Operating Engineers WESTERN CONFERENCE Lm2 057-488 (8/1/2004-7/31/2005)
 
U.S. Department of Labor
Employment Standards Administration
Office of Labor-Management Standards
Washington, DC 20210 		FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006
MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

 
This report is mandatory under P.L. 86-257, as amended.  Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440..
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only 1. FILE NUMBER
057-488
2. PERIOD COVERED
From 8/1/2004
Through 7/31/2005
3. (a) AMENDED - Is this an amended report:
 		 No
  (b) HARDSHIP - Filed under the hardship procedures:
 		 No
  (c) TERMINAL - This is a terminal report: No
4. AFFILIATION OR ORGANIZATION NAME
ENGINEERS, OPERATING, AFL-CIO
 
5. DESIGNATION (Local, Lodge, etc.)
CONFERENCE
 		 6. DESIGNATION NBR

 
7. UNIT NAME (if any)
WESTERN
 
8. MAILING ADDRESS (Type or print in capital letters)
First Name
DENNIS
 		 Last Name
BONNIFIELD
 
P.O Box - Building and Room Number

 
Number and Street
1787 TRIBUTE ROAD
City
SACRAMENTO
State
CA		 ZIP Code + 4
95815-4404


9. Are your organization's records kept at its mailing address?


 		 Yes

 
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)
26. SIGNED: William C Waggoner PRESIDENT 27. SIGNED: Allan B Darr TREASURER
Date: Oct 27, 2005 Contact Info:   Date: Oct 28, 2005 Contact Info: 425-806-0302
Form LM-2 (Revised 2003)

 
ITEMS 10 THROUGH 21 FILE NUMBER: 057-488
10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? Yes
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund? No
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.) No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? $70,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? Yes
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? No
17. Did the labor organization have any contingent liabilities at the end of the reporting period? No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? No
19. What is the date of the labor organization's next regular election of officers? SEPT 2007
20. How many members did the labor organization have at the end of the reporting period? 18
21. What ar the labor organization's rates of dues and fees?
 
Rates of Dues and Fees
Dues/Fees Amount   Unit Minimum Maximum
(a) Regular Dues/Fees N/A per N/A    
(b) Working Dues/Fees N/A per N/A    
(c) Initiation Fees N/A per N/A    
(d) Transfer Fees N/A per N/A    
(e) Work Permits N/A per N/A    

 
Form LM-2 (Revised 2003)

 
STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 057-488

 
ASSETS
 
ASSETS Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
22. Cash   $249,461 $313,387
23. Accounts Receivable 1 $0 $0
24. Loans Receivable 2 $0 $0
25. U.S. Treasury Securities   $0 $0
26. Investments 5 $0 $0
27. Fixed Assets 6 $10,384 $1,745
28. Other Assets 7 $0 $0
29. TOTAL ASSETS   $259,845 $315,132

 
LIABILITIES
 
LIABILITIES Schedule
Number 		Start of Reporting Period
(A) 		End of Reporting Period
(B)
30. Accounts Payable 8 $379 $0
31. Loans Payable 9 $0 $0
32. Mortgages Payable   $0 $0
33. Other Liabilities 10 $0 $0
34. TOTAL LIABILITIES   $379 $0
   
