatically entered in Item 23, Column (B))	$45,325	$0	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 2 - LOANS RECEIVABLE

FILE NUMBER: 024-023

There was no data found for this schedule.

SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 024-023

Description (if land or buildings give location) (A)	Cost (B)	Book Value (C)	Gross Sales Price (D)	Amount Received (E)
Total of all lines	$23,797	$13,488	$8,030	$8,030
COMPUTER EQUIPMENT	$270	$0	$270	$270
AUTO	$16,767	$6,728	$1,000	$1,000
MUTUAL FUNDS	$6,760	$6,760	$6,760	$6,760

				14. Less Reinvestments	$7,560
(Net Sales total will automatically entered in Item 43)				15. Net Sales	$470

Form LM-2 (Revised 2003)

SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 024-023

Description (if land or buildings, give location) (A)	Cost (B)	Book Value (C)	Cash Paid (D)
Total of all lines	$887,056	$920,832	$887,056
AUTOMOBILE	$12,245	$12,245	$12,245
COMPUTERS AND SOFTWARE	$46,477	$46,477	$46,477
CHAIR	$943	$943	$943
VACUUM	$268	$268	$268
MUTUAL FUNDS	$157,804	$159,967	$157,804
MUTUAL FUNDS	$669,319	$700,932	$669,319

		14. Less Reinvestments	$7,560
(Net Purchases total will automatically entered in Item 60)		15. Net Purchases	$879,496

Form LM-2 (Revised 2003)

SCHEDULE 5 - INVESTMENTS

FILE NUMBER: 024-023

Description (A)	Amount (B)
Marketable Securities
1. Total Cost	$822,433
2. Total Book Value	$828,353
3. List each marketable security which has a book value over $5000 and exceeds 5% of Line 2.

MCMORGAN INTERMEDIATE FIXED INCOME	$653,455
MCMORGAN PRINPICAL PRESERVATION FUND	$47,478
FPA NE INCOME INC	$42,028
FIDELITY ADVSR SER II	$42,294
PIMCO FDS PAC INVT	$43,098

Other Investments
4. Total Cost
5. Total Book Value
6. List each other investment which has a book value over $5000, of Line 5. Also list each Trust which is an investment.

7. Total of Lines 2 and 5 (Total will be automatically entered in Item 26, Column(B))

$828,353

Form LM-2 (Revised 2003)

SCHEDULE 6 - FIXED ASSETS

FILE NUMBER: 024-023

Description (A)	Cost or Other Basis (B)	Total Depreciation or Amount Expensed (C)	Book Value (D)	Value (E)
1. DENVER, PUEBLO, GRAND JUNCTION	$37,243		$37,243	$37,243

3. 990 KALAMATH ST, DENVER CO

$152,001

$121,601

$30,400

5. Automobiles and Other Vehicles

$111,850

$85,444

$26,406

6. Office Furniture and Equipment

$189,113

$124,520

$64,593

7. Other Fixed Assets

$103,596

$78,907

$24,689

8. Totals of Lines 1 through 7 (Column(D) Total will be automatically entered in Item 27, Column(B))

$593,803

$410,472

$183,331

Form LM-2 (Revised 2003)

SCHEDULE 7 - OTHER ASSETS

FILE NUMBER: 024-023

Description (A)	Book Value (B)
Total Other Assets (Total will be automatically entered in Item 28, Column(B))	$14,084
Inventory of Shirts, hats & other Union Logo items	$14,084

Form LM-2 (Revised 2003)

SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE

FILE NUMBER: 024-023

Entity or Individual Name (A)	Total Account Payable (B)	90-180 Days Past Due (C)	180+ Days Past Due (D)	Liquidated Account (E)
Total from all other accounts payable	$24,079	$0	$0	$0
Total Accounts Payable (Column(B) Total will be automatically entered in Item 30, Column(D))	$55,163	$0	$0	$0
International Union of Operating Engineers	$31,084	$0	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 9 - LOANS PAYABLE

FILE NUMBER: 024-023

There was no data found for this schedule.

