CORE TERMS: conspiracy,
sealing, heroin, joined, tape, co-conspirator, informant, admissible,
satisfactory explanation, pled guilty, interception, furtherance,
surveillance, concurrent, admissibility, hearsay, sentenced, workload,
parole, aiding and abetting, evidentiary hearing, declarations, expiration,
distribute, expired, ceased, seal, tap, suspended, independent evidence
LexisNexis(R) Headnotes
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Headnotes
COUNSEL: Christine E. Yaris, New York, New York (Gerald L. Shargel,
Alan Futerfas, Law Student, on the brief, of Counsel), for
Defendant-Appellant Badalamenti.
Barry Bassis, The Legal Aid Society, Federal Defender Services Unit, New
York, New York, for Defendant-Appellant Gambino.
JUDGES: Feinberg, Chief Judge, Kearse and Mahoney, Circuit Juges.
OPINIONBY: FEINBERG
OPINION: [*822]
FEINBERG, Chief Judge:
Antonio Badalamenti, Andrea Gambino and Ferdinando Capasso appeal from
judgments of conviction following a jury trial before Judge Peter K. Leisure
in the United States District Court for the Southern District of New York.
All appellants were convicted on one count of conspiracy to distribute
heroin in violation of
21 U.S.C. § 846; Capasso was also convicted on two counts of aiding and
abetting the distribution of heroin and possession of heroin with intent to
distribute, in violation of
21 U.S.C. §§ 812, 841 (a)(1)
[**2] and 841(b)(1)(A) and
18 U.S.C. § 2. Appellants raise a number of issues on appeal, three of
which merit detailed discussion. First, Badalamenti challenges the district
judge's pre-trial ruling calculating the length of the government's delay in
sealing tapes of intercepted conversations and his determination that the
government had provided a satisfactory explanation for the delay. Second,
Capasso claims that Judge Leisure improperly admitted an informant's hearsay
statement against him under
Fed. R. Evid. 803(3). Finally, Badalamenti objects to admission under
Fed. R. Evid. 801(d)(2)(E) of co-conspirators' statements made before he
joined the conspiracy. We find that the district judge's rulings on these
issues were correct and that none of appellants' other arguments have merit.
Accordingly, we affirm their convictions.
I. Background
Along with Giuseppe Venuti, Calogero Mannino, Federico Spatola, Antonio
Trinajstic and Carlos Trinajstic, appellants were indicted in December 1984,
after an extensive investigation by the Drug Enforcement Agency (DEA). n1
From the evidence adduced at trial, the jury could have concluded that
Spatola and Badalamenti supplied
[**3] heroin to Mannino, Venuti and Antonio
Trinajstic, who in turn distributed it to street-level dealers including
undercover DEA agents and informants. During the course of their
investigation, agents and informants purchased substantial quantities of
heroin directly from Venuti, Mannino and Spatola. The members of the
conspiracy communicated by using code references to heroin, such as
"scissors," "haircuts" and "car." Gambino apparently assisted his
brother-in-law Spatola by allowing him to use his restaurant for a meeting
to negotiate a narcotics deal, handling money advanced for payment for
heroin by a DEA agent and later relaying information to Spatola. Capasso, a
long-time friend of Venuti, participated in several narcotics transactions
between Venuti and undercover agents and informants and also acted as
look-out on several occasions.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n1 The December 1984 indictment also charged Enrique Ferri with
participating in the conspiracy. However, a superseding indictment, filed in
July 1985, named only these eight defendants.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[**4]
The 29-count indictment on which appellants were tried charged them and
their co-defendants with conspiring to distribute heroin between July 1983
and December 1984 in violation of
21 U.S.C. § 846 (count one). In addition to the conspiracy count,
Capasso was charged with aiding and abetting the distribution of heroin
(count eleven), possession of heroin with intent to distribute on two
occasions (counts twelve and twenty-three) and aiding and abetting the
distribution of heroin within 1,000 feet of a school (count twenty-eight),
in violation of
21 U.S.C. §§ 812, 841(a)(1), 841(b)(1)(A) and 845a and
18 U.S.C. § 2. Prior to and during the course of the trial, all
co-defendants
[*823] except Carlos Trinajstic pled guilty to
conspiracy and various substantive counts. n2
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n2 Before the jury was selected, Spatola and Antonio Trinajstic pled guilty.