35. NET ASSETS $259,466 $315,132
Form LM-2 (Revised 2003)

 
STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 057-488

 
CASH RECEIPTS SCH AMOUNT
36. Dues and Agency Fees   $0
37. Per Capita Tax   $303,588
38. Fees, Fines, Assessments, Work Permits   $0
39. Sale of Supplies   $0
40. Interest   $1,916
41. Dividends   $0
42. Rents   $0
43. Sale of Investments and Fixed Assets 3 $0
44. Loans Obtained 9 $0
45. Repayments of Loans Made 2 $0
46. On Behalf of Affiliates for Transmittal to Them   $0
47. From Members for Disbursement on Their Behalf   $0
48. Other Receipts 14 $88,250
49. TOTAL RECEIPTS   $393,754
CASH DISBURSEMENTS SCH AMOUNT
50. Representational Activities 15 $0
51. Political Activities and Lobbying 16 $0
52. Contributions, Gifts, and Grants 17 $52,557
53. General Overhead 18 $39,460
54. Union Administration 19 $216,910
55. Benefits 20 $17,790
56. Per Capita Tax   $0
57. Strike Benefits   $0
58. Fees, Fines, Assessments, etc.   $0
59. Supplies for Resale   $0
60. Purchase of Investments and Fixed Assets 4 $732
61. Loans Made 2 $0
62. Repayment of Loans Obtained 9 $0
63. To Affiliates of Funds Collected on Their Behalf   $0
64. On Behalf of Individual Members   $0
65. Direct Taxes   $2,379
  
66. Subtotal   $329,828
67. Withholding Taxes and Payroll Deductions    
  67a. Total Withheld $5,460    
  67b. Less Total Disbursed $5,460    
  67c. Total Withheld But Not Disbursed   $0
68. TOTAL DISBURSEMENTS   $329,828
Form LM-2 (Revised 2003)

 
SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 057-488

 
Description (if land or buildings, give location)
(A) 		Cost
(B) 		Book Value
(C) 		Cash Paid
(D)
Total of all lines $732 $732 $732
COMPUTER EQUIPMENT $732 $732 $732
  14. Less Reinvestments $0
(Net Purchases total will automatically entered in Item 60) 15. Net Purchases $732
Form LM-2 (Revised 2003)

 
SCHEDULE 5 - INVESTMENTS FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 057-488

 
Description
(A) 		Cost or Other Basis
(B) 		Total Depreciation or
Amount Expensed
(C) 		Book Value
(D) 		Value
(E)
1. Land (give location) $0   $0 $0
3. Buildings (give location) $0 $0 $0 $0
5. Automobiles and Other Vehicles $0 $0 $0 $0
6. Office Furniture and Equipment $8,101 $6,356 $1,745 $1,745
7. Other Fixed Assets $0 $0 $0 $0
8. Totals of Lines 1 through 7 (Column(D) Total will be automatically entered in Item 27, Column(B)) $8,101 $6,356 $1,745 $1,745
Form LM-2 (Revised 2003)

 
SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 057-488

 
  (A)
Name		 (B)
Title		 (C)
Status		 (D)
Gross Salary
Disbursements
(before any
deductions) 		(E)
Allowances
Disbursed 		(F)
Disbursements for Official Business 		(G)
Other
Disbursements not reported in
(D) thru (F) 		(H)
TOTAL
A
B
C 		WILLIAM     WAGGONER
PRESIDENT
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		JIM     MCLAUGHLI
VICE PRESIDENT
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		ALLAN     DARR
SECRETARY TREASURER
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		JERRY     KALMAR
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		BILL     DIKEMAN
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		MARK     HOLLIDAY
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		LARRY     JOHNSTON
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
A
B
C 		JOHN     BONILLA
TRUSTEE
C		 $0 $0 $0 $0 $0
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		% Schedule 19
Administration 		100 %
Total Officer Disbursements $0 $0 $0 $0 $0
Less Deductions          
Net Disbursements         $0
Form LM-2 (Revised 2003)

