Operating Engineers NEW YORK STATE CONFERENCE LM2 513-400 (7/1/2004-6/30/2005)
 
U.S. Department of Labor
Employment Standards Administration
Office of Labor-Management Standards
Washington, DC 20210 		FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006
MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

 
This report is mandatory under P.L. 86-257, as amended.  Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440..
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only 1. FILE NUMBER
513-400
2. PERIOD COVERED
From 7/1/2004
Through 6/30/2005
3. (a) AMENDED - Is this an amended report:
 		 No
  (b) HARDSHIP - Filed under the hardship procedures:
 		 No
  (c) TERMINAL - This is a terminal report: No
4. AFFILIATION OR ORGANIZATION NAME
ENGINEERS, OPERATING, AFL-CIO
 
5. DESIGNATION (Local, Lodge, etc.)
CONFERENCE
 		 6. DESIGNATION NBR

 
7. UNIT NAME (if any)
NEW YORK STATE
 
8. MAILING ADDRESS (Type or print in capital letters)
First Name
WILLIAM J
 		 Last Name
MCSPEDON
 
P.O Box - Building and Room Number

 
Number and Street
100 SOUTH SWAN STREET
City
ALBANY
State
NY		 ZIP Code + 4
12210


9. Are your organization's records kept at its mailing address?


 		 Yes

 
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)
26. SIGNED: William K Duffy PRESIDENT 27. SIGNED: William J McSpedon TREASURER
Date: Sep 28, 2005 Contact Info:   Date: Sep 27, 2005 Contact Info:  
Form LM-2 (Revised 2003)

 
ITEMS 10 THROUGH 21 FILE NUMBER: 513-400
10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? No
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund? Yes
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.) No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? $50,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? Yes
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? Yes
17. Did the labor organization have any contingent liabilities at the end of the reporting period? No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? No
19. What is the date of the labor organization's next regular election of officers? SEPTEMBER 2006
20. How many members did the labor organization have at the end of the reporting period? 0
21. What ar the labor organization's rates of dues and fees?
 
Rates of Dues and Fees
Dues/Fees Amount   Unit Minimum Maximum
(a) Regular Dues/Fees 7.00 per MEMBER Attachment   21876
(b) Working Dues/Fees   per      
(c) Initiation Fees   per      
(d) Transfer Fees   per      
(e) Work Permits   per      

 
Form LM-2 (Revised 2003)

 
STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 513-400

 
ASSETS
 
ASSETS Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
22. Cash   $84,456 $70,073
23. Accounts Receivable 1 $0 $0
24. Loans Receivable 2 $0 $0
25. U.S. Treasury Securities   $0 $0
26. Investments 5 $0 $0
27. Fixed Assets 6 $1,383 $37,298
28. Other Assets 7 $0 $0
29. TOTAL ASSETS   $85,839 $107,371

 
LIABILITIES
 
LIABILITIES Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
30. Accounts Payable 8 $0 $0
31. Loans Payable 9 $0 $36,677
32. Mortgages Payable   $0 $0
33. Other Liabilities 10 $0 $0
34. TOTAL LIABILITIES   $0 $36,677
   
35. NET ASSETS $85,839 $70,694
Form LM-2 (Revised 2003)

 
STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 513-400

 
CASH RECEIPTS SCH AMOUNT
36. Dues and Agency Fees   $0
37. Per Capita Tax   $166,585
38. Fees, Fines, Assessments, Work Permits   $85,887
39. Sale of Supplies   $0
40. Interest   $0
41. Dividends   $0
42. Rents   $0
43. Sale of Investments and Fixed Assets 3 $0
44. Loans Obtained 9 $43,400
45. Repayments of Loans Made 2 $0
46. On Behalf of Affiliates for Transmittal to Them   $0
47. From Members for Disbursement on Their Behalf   $0
48. Other Receipts 14 $16,891
49. TOTAL RECEIPTS   $312,763
CASH DISBURSEMENTS SCH AMOUNT
50. Representational Activities 15 $0
51. Political Activities and Lobbying 16 $120,872
52. Contributions, Gifts, and Grants 17 $1,500
53. General Overhead 18 $57,052
54. Union Administration 19 $90,490
55. Benefits 20 $0
56. Per Capita Tax   $0
57. Strike Benefits   $0
58. Fees, Fines, Assessments, etc.   $0
59. Supplies for Resale   $0
60. Purchase of Investments and Fixed Assets 4 $43,400
61. Loans Made 2 $0
62. Repayment of Loans Obtained 9 $6,723
63. To Affiliates of Funds Collected on Their Behalf   $7,109
64. On Behalf of Individual Members   $0
65. Direct Taxes   $0
  