Spatola, who pled guilty to conspiracy and one substantive heroin
distribution count, was sentenced to concurrent three-year terms and six
years special parole. Trinajstic pled guilty to conspiracy and three
distribution counts and received concurrent eight-year terms, to be followed
by five years special parole.
Venuti and Mannino pled guilty during the course of the trial. Venuti
entered his guilty plea to conspiracy and 15 counts of distribution and was
sentenced to concurrent ten-year terms, with execution suspended on seven of
the counts, to be followed by concurrent five-year periods of probation and
special parole. Mannino pled guilty to conspiracy and six substantive counts
and received concurrent six-year sentences, with execution on three
suspended, and special parole for five years.
The jury acquitted Carlos Trinajstic of all counts against him.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[**5]
The government's proof at the month-long trial consisted principally of
testimony by DEA agents who conducted surveillance or posed as narcotics
dealers, conversations recorded by consent or pursuant to court-authorized
electronic surveillance and pen register tapes. After the trial, the jury
found Badalamenti, Gambino and Capasso guilty on the conspiracy count. The
jury also found Capasso guilty on two of the aiding and abetting counts, but
acquitted him on the other two. Judge Leisure sentenced Badalamenti to a
five-year prison term; he sentenced Gambino to three years, with execution
of the sentence suspended, and three years probation. Capasso was sentenced
to time served on count one, concurrent three year terms on counts eleven
and twelve, with execution suspended, three years probation and three years
special parole. These appeals followed.
II. Sealing Delay
Wiretap evidence obtained under Title III of the Omnibus Crime Control and
Safe Streets Act of 1968,
18 U.S.C. § 2510 et seq., must be presented to a judge for sealing
"immediately upon the expiration of the period of the order, or extensions
thereof," authorizing interception of the communication.
[**6]
18 U.S.C. § 2518(8)(a). The section further provides that "the presence
of the seal . . ., or a satisfactory explanation for the absence thereof,
shall be a prerequisite for the use or disclosure of the contents of any
wire or oral communication. . . ." In
United States v. Gigante, 538 F.2d 502, 507 (2d Cir. 1976), we
held that a "satisfactory explanation is required, not only for total
failure to seal the tapes, but for failure to seal the tapes 'immediately'
as well." In that case, we affirmed the exclusion of evidence where the
delays in sealing ranged from eight months to over a year. See also
United States v. Vazquez, 605 F.2d 1269, 1278 (2d Cir. 1979),
cert. denied,
444 U.S. 981, 62 L. Ed. 2d 408, 100 S. Ct. 484 (1980) (delay beyond one
or two days calls for explanation). The wiretap orders in this case
permitted electronic surveillance of Venuti's apartment and telephone and
the telephone in Mannino's barbershop. District Judge Irving Ben Cooper
authorized the first Venuti tape for a 30-day period beginning on October 1,
1984, but extended it for another 30 days, until November 30. Badalamenti
did not
[**7] seek to suppress evidence obtained under the
first Venuti tap. As to the extension, the government concedes that
interception ceased on November 16. Tapes obtained under this tap were
sealed on December 7, seven days after the expiration date and 21 days after
interception terminated. The Mannino tap, authorized on November 8, expired
on December 8; those tapes were sealed on December 21, 13 days after
expiration. Defendants moved to suppress the evidence obtained under the
Venuti extension and the Mannino order, claiming that the government had
failed to seal these tapes immediately, as section 2518(8)(a) requires.
