CORE TERMS: pardon, commutation, pardoning, clemency, parole, sentence, convict, convicted, prisoner, regulation, summary judgment, probation, prerogative, banishment, union activities, public interest, felon, recommendation, death sentence, conditional, remarked, attach, conditional pardon, Fifth Amendment, life imprisonment, substituted, indirect, conspiracy, commute, parolee

JUDGES:  [**1] 

Pratt, D.J.

OPINIONBY: PRATT

OPINION:  [*1223] 

This is a suit by plaintiff, n1 James R. Hoffa, to set aside as invalid the condition or restriction attached to the commutation of sentence granted on December 23, 1971, by the President. As a result of this commutation, plaintiff's sentence was reduced to 6-1/2 years and he was released from prison on December 23, 1971. The matter came before us on plaintiff's motion for summary judgment and defendant's motions to dismiss or alternatively for summary judgment.
 
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n1 Certain individuals and locals affiliated with the International Brotherhood of Teamsters are also named as plaintiffs but for the sake of convenience will not be further referred to in this Opinion with the exception of note 63, infra.
 
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1. The Facts

On March 7, 1967, plaintiff entered the Federal Penitentiary at Lewisburg, Pennsylvania, and commenced serving an aggregate sentence of thirteen years imposed as the result of two convictions for felonies. Previously, on March 4, 1964, plaintiff  [**2]  had been convicted before the United States District Court for the Eastern District of Tennessee of two counts of obstruction of justice in violation of 18 U.S.C. § 1503, under an indictment charging jury tampering. On March 12, 1964, he received sentences of four years on each count, the sentences to run consecutively. In August, 1964, plaintiff had been convicted before the United States District Court for the Northern District of Illinois, on four counts charging violations of the mail and wire fraud statutes, 18 U.S.C. §§ 1341, 1343, and of conspiracy to defraud in violation of 18 U.S.C. § 371, with respect to a scheme to defraud a Teamsters Pension Fund. For this conviction he received sentences of five years on each count, to be served concurrently but consecutive to the eight year term earlier imposed. Both of these convictions were eventually affirmed on appeal. U.S. v. Hoffa, 437 F.2d 11 (6th Cir. 1971), cert. denied, 402 U.S. 988, 29 L. Ed. 2d 154, 91 S. Ct. 1664 (1971); U.S. v. Hoffa, 436 F.2d 1243 (7th Cir. 1970), cert. denied, 400 U.S. 1000, 27 L. Ed. 2d 451, 91 S. Ct. 455 (1971).

The thirteen-year sentence would have expired on March 6, 1980. As computed by the  [**3]  Bureau of Prisons in accordance with 18 U.S.C. § 4161, plaintiff would have been eligible for mandatory release on November 28, 1975 through the deduction of statutory good time from the full thirteen-year sentence.

In November, 1969, plaintiff applied for and was denied parole, his application being put over for eighteen months. On March 31, 1971, plaintiff was again denied parole by the Board of Parole sitting en banc. In June, 1971, plaintiff, who had continued to serve as President of the International Brotherhood of Teamsters while incarcerated, resigned from said position and all affiliated organizations. In July, 1971, he did not seek election to union office at the annual convention of the Teamsters. Following plaintiff's change of status, the  [*1224]  Board of Parole granted a rehearing of plaintiff's application but on August 20, 1971 again denied said application, deferring further consideration until June, 1972.

On or about December 13, 1971, plaintiff, acting through his then counsel, filed two petitions for commutation addressed to the President of the United States asking that he be granted commutation of each of the sentences resulting from the previously  [**4]  described convictions. In each of said petitions for commutation, plaintiff, after setting forth the history of his previous applications for parole and his resignation from all union offices, made the following representation:

"Your petitioner does not have routine problems usually faced by persons released from prison for the reason that he has a home, a devoted family, ties in the community, and adequate assurances of a continuing livelihood. Your petitioner would be supported by and live on a pension to which he is entitled for his previous years of service to the Teamster's Union. Further, your petitioner, if he is granted a commutation of sentence, intends to enter the educational field on a limited basis as a teacher, lecturer or educator, as may be approved by your Excellency."