66. Subtotal   $327,146
67. Withholding Taxes and Payroll Deductions    
  67a. Total Withheld $0    
  67b. Less Total Disbursed $0    
  67c. Total Withheld But Not Disbursed   $0
68. TOTAL DISBURSEMENTS   $327,146
Form LM-2 (Revised 2003)

 
SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 513-400

 
Description (if land or buildings, give location)
(A) 		Cost
(B) 		Book Value
(C) 		Cash Paid
(D)
Total of all lines $43,400 $43,400 $43,400
AUTOMOBILE $43,400 $43,400 $43,400
  14. Less Reinvestments $0
(Net Purchases total will automatically entered in Item 60) 15. Net Purchases $43,400
Form LM-2 (Revised 2003)

 
SCHEDULE 5 - INVESTMENTS FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 513-400

 
Description
(A) 		Cost or Other Basis
(B) 		Total Depreciation or
Amount Expensed
(C) 		Book Value
(D) 		Value
(E)
1. Land (give location) $0   $0 $0
3. Buildings (give location) $0 $0 $0 $0
5. Automobiles and Other Vehicles $43,400 $7,258 $36,142 $36,142
6. Office Furniture and Equipment $10,308 $9,152 $1,156 $1,156
7. Other Fixed Assets $0 $0 $0 $0
8. Totals of Lines 1 through 7 (Column(D) Total will be automatically entered in Item 27, Column(B)) $53,708 $16,410 $37,298 $37,298
Form LM-2 (Revised 2003)

 
SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 513-400

 
Source of Loans Payable at Any
Time During the Reporting Period
(A) 		Loans Owed at
Start of Period
(B) 		Loans Obtained
During Period
(C) 		Repayment
During Period
Cash
(D)(1) 		Repayment
During Period
Other Than Cash
(D)(1) 		Loans Owed at
End of Period
(E)
Total Loans Payable $0 $43,400 $6,723 $0 $36,677
Totals will be automatically entered in... Item 31
Column (C)		 Item 44 Item 62 Item 69
with Explanation		 Item 31
Column (D)
GENERAL MOTORS ACCEPTANCE CORP $0 $43,400 $6,723 $0 $36,677
Form LM-2 (Revised 2003)

 
SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 513-400

 
  (A)
Name		 (B)
Title		 (C)
Status		 (D)
Gross Salary
Disbursements
(before any
deductions) 		(E)
Allowances
Disbursed 		(F)
Disbursements for Official Business 		(G)
Other
Disbursements not reported in
(D) thru (F) 		(H)
TOTAL
A
B
C 		WILLIAM   K   DUFFY
PRESIDENT
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		NICHOLAS     SIGNORELL
VICE PRESIDENT
N		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		WILLIAM   J   McSPEDON
SECRETARY-TREASURER
C		 $0 $5,000 $360 $0 $5,360
I
Schedule 15
Representational Activities 		0 % Schedule 16
Political Activities and Lobbying 		75 % Schedule 17
Contributions 		0 % Schedule 18
General Overhead 		25 % Schedule 19
Administration 		0 %
A
B
C 		MARK     KIRSCH
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		DANIEL     Mc GRAW
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		THERON   H   HOGLE
TRUSTEE
N		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		MICHAEL     CARNEY
VICE PRESIDENT
P		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
A
B
C 		NICHOLAS     SIGNORELLI
TRUSTEE
P		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		100 % Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		%
Total Officer Disbursements $0 $5,000 $360 $0 $5,360
Less Deductions          
Net Disbursements         $5,360
Form LM-2 (Revised 2003)

 
SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 513-400

 
SCHEDULE 14   OTHER RECEIPTS
1. Named Payer Itemized Receipts $0
2. Named Payer Non-itemized Receipts $16,000
3. All Other Receipts $891
4. Total Receipts $16,891
     
     
 
SCHEDULE 17   CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $1,500
6. Total Disbursements $1,500
SCHEDULE 15   REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $0
6. Total Disbursements $0
 
SCHEDULE 18   GENERAL OVERHEAD
1. Named Payee Itemized Disbursements $36,361
2. Named Payee Non-itemized Disbursements $0
3. To Officers $1,340
4. To Employees $0
5. All Other Disbursements $19,351
6. Total Disbursements $57,052
     