Based on his construction of the statutory phrase, "the expiration of the
period of the order," the district judge calculated the delay from the date
that the orders expired. Accordingly, he charged the government with seven-
and 13-day delays and then considered whether the government had provided
the "satisfactory explanation" required by the statute. The government
initially attributed the delays
[*824] solely to the heavy workload of the
Assistant United States Attorney responsible for sealing, Daniel Perlmutter
(sometimes hereafter, the AUSA), but later cited
[**8] a
combination of his workload, illness, marital problems and illicit cocaine
use as the cause. The AUSA did not testify. He indicated that, if called, he
would invoke his privilege against self-incrimination. Defendants presented
testimony to discount the time the AUSA actually spent on various matters
and to show the lack of a "tickler system" to remind government attorneys of
sealing deadlines.
After a five-day hearing, the district judge denied the motion to suppress.
In his written opinion, he concluded that the "delays occurred because of
the inability of a sick and severely troubled prosecutor to recognize his
obligations under federal law." Although workload did not in and of itself
provide an adequate explanation for the delay, Judge Leisure found that it
"undoubtedly contributed to the sealing delays in this case." In evaluating
the government's explanation, he also considered the length of the delays
and the lack of evidence of tampering or prejudice to the defendants. See
United States v. McGrath, 622 F.2d 36, 42-43 (2d Cir. 1980).
On appeal, Badalamenti n3 argues that evidence from the Venuti extension and
the Mannino order should have been suppressed.
[**9] He claims that the district judge improperly
calculated the length of the delay in sealing the Venuti extension tapes. He
contends that the end of "the period of the order" in this case was the date
interception ceased, November 16, not the date on which the order by its
terms expired, November 30. On this view, the delay in sealing was 21 rather
than seven days. In support of this construction, appellant cites section
2518(5), which requires that orders authorizing surveillance "terminate upon
attainment of the authorized objective, or in any event in thirty days," and
United States v. Ricco, 421 F. Supp. 401, 406-07 (S.D.N.Y. 1976),
aff'd on other grounds,
566 F.2d 433 (2d Cir. 1977), cert. denied,
436 U.S. 926, 56 L. Ed. 2d 768, 98 S. Ct. 2819 (1978) (sealing
requirements triggered by expiration of order's time period or attainment of
its objective, whichever is earlier). As to the explanation for the delay,
appellant maintains that the government failed to establish that the AUSA's
workload did not allow him the time required for sealing. He argues that the
AUSA's personal problems were an inadequate justification, since the
sealing
[**10] delay was his only mistake during this
period. Appellant also faults the United States Attorney's Office for
failing to institute efficient procedures, citing
United States v. Massino, 784 F.2d 153, 158-59 (2d Cir. 1986)
(directing procedures to be followed in future sealing cases). Finally,
Badalamenti claims that the government failed to establish the effect of
cocaine use through expert testimony.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n3 Although all appellants adopt the arguments of their co-appellants to the
extent possible, it is unclear that Gambino and Capasso have standing to
raise this issue. Gambino was not intercepted and the government did not
introduce tapes of any conversations involving Capasso. In light of our
determination that the evidence was admissible, however, we need not decide
the standing issue.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
The government maintains that the district court's rulings on the sealing
delays were correct. As to the method for calculating the delay, it contends
that the district judge's approach was consistent with the
[**11]
language of section 2518(8)(a). Moreover, appellee maintains that, although
interception actually ceased on November 16, it was prepared to resume
surveillance. The government further argues that the district court's
finding that it provided a "satisfactory explanation" for the delays is
consistent with the law of this circuit and that expert testimony concerning
the effects of cocaine was not required.