 
SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 057-488

 
  (A)
Name		 (B)
Title		 (C)
Other Payer		 (D)
Gross Salary
Disbursements
(before any
deductions) 		(E)
Allowances Disbursed 		(F)
Disbursements for Official Business 		(G)
Other Disbursements not reported in
(D) thru (F) 		(H)
TOTAL
A
B
C 		MARILYN     BYBEE
SECRETARY
N/A		 $24,582 $0 $0 $0 $24,582
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		80 % Schedule 19
Administration 		20 %
A
B
C 		DENNS     BONNIFIELD
ADMINISTRATOR
INT'L UNION OF OP. ENGINEERS		 $5,592 $0 $3,856 $0 $9,448
I
Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		40 % Schedule 19
Administration 		60 %
TOTALS RECEIVED BY EMPLOYEES MAKING LESS THAN $10000 $1,375 $0 $0 $0 $1,375
I Schedule 15
Representational Activities 		% Schedule 16
Political Activities and Lobbying 		% Schedule 17
Contributions 		% Schedule 18
General Overhead 		100 % Schedule 19
Administration 		%
Total Employee Disbursements $31,549 $0 $3,856 $0 $35,405
Less Deductions          
Net Disbursements         $35,405
Form LM-2 (Revised 2003)

 
SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 057-488

 
Category of Membership
(A) 		Number
(B) 		Voting Eligibility
(C)
Members 18  
Agency Fee Payers*    
Total Members/Fee Payers 18  
*Agency Fee Payers are not considered members of the labor organization.
AFFILIATED LOCAL UNION 18 Yes
Form LM-2 (Revised 2003)

 
DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 057-488

 
SCHEDULE 14   OTHER RECEIPTS
1. Named Payer Itemized Receipts $5,000
2. Named Payer Non-itemized Receipts $15,875
3. All Other Receipts $67,375
4. Total Receipts $88,250
     
     
 
SCHEDULE 17   CONTRIBUTIONS, GIFTS & GRANTS
1. Named Payee Itemized Disbursements $10,780
2. Named Payee Non-itemized Disbursements $41,027
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $750
6. Total Disbursements $52,557
SCHEDULE 15   REPRESENTATIONAL ACTIVITIES
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $0
6. Total Disbursements $0
 
SCHEDULE 18   GENERAL OVERHEAD
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $24,820
5. All Other Disbursements $14,640
6. Total Disbursements $39,460
     
SCHEDULE 16   POLITICAL ACTIVITIES AND LOBBYING
1. Named Payee Itemized Disbursements $0
2. Named Payee Non-itemized Disbursements $0
3. To Officers $0
4. To Employees $0
5. All Other Disbursements $0
6. Total Disbursement $0
 
SCHEDULE 19   UNION ADMINISTRATION
1. Named Payee Itemized Disbursements $109,767
2. Named Payee Non-itemized Disbursements $12,325
3. To Officers $0
4. To Employees $10,585
5. All Other Disbursements $84,233
6. Total Disbursements $216,910
Form LM-2 (Revised 2003)

 
SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 057-488

 
Name and Address
(A)
Associated Third Party Administrators

1640 South Loop Road
Alameda
CA
94502
Type or Classification
(B)
Third Party Administrator
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $5,000
Total Non-Itemized Transactions $3,000
Total of All Transactions $8,000
Golf tournament sponsorship donation 09/16/2004 $5,000
Name and Address
(A)
Operating Engineers Local Union No. 3

1620 South Loop Road
Alameda
CA
94502
Type or Classification
(B)
Labor Organization
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $7,675
Total of All Transactions $7,675
Name and Address
(A)
McMorgan & Company

One Bush Street, Suite 800
San Francisco
CA
94104
Type or Classification
(B)
Investment Management Firm
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $5,200
Total of All Transactions $5,200
Form LM-2 (Revised 2003)

 
SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 057-488

 
There was no data found for this schedule.

 
SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 057-488

 
Name and Address
(A)
Incredible Edibles

6042 San Juan Avenue
Citrus Heights
CA
95610
Type or Classification
(B)
Gift Shop
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $6,226
Total of All Transactions $6,226
Name and Address
(A)
Harvard Trade Union Program

125 Mt. Auburn St., 3rd Fl.
Cambridge
MA
 
Type or Classification
(B)
Law School
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $10,780
Total Non-Itemized Transactions  
Total of All Transactions $10,780
Tuition for M. Mitchell, Operating Eng. Local 370 12/14/2004 $10,780
Name and Address
(A)
JR & Associates

11327 Trade Center Dr. #345
Rancho Cordova
CA
95742
Type or Classification
(B)
Merchandise Retailer
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $28,676
Total of All Transactions $28,676
Name and Address
(A)
Arctic Originals, Inc.