SCHEDULE 16   POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements $109,083
2. Named Payee Non-itemized Disbursements $0
3. To Officers $4,020
4. To Employees $0
5. All Other Disbursements $7,769
6. Total Disbursement $120,872
 
SCHEDULE 19   UNION ADMINISTRATION
1. Named Payee Itemized Disbursements $80,518
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $9,972
6. Total Disbursements $90,490
Form LM-2 (Revised 2003)

 
SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 513-400

 
Name and Address
(A)
INTERNATIONAL UNION OF
OPERATING ENGINEERS
1125 17TH STREET, NW
WASHINGTON
DC
20036
Type or Classification
(B)
GRANT INCOME
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $16,000
Total of All Transactions $16,000
Form LM-2 (Revised 2003)

 
SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 513-400

 
Name and Address
(A)
I.U.O.E. LOCAL 825

65 SPRINGFIELD AVENUE
SPRINGFIELD
NJ
07081
Type or Classification
(B)
OTHER NONPROFIT ORGANIZATION
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $109,083
Total Non-Itemized Transactions  
Total of All Transactions $109,083
REIMBURSED PAYROLL 11/12/2004 $27,271
REIMBURSED PAYROLL 11/18/2004 $27,271
REIMBURSED PAYROLL 12/10/2004 $27,271
REIMBURSED PAYROLL 01/07/2005 $27,270
Form LM-2 (Revised 2003)

 
SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 513-400

 
There was no data found for this schedule.

 
SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 513-400

 
Name and Address
(A)
I.U.O.E. LOCAL 825

65 SPRINGFIELD AVENUE
SPRINGFIELD
NJ
07081
Type or Classification
(B)
OTHER NONPROFIT ORGANIZATION
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $36,361
Total Non-Itemized Transactions  
Total of All Transactions $36,361
REIMBURSED EXPENSE 11/12/2004 $9,090
REIMBURSED EXPENSE 11/18/2004 $9,090
REIMBURSED EXPENSE 12/10/2004 $9,090
REIMBURSED EXPENSE 01/07/2005 $9,091
Form LM-2 (Revised 2003)

 
SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 513-400

 
Name and Address
(A)
THE SAGAMORE HOTEL

ON LAKE GEORGE
BOLTON LANDING
NY
12814
Type or Classification
(B)
HOTEL
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $68,718
Total Non-Itemized Transactions  
Total of All Transactions $68,718
CONVENTION 09/24/2004 $68,718
Name and Address
(A)
THE ALBANY CROWNE PLAZA HOTEL

STATE AND LODGE STREETS
ALBANY
NY
12207
Type or Classification
(B)
HOTEL
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $11,800
Total Non-Itemized Transactions  
Total of All Transactions $11,800
CONFERENCE 05/19/2005 $11,800
Form LM-2 (Revised 2003)

 
SCHEDULE 20 - BENEFITS FILE NUMBER: 513-400

 
There was no data found for this schedule.


 
69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 513-400


Question 11: NEW YORK STATE CONFERENCE OF THE I.U.O.E. POLITICAL ACTION COMMITTEE, EIN #14-1825123

Question 12: AUDIT WAS PERFORMED BY SCHULTHEIS & PANETTIERI, LLP, AN INDEPENDENT ACCOUNTING FIRM.

Question 15: ASSETS, THAT WERE FULLY DEPRECIATED AND NO LONGER IN SERVICE, WERE DISPOSED OF AND WRITTEN OFF THE BOOKS.

Statement A

Cash Begin Total: TO AFFILIATES OF FUNDS COLLECTED ON THEIR BEHALF PRIOR YEAR LM2 INCLUDES NYS POLITICAL ACTION COMMITTEE FUNDS (PAC) ACTIVITY. THE CURRENT YEAR DOES NOT INCLUDE PAC FUND SINCE PUBLICLY AVAILABLE REPORTS ON THE PAC FUND ARE FILED WITH A STATE AGENCY, THEREFORE THE PAC CASH ACCOUNT HAS BEEN ELIMINATED FROM STATEMENT A - ASSETS AND LIABILITIES LINE 22.

Question 16: AUTOMOBILE LOAN WITH GENERAL MOTORS ACCEPTANCE CORP. IS COLLATERIZED BY THE VEHICLE PURCHASED.
 
 
Form LM-2 (Revised 2003)