We believe that Judge Leisure properly found that the delay in this case
began when the extension order expired, rather than when interception
actually ceased. The terms of the order permitted surveillance "until
communications are intercepted that reveal the manner in which Giuseppe
Venuti, Cologero [sic] Mannino, Tony
[*825] Trinajstic, Ferdinando Capasso, Stefano
Cvitovich and others as yet unknown participate in the above-described
[drug] offenses and that reveal the identities of their confederates, their
places of operation and the full nature and details of the offenses and
activities involved or for a period of thirty (30) days from the date" of
the order, whichever was earlier. Judge Leisure found that the government
"intended to resume monitoring the Venuti bug
[**12] and tap during the authorized period" if its
on-going investigation indicated that there was need to do so and that
"consequently, the surveillance cannot be said to have 'terminated' on
November 16." Thus, even under appellant's analysis of the statute, the
judge found that the objective of the surveillance had not been attained on
November 16. Because the facts of this case do not require us to decide the
difficult question of whether sealing delays must be calculated from the
expiration date of the order or from the date its objective is achieved, we
decline to reach this issue, which was left open in
United States v. Vazquez, supra, 605 F.2d at 1278 n.21.
This court has consistently recognized the importance of compliance with
Title III's sealing requirement and recently, in the exercise of its
supervisory power, has established procedures to be followed in future
cases. See
United States v. Massino, supra, 784 F.2d at 158-59. In this
pre-Massino case, however, the district judge carefully considered
appellant's claim of noncompliance, conducting a lengthy evidentiary hearing
and thoroughly exploring the government's justifications. Moreover,
[**13] we
agree with the district judge's conclusion that, in the unusual
circumstances of this case, a combination of factors including Perlmutter's
workload and his physical and emotional problems provided a satisfactory
explanation of the sealing delays. In attributing a role to the AUSA's drug
problem, Judge Leisure did not stress the physical effects of cocaine use.
Rather, he focused on the AUSA's statements to the FBI, which indicated that
he was distracted and "often spent time contemplating, during the
performance of his official duties, how he was going to obtain and consume
cocaine during the evening hours." Expert testimony on this point was
certainly not required.
III. Admission of Informant's Statement Under Rule 803(3)
In another pre-trial ruling, the district judge determined that a statement
by Umberto Lentz, an informant, to a government agent would be admissible at
trial under
Fed. R. Evid. 803(3). The government sought to introduce Lentz's
statement that he was going to meet Venuti at 5:00 at the Cafe Borgia to
obtain a sample of heroin. Judge Leisure found that, since the government
offered this to show Lentz's future intent, it was not excludable hearsay
under
[**14] Rule 803(3). Relying on
United States v. Sperling, 726 F.2d 69, 73-74 (2d Cir.), cert.
denied,
467 U.S. 1243, 82 L. Ed. 2d 824, 104 S. Ct. 3516 (1984) and
United States v. Cicale, 691 F.2d 95, 103-04 (2d Cir. 1982),
cert. denied,
460 U.S. 1082, 76 L. Ed. 2d 344, 103 S. Ct. 1771 (1983), the judge
determined that the statement could be connected to Lentz's subsequent
meeting with Capasso because it was corroborated by independent evidence.
Capasso argues that the corroborating evidence proffered by the government,
e.g., his relationship to Venuti, the fact that he met Lentz at the Cafe
Borgia and that Lentz later had samples of heroin, fails to establish his
involvement in the drug transaction. He contrasts the corroborating evidence
here with that presented in
Sperling, supra, 726 F.2d at 74, and
Cicale, supra, 691 F.2d at 104. Appellant maintains that this
crucial statement was actually introduced to show his future intent, rather
than that of Lentz. This, he argues, is impermissible under Rule 803(3),
citing language in the House Report accompanying Rule 803(3). See H.R. Rep.
No. 650, 93rd
[**15] Cong., 1st Sess. (1973), reprinted in 1974
U.S. Code Cong. & Ad. News 7075, 7087 (statements of intent should not be
admitted to prove the future conduct of a third party). He also contends
that the district judge erred in refusing his request
[*826] for an
evidentiary hearing to determine the precise nature of Lentz's statement.
Had there been a hearing, he argues, he would have learned of the presence
of another informant before it was revealed at trial and could have
interviewed him.