The petitions for commutation were received by Lawrence Traylor, the Pardon Attorney of the Department of Justice, pursuant to 28 C.F.R. § 0.35. Thereafter and prior to December 23, 1971, the Pardon Attorney prepared a recommendation that plaintiff's application for commutation be granted and forwarded said recommendation in the form of a "Letter of Advice" to the President for the Attorney  [**5]  General's signature. The recommendation for commutation prepared by the Pardon Attorney did not contain any condition or restriction upon plaintiff's activities when released. Upon receipt of the Letter of Advice from the Pardon Attorney, the Attorney General executed it and forwarded it to the White House. In recommending the commutation of plaintiff's sentence, the Letter of Advice from the Attorney General did not recommend that any condition be included or that there be any restriction on plaintiff's right to hold union office or engage in union activities. The Letter of Advice reached John Dean, counsel to the President, whose jurisdiction extended to such matters. Mr. Dean initiated the matter of the condition in a discussion with the Attorney General but the facts are in dispute as to whether this discussion took place before or after the receipt of the Letter of Advice. In any event, Dean, after consultation with Traylor, sent the Attorney General a legal memorandum on the subject of the condition. Later, on or about December 23, 1971, Dean instructed Traylor to prepare a new warrant commuting plaintiff's sentences and further containing the condition which is the subject  [**6]  of this litigation. This warrant, together with a covering memorandum, was submitted by Dean to the President, who on December 23, 1971, executed the warrant as submitted. The Letter of Advice from the Attorney General never reached the President. The warrant,

"commuted the combined consecutive sentences of the said James R. Hoffa, also known as James Riddle Hoffa, to a term of six and one-half years' imprisonment upon the condition that the said James R. Hoffa not engage in direct or indirect management of any labor organization prior to March sixth, 1980 * * *" n2

 

 
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n2 Individual Warrant of Executive Clemency for James R. Hoffa, December 23, 1971. The condition restricting Hoffa's participation in union management is hereinafter referred to as the "condition."
 
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On December 23, 1971, at 4:10 p.m., plaintiff was released from Lewisburg after signing a mandatory release certificate. The evidence is in dispute as to whether plaintiff had knowledge of the condition before or at the time of his  [**7]  release.  [*1225]  He has admitted that he heard about it over the media that evening in St. Louis. Furthermore, on December 27, 1971, he was formally advised of it and given a copy of its text by the Chief Probation Officer for the Eastern District of Michigan. The individual warrant of conditional commutation was delivered to plaintiff by certified mail on January 11, 1972, which plaintiff failed to acknowledge.

Through the period from December 23, 1971, when he was released from prison, to the present, plaintiff has abided by the condition of his commutation. On March 10, 1973, the standard conditions of parole applicable to plaintiff's mandatory release on December 23, 1971, expired. On February 5, 1974, plaintiff filed a formal application with the Attorney General requesting removal of the condition. Believing that relief was not imminent, this suit was filed on March 13, 1974.

2. The Issues.

Under Article II, Section 2, Clause One of the Constitution the President has the "Power to grant Reprieves and Pardons for Offences against the United States, except in Cases of Impeachment." The instant case challenges the exercise of that power in granting plaintiff Hoffa's  [**8]  conditional commutation, and alleges that the condition prohibiting Hoffa from participating in union management until 1980 unlawfully infringes on his First Amendment rights of speech and association, amounts to additional punishment and a bill of attainder as well as contravening the double jeopardy clause, all in violation of the Fifth Amendment, and contends that the condition was imposed outside the normal pardon application procedures, without due process of law, and in spite of the fact that Mr. Hoffa never "accepted" the condition. Plaintiff further alleges that the condition was formulated and imposed as the result of a conspiracy involving the President, one of his advisors, Mr. Colson, the president of the International Brotherhood of Teamsters, Mr. Fitzsimmons, and unknown others.

Plaintiff has moved for summary judgment on all issues except for the conspiracy allegation. On the latter issue, plaintiff contends that he has a right to full discovery and a trial of the factual questions raised thereby. Defendant, however, in moving to dismiss, or, in the alternative, for summary judgment, argues that the Court lacks jurisdiction to inquire into the rationale or motivations  [**9]  for the President's decision. The Court agrees that the matters raised by plaintiff's conspiracy charge are irrelevant to the validity vel non of the conditional commutation. We hold that the President may exercise his discretion under the Reprieves and Pardons Clause for whatever reason he deems appropriate and it is not for the courts to inquire into the rationale of his decision. See Ex parte Grossman, 267 U.S. 87, 69 L. Ed. 527, 45 S. Ct. 332 (1925). If, as the plaintiff specifically claims, the President participated in the alleged conspiracy, it necessarily follows that the President was also fully aware of the considerations motivating the final decision to commute Hoffa's sentence. There is no claim that the President was in any way deceived or misled into acting upon Hoffa's application for clemency. Plaintiff essentially charges that the President acted, at least in part, with a view toward gaining political advantage. But this fact alone, even if proven, would never be enough to vitiate an otherwise proper exercise of Constitutional power for the same reason that one cannot attack the validity of an Act of Congress on the grounds that the Congressmen who voted  [**10]  in favor of it did so for improper motives. The Court, therefore, grants defendant's motion to dismiss plaintiff's allegation of unlawful conspiracy.