SCHEDULE 10 - OTHER LIABILITIES

FILE NUMBER: 024-023

Description (A)	Amount at End of Period (B)
Total Other Liabilities (Total will be automatically entered in Item 33, Column(D))	$986
Payroll Taxes	$986

Form LM-2 (Revised 2003)

SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS

FILE NUMBER: 024-023

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances
Disbursed

(F)
Disbursements for Official Business

(G)
Other
Disbursements not reported in
(D) thru (F)

(H)
TOTAL

A
B
C

WAYNE DIKEMAN
BUSINESS MANAGER
C

$67,485

$288

$5,262

$73,035

Schedule 15
Representational Activities

91 %

Schedule 16
Political Activities and Lobbying

1 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

3 %

A
B
C

PHILIP BARNS
PRESIDENT
C

$51,434

$289

$4,930

$56,653

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

5 %

Schedule 17
Contributions

Schedule 18
General Overhead

3 %

Schedule 19
Administration

2 %

A
B
C

JIMMY HOYT
PRESIDENT
P

$257

$186

$443

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

SANDY CROUSE
VICE PRESIDENT
N

$65

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

JERRY SMART
RECORDING SECRETARY
C

$51,434

$288

$4,364

$56,086

Schedule 15
Representational Activities

92 %

Schedule 16
Political Activities and Lobbying

1 %

Schedule 17
Contributions

2 %

Schedule 18
General Overhead

2 %

Schedule 19
Administration

3 %

A
B
C

DANIEL OWENS
FINANCIAL SECRETARY
C

$51,434

$289

$5,394

$57,117

Schedule 15
Representational Activities

90 %

Schedule 16
Political Activities and Lobbying

3 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

5 %

Schedule 19
Administration

2 %

A
B
C

ROBERT BENEFIEL
TREASURER
C

$1,028

$28

$1,056

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

CHARLES PIPER JR.
EXECUTIVE BOARD TRUSTEE
N

$600

$22

$622

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

JOEL BECK
EXECUTIVE BOARD TRUSTEE
C

$1,028

$597

$1,625

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

A
B
C

EVERETT HESS
EXECUTIVE BOARD TRUSTEE
C

$51,434

$289

$5,352

$57,075

Schedule 15
Representational Activities

95 %

Schedule 16
Political Activities and Lobbying

1 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

3 %

Schedule 19
Administration

1 %

A
B
C

DANIEL GREER
EXECUTIVE BOARD TRUSTEE
P

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

100 %

Total Officer Disbursements	$276,134	$1,443	$26,200	$0	$303,777
Less Deductions					$85,949
Net Disbursements					$217,828

Form LM-2 (Revised 2003)

SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES

FILE NUMBER: 024-023

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances Disbursed

(F)
Disbursements for Official Business

(G)
Other Disbursements not reported in
(D) thru (F)