In response, the government argues that the district judge's ruling was
correct. It stresses the similarity between this case and
Sperling
and
Cicale. Appellee asserts that, as in those cases, the statement
was not offered to prove the subsequent conduct of Capasso or anyone other
than Lentz. The statement was linked to Capasso's conduct only after the
government proffered independent evidence corroborating his involvement. The
government dismisses appellant's claim that the district court erred by
failing to grant him an evidentiary hearing. It notes that Capasso does not
show that the government's proffer was inaccurate in any significant
respect.
We believe that the district judge's
[**16] evidentiary ruling was correct. As the
government points out, Judge Leisure stated that he was admitting Lentz's
statement to show Lentz's own future intent. We find that this ruling was a
proper application of Rule 803(3), since statements of future intent are not
excludable as hearsay. See
Mutual Life Insurance Co. v. Hillmon, 145 U.S. 285, 295, 36 L. Ed.
706, 12 S. Ct. 909 (1892) (statements of future intent admissible to
prove subsequent conduct). As to the connection between the statement and
Lentz's subsequent meeting with Capasso at the Cafe Borgia, the district
judge determined from the government's proffer that there was independent
evidence of such a connection. Although the evidence corroborating Capasso's
involvement was admittedly not as strong as the evidence in
Sperling
or
Cicale, we find that it supports Judge Leisure's determination.
Moreover, we do not believe that an evidentiary hearing on the issue was
required, particularly since appellant does not specify how the lack of a
hearing prejudiced him. The fact that the agent testified at trial that
there was another informant present when Lentz made the statement is of
questionable significance,
[**17] since it does not affect the admissibility
of the statement. Furthermore, although Capasso now claims that, if he had
known, he would have tried to interview the informant, he did not seek a
continuance to do so when he was made aware of the other informant's
existence.
IV. Admission of Co-conspirators' Statements Made Before Badalamenti Joined
the Conspiracy
Judge Leisure refused Badalamenti's request to instruct the jury that it
could consider against him only those co-conspirators' statements made after
he joined the conspiracy. Badalamenti argues that these statements are
inadmissible under
Fed. R. Evid. 801(d)(2)(E), which provides for admission of declarations
by co-conspirators only if made "during the course and in furtherance of the
conspiracy." He claims that Rule 801(d)(2)(E) changed prior law in this
respect. See
United States v. Gypsum Co., 333 U.S. 364, 393, 92 L. Ed. 746, 68 S.
Ct. 525 (1948) ("declarations and acts of various members, even though
made or done prior to the adherence of some . . ., become admissible against
all"). In support of his contention, he cites decisions in other circuits,
see, e.g.,
United States v. Andrus, 775 F.2d 825, 835 (7th Cir. 1985) [**18] and
this court's dictum in
United States v. Pedroza, 750 F.2d 187, 202 (2d Cir. 1984). In
response, the government contends that the district judge correctly
determined that co-conspirators' declarations were admissible against
Badalamenti, even if made before he joined the conspiracy. It argues that
the
Gypsum rule is the law in this circuit, both before the adoption
of Rule 801(d)(2)(E), see, e.g.,
United States v. Ramirez, 482 F.2d 807, 816 (2d Cir.), cert.
denied,
414 U.S. 1070, 94 S. Ct. 581, 38 L. Ed. 2d 475 (1973), and after, see,
e.g.,
United States v. Ebner, 782 F.2d 1120, 1127 (2d Cir. 1986).
Since the adoption of the Federal Rules of Evidence in 1975, this circuit
apparently has not ruled directly on this issue. Neither
United States v. Pedroza, supra, cited
[*827] by
appellant, nor
United States v. Ebner, cited by the government,
directly addressed it. The situation in
Pedroza was not the usual
one, such as that here, when the government charges a single conspiracy that
the defendant has joined.
Pedroza was a prosecution for kidnapping
and conspiracy to kidnap, in
[**19] which proof of an earlier narcotics
distribution conspiracy was introduced by the government at trial only as
background to show why some of the defendants were hired to kidnap the
victim. This court ruled that statements made in furtherance of the drug
conspiracy were not admissible against defendants who participated only in
the kidnapping conspiracy. The court did not purport to change the
Gypsum
rule.