2023 Arlington Drive
Anchorage
AK
99517
Type or Classification
(B)
Gift Shop
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $6,125
Total of All Transactions $6,125
Form LM-2 (Revised 2003)

 
SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 057-488

 
There was no data found for this schedule.

 
SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 057-488

 
Name and Address
(A)
AM Chef Will Travel

12135 Rushwood Circle
Anchorage
AK
99516
Type or Classification
(B)
Caterer
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $19,838
Total Non-Itemized Transactions $0
Total of All Transactions $19,838
Deposit for catering services 03/02/2005 $7,935
Balance of catering services for 7/19/05 meeting 07/12/2005 $11,903
Name and Address
(A)
Grayline Of Alaska

745 West 4th Ave., Ste. 200
Anchorage
AK
99501
Type or Classification
(B)
Tour Operator
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $6,325
Total of All Transactions $6,325
Name and Address
(A)
Palm Springs Riviera Resort

1600 N. Indian Canyon Drive
Palm Springs
CA
92262
Type or Classification
(B)
Hotel
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $67,172
Total Non-Itemized Transactions  
Total of All Transactions $67,172
September 2004 annual conference related expenses 10/25/2004 $67,172
Name and Address
(A)
Phillips Cruises and Tours

519 W. 4th Avenue
Anchorage
AK
99501
Type or Classification
(B)
Tour Operator
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $22,757
Total Non-Itemized Transactions  
Total of All Transactions $22,757
Conference - dinner cruise 7/19/05 charter fee 06/20/2005 $16,000
Beverages & services 7/19/05 dinner cruise 07/29/2005 $6,757
Name and Address
(A)
Prestige Entertainment - Johnny Meza
P.O. Box 2428

Palm Springs
CA
92263
Type or Classification
(B)
Concert Promoter
Purpose
(C) 		Date
(D) 		Amount
(E)
Total Itemized Transactions $0
Total Non-Itemized Transactions $6,000
Total of All Transactions $6,000
Form LM-2 (Revised 2003)

 
SCHEDULE 20 - BENEFITS FILE NUMBER: 057-488

 
Description
(A) 		To Whom Paid
(B) 		Amount
(C)
Total Benefits $17,790
WORKERS' COMP INSURANCE STATE COMPENSATION INSURANCE F $593
HEALTH AND WELFARE LOCAL 39 STATIONARY ENGINEERS $10,500
PENSION LOCAL 39 STATIONARY ENGINEERS $6,225
ANNUTIY LOCAL 39 STATIONARY ENGINEERS $472
Form LM-2 (Revised 2003)


 
69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 057-488


Question 12: AUDIT FOR FISCAL YEAR ENDED JULY 31, 2005 PERFORMED BY INDEPENDENT CPA FIRM: MILLER, KAPLAN, ARASE & CO., LLP

Schedule 13 : AFFILIATED LOCAL UNIONS PAY PER-CAPITA TAXES OF $0.21 PER MEMBER PER MONTH

Question 15: DURING THE CURRENT FISCAL YEAR, FULLY DEPRECIATED COMPUTER AND OFFICE EQUIPMENT WITH AN ORIGINAL COST OF $3,015 WAS DISPOSED OF

Question 11: STATIONARY ENGINEERS LOCAL 39 HEALTH AND WELFARE PLAN E.I.N. 94-6171641 PLAN NO. 501 THE PURPOSE OF THE PLAN IS TO PROVIDE HEALTH AND DENTAL INSURANCE BENEFITS TO ELIGIBLE MEMBERS, SPOUSES AND DEPENDENTS.
 
 
Form LM-2 (Revised 2003)