(H)
TOTAL

A
B
C

JUDY ZEIGLER
OFFICE
NONE

$25,571

$111

$25,682

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

DARCY SMITH
OFFICE
NONE

$11,619

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

95 %

Schedule 19
Administration

5 %

A
B
C

RENEE BELLEW
OFFICE
NONE

$11,264

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

95 %

Schedule 19
Administration

5 %

A
B
C

BARBARA ALARCON
OFFICE
NONE

$36,553

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

60 %

Schedule 19
Administration

40 %

A
B
C

GWEN WILLIAS
OFFICE
NONE

$39,450

$85

$39,535

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

JOANNE SPIKER
OFFICE
NONE

$4,830

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

DEANN HARRIS
OFFICE
NONE

$36,131

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

5 %

Schedule 17
Contributions

Schedule 18
General Overhead

90 %

Schedule 19
Administration

5 %

A
B
C

MARK YOUNG
OFFICE
NONE

$36,131

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

RONALD MARTINRZ
OFFICE
NONE

$27,313

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

WANDA FORSYTHE
OFFICE
NONE

$14,788

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

95 %

Schedule 19
Administration

5 %

A
B
C

MARILYN FULLER
OFFICE
NONE

$3,018

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

A
B
C

DEENA HOLLAND
OFFICE
NONE

$20,137

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

95 %

Schedule 19
Administration

5 %

A
B
C

BERNADETTE HORCHNER
ORGANIZER/AGENT
NONE

$50,446

$288

$6,052

$56,786

Schedule 15
Representational Activities

76 %

Schedule 16
Political Activities and Lobbying

9 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

14 %

Schedule 19
Administration

1 %

A
B
C

WILLIAM MCCAHILL
ATTORNEY
NONE

$51,434

$80

$51,514

Schedule 15
Representational Activities

89 %

Schedule 16
Political Activities and Lobbying

4 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

6 %

Schedule 19
Administration

1 %

A
B
C

MIKE SMITH
DISPATCHER
NONE

$51,434

$288

$1,192

$52,914

Schedule 15
Representational Activities

97 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

2 %

Schedule 19
Administration

1 %

A
B
C

PATRICK DANIEL
ORGANIZER/AGENT
NONE

$9,878

$737

$10,615

Schedule 15
Representational Activities

99 %

Schedule 16
Political Activities and Lobbying

1 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

0 %

TOTALS RECEIVED BY EMPLOYEES MAKING LESS THAN $10000

$19,899

Schedule 15
Representational Activities

0 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

100 %

Schedule 19
Administration

0 %

Total Employee Disbursements	$449,896	$576	$8,257	$0	$458,729
Less Deductions					$117,870
Net Disbursements					$340,859

Form LM-2 (Revised 2003)

SCHEDULE 13 - MEMBERSHIP STATUS

FILE NUMBER: 024-023

Category of Membership (A)	Number (B)	Voting Eligibility (C)
Members	2,380
Agency Fee Payers*
Total Members/Fee Payers	2,380
*Agency Fee Payers are not considered members of the labor organization.
JOURNEYMEN	1,695	Yes
OILERS	28	Yes
APPRENTICE	128	Yes
SHOP	437	Yes
MINE WORKERS	92	Yes

Form LM-2 (Revised 2003)

DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19

FILE NUMBER: 024-023

SCHEDULE 14 OTHER RECEIPTS
1. Named Payer Itemized Receipts	$32,277
2. Named Payer Non-itemized Receipts	$74,868
3. All Other Receipts	$6,020
4. Total Receipts	$113,165

SCHEDULE 17 CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements	$5,000
2. Named Payee Non-itemized Disbursements	$0
3. To Officers	$1,122
4. To Employees	$0
5. All Other Disbursements	$11,217
6. Total Disbursements	$17,339

SCHEDULE 15 REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements	$0
2. Named Payee Non-itemized Disbursements	$5,805
3. To Officers	$274,675
4. To Employees	$150,840
5. All Other Disbursements	$11,236
6. Total Disbursements	$442,556

SCHEDULE 18 GENERAL OVERHEAD
1. Named Payee Itemized Disbursements	$18,062
2. Named Payee Non-itemized Disbursements	$96,852
3. To Officers	$11,042
4. To Employees	$277,875
5. All Other Disbursements	$127,866
6. Total Disbursements	$531,697

SCHEDULE 16 POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements	$15,000
2. Named Payee Non-itemized Disbursements	$0
3. To Officers	$6,409
4. To Employees	$9,085
5. All Other Disbursements	$198
6. Total Disbursement	$30,692

SCHEDULE 19 UNION ADMINISTRATION
1. Named Payee Itemized Disbursements	$0
2. Named Payee Non-itemized Disbursements	$0
3. To Officers	$10,531
4. To Employees	$20,930
5. All Other Disbursements	$10,608
6. Total Disbursements	$42,069

Form LM-2 (Revised 2003)

SCHEDULE 14 - OTHER RECEIPTS

FILE NUMBER: 024-023

Name and Address
(A)

IUOE Local 9 Credit Union

990 Kalamath Street
Denver
CO
80204

Type or Classification
(B)

Credit Union

Purpose (C)	Date (D)	Amount (E)
Total Itemized Transactions		$24,935
Total Non-Itemized Transactions		$34,486
Total of All Transactions		$59,421
REIMBURSEMENTS	7/27/2004	$6,136
REIMBURSEMENTS	11/5/2004	$6,535
REIMBURSEMENTS	1/3/2005	$6,616
REIMBURSEMENTS	1/31/2005	$5,648

Name and Address