Ebner also addressed a different question. In upholding one
defendant's conviction on a tax fraud scheme, we rejected his claims that
severance was required because he joined the conspiracy later than the other
members. The court noted in passing that this did "not absolve him of
'liability for the conspiracy's unlawful acts committed both before and
after his adoption of the conspiracy.'"
782 F.2d at 1127 (citation omitted); the court did not consider the
admissibility of declarations made before he joined.
Most of the circuits, albeit with little discussion and no mention of Rule
801(d) (2) (E), have continued to adhere to the
Gypsum rule, see,
e.g.,
United States v. Jackson, 757 F.2d 1486, 1490 (4th Cir.), cert.
denied,
474 U.S. 994, 106 S. Ct. 407, 88 L. Ed. 2d 358 (1985); [**20]
United States v. Leroux, 738 F.2d 943, 949-50 (8th Cir. 1984);
United States v. Jannotti, 729 F.2d 213, 221 (3d Cir.), cert.
denied,
469 U.S. 880, 105 S. Ct. 243, 244, 83 L. Ed. 2d 182 (1984);
United States v. Cochran, 697 F.2d 600, 603-04 (5th Cir. 1983);
United States v. Tombrello, 666 F.2d 485, 491 (11th Cir. 1982);
United States v. Cassity, 631 F.2d 461, 464 (6th Cir. 1980),
vacated on other grounds,
468 U.S. 1212, 82 L. Ed. 2d 879, 104 S. Ct. 3581 (1984). However, some
circuits have not, see, e.g.,
United States v. Andrus, 775 F.2d 825, 835 (7th Cir. 1985);
United States v. Dunn, 758 F.2d 30, 39 (1st Cir. 1985);
United States v. Gee, 695 F.2d 1165, 1169 (9th Cir. 1983). But
see
United States v. Anderson, 532 F.2d 1218, 1230 (9th Cir.), cert.
denied,
429 U.S. 839, 97 S. Ct. 111, 50 L. Ed. 2d 107 (1976) (statements
admissible). This latter group of cases relies principally on
United States v. Petrozziello, 548 F.2d 20 (1st Cir. 1977),
where, in evaluating
[**21] the standard of proof for admission of
co-conspirators' statements under the new Evidence Rules, the First Circuit
stated that:
the ordinary civil standard is sufficient: if it is more likely than not
the declarant and the defendant were members of a conspiracy when the
hearsay statement was made, and that the statement was in
furtherance of the conspiracy, the hearsay is admissible.
Id. at 23 (emphasis added).
Rule 801(d)(2)(E) provides that "a statement by a coconspirator of a party
during the course and in furtherance of the conspiracy" (emphasis
added) is not excludable hearsay. This hardly suggests the overruling of
Gypsum; if anything, it supports the opposite view. Similarly, we find
no persuasive reason in the Advisory Committee Notes or elsewhere in the
legislative history to believe that the Rule was intended to change existing
law. The Advisory Committee Notes to the proposed rule state that
the limitation upon the admissibility of statements of co-conspirators
to those made 'during the course and in furtherance of the conspiracy'
is in the accepted pattern. While the broadened view of agency
taken in [801(d)(2)(D)] [**22] might
suggest a wider admissibility of statements of co-conspirators, the
agency theory of conspiracy is at best a fiction and ought not to serve
as a basis for admissibility beyond that already established.
(emphasis added). See also S. Rep. No. 1277, 93rd Cong. 2nd Sess. 24,
reprinted in 1974 U.S. Code Cong. & Ad. News 7051, 7073 ("The House approved
the
long-accepted rule that 'a statement by a coconspirator of a
party during the course and in furtherance of the conspiracy' is not hearsay
. . .") (emphasis added). Contrary to
[*828] appellant's suggestion, we find the
Advisory Committee's disapproval of the "agency theory of conspiracy"
ambiguous, at best. For example, it could be interpreted as an explanation
of why the Committee chose not to expand the traditional rule.
It is reasonable to expect that a "new recruit can be thought to have joined
with an implied adoption of what had gone on before to enhance the
enterprise of which he is taking advantage," where, as here, there is "sound
reason to believe that he joined when he was generally aware of what his new
partners had been doing and saying on behalf of the enterprise." 4 J.
Weinstein & M. Berger,
[**23] Weinstein's Evidence para. 801(d)(2)(E)[01],
at 250-51 (1985). See also 4 D. Louisell & C. Mueller, Federal Evidence §
427, at 347 (1980) (co-conspirator's statements before the party against
whom it is offered joined the conspiracy are admissible under Rule
801(d)(2)(E)). Accordingly, we conclude that statements of Badalamenti's
co-conspirators are admissible against him, even if made before he joined
the conspiracy.
V. Other Claims
Appellant Badalamenti n4 argues that the district judge should have
disqualified the entire United States Attorney's Office for the Southern
District of New York from the pre-trial suppression hearing. He claims that
Canons 5 and 9 of the Code of Professional Responsibility required
disqualification, since members of that office testified at the hearing.
Such a claim ignores the distinction between government law offices and
private attorneys, see, e.g.,
In re Grand Jury Subpoena of Ford, 756 F.2d 249, 254 (2d Cir. 1985).
Under the circumstances, we find that the district judge did not abuse his
discretion by failing to order this unprecedented disqualification.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n4 As with the suppression issue, this claim and the immunity claim most
probably can be raised only by Badalamenti. See supra note 3.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[**24]
Badalamenti also claims that the government's refusal to immunize Perlmutter
distorted the fact-finding process at the wiretap hearing, especially since
the government interviewed him in plea negotiations. Appellant claims that
Judge Leisure should have inferred that the AUSA's testimony would have been
adverse to the government's position. Since he was the target of an on-going
investigation, we find that Badalamenti's belated request to immunize him
was properly denied. See
United States v. Turkish, 623 F.2d 769, 777-78 & n.5 (2d Cir. 1980),
cert. denied,
449 U.S. 1077, 101 S. Ct. 856, 66 L. Ed. 2d 800 (1981). Since the AUSA's
statements to the government were introduced at the hearing by stipulation,
we do not believe that the government derived an unfair advantage. More
importantly, however, appellant fails to show how the testimony could have
helped his case. Accordingly, we cannot conclude that the district judge
abused his discretion by refusing to draw an adverse inference from the
AUSA's failure to testify.
All appellants maintain that the evidence adduced against them at trial was
insufficient to sustain the jury's verdict. However, in
[**25]
evaluating this claim, we must view the evidence in the light most favorable
to the government and construe all possible inferences in its favor, see,
e.g.,
United States v. Martino, 759 F.2d 998, 1002 (2d Cir. 1985). If "
any
rational trier of fact could have found the essential elements of the
crime," the conviction must stand.
Jackson v. Virginia, 443 U.S. 307, 319, 61 L. Ed. 2d 560, 99
S. Ct. 2781 (1979) (emphasis in original). Viewed according to this
standard, we find that there was sufficient evidence to support the
convictions of all three appellants.
Finally, appellants argue that the prosecutor's opening statement and
summation deprived them of a fair trial. They cite statements emphasizing
the family connections between members of the conspiracy, suggestions that
they were being tried because they were guilty, misstatements of the law of
conspiracy and "inflammatory"
[*829] references to drug trafficking and the
defendants. While a few of the prosecutor's comments, viewed in isolation,
may have been inappropriate or inaccurate, we do not believe that, when
considered in the context of the trial record as a whole, they deprived
[**26]
appellants of a fair trial. See
United States v. Wilkinson, 754 F.2d 1427, 1435 (2d Cir.), cert.
denied,
472 U.S. 1019, 105 S. Ct. 3482, 87 L. Ed. 2d 617 (1985). We note that
the trial judge repeatedly instructed the jury that comments by counsel were
not to be considered as evidence.
We have considered all of appellants' arguments for reversal and they are
without merit. For the reasons stated above, we affirm appellants'
convictions.