In addressing the broader issues raised by plaintiff's complaint, admittedly ripe for summary judgment, it is necessary to briefly consider the historical  [*1226]  background against which the framers of our Constitution decided to repose the pardoning power solely with the executive branch of government. In order to narrow this discussion to the issues presented, we will consider the English and colonial experiences only insofar as they illuminate the general scope of the pardoning power as it was understood and created in 1787 at the Philadelphia Convention, with a particular view toward the imposition of conditions in connection with the exercise of that power. As will become clear during the course of this analysis, the power to attach conditions has long been recognized as inherent in the pardoning power itself. The essential question for the case at bar thus becomes whether the particular condition involved here is within that general understanding and not otherwise contrary to the Constitution.

3. The Adoption by the  [**11]  Constitutional Convention of 1787 of the Pardons and Reprieves Clause.

A. The English and colonial precedents.

By the time of our Constitutional Convention of 1787, the framers could draw upon their knowledge of English practice as well as their more immediate experience with colonial charters in devising the structure and form of our national government. n3 In the first Supreme Court opinion which considered the President's pardoning power, Chief Justice Marshall explicitly recognized the importance of English practice in interpreting the scope of that power:

"As this power had been exercised, from time immemorial, by the executive of that nation whose language is our language, and to whose judicial institutions ours bear a close resemblance; we adopt their principles respecting the operation and effect of a pardon, and look into their books for the rules prescribing the manner in which it is to be used by the person who would avail himself of it." (United States v. Wilson, 32 U.S. (7 Pet.) 150, 160, 8 L. Ed. 640).

 

 
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n3 Humbert, The Pardoning Power of the President, 14-15 (1941).
 
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In order properly to interpret the nature and extent of the King's pardoning prerogative, it is appropriate to trace the development of that authority within the context of the historical setting of the power struggles, first among the King, nobles and the Church, and subsequently between the King and Parliament, which took place in England during at least the ten centuries immediately preceding our Convention. According to one authority, the pardon prerogative was clearly established in English practice as early as the seventh century but it was also clear that numberous authorities, in addition to the King, claimed the right to exercise it, including the Church, various members of the nobility, and the feudal courts. n4 As another source has put it, "[the] privilege of pardon was a question of power, not yet a problem of law." n5
 
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n4 S. Grupp, Some Historical Aspects of the Pardon in England, 7 Am. J. of Legal History 51, 55 (1963). See also Humbert, Pardoning Power, supra note 3, at 9-10.

It is impossible to be precise about the pre-Conquest legal history of England because as Maitland has pointed out "how much law there was common to the whole kingdom in the days before the Norman Conquest is a very difficult question." F. W. Maitland, The Constitutional History of England at 3 (Fisher ed. 1908). Some theorists divided pre-Conquest English law into three branches: the West-Saxon, the Mercion and the Danish. Id.  [**13] 

n5 Attorney General's Survey of Release Procedures, Vol. III: Pardon, 27 (1939).
 
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The Norman Conquest of 1066 brought with it, through William the Conqueror, "the view that clemency was an exclusive privilege of the king." n6 But by the 14th century Parliament was strongly contending for supremacy through attempts to curtail royal power, including the power to pardon. n7 With  [*1227]  the rise of the Tudors, however, and in particular Henry VIII, Parliament succumbed in the struggle and the power to pardon was lodged solely in the King with the enactment of 27 Henry VIII, ch. 24 in 1535. n8
 
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n6 C. Jensen, The Pardoning Power in the American States, 1 (1922).

n7 See, e.g., 13 Rich. II, st. 2, ch. 1 (1389) which provided that no pardon for treason, murder, or rape should be granted, unless the offense was particularly specified by the terms of the pardon. In the case of murder, the pardon had to specify whether it was committed by lying in wait, assault, or with malice. The statute was apparently intended to make it more embarrassing for the King to grant pardons for the enumerated offenses and perhaps thereby substantially reduced the number of such pardons.

The King, not to be outdone, merely issued such pardons non obstante the statute, by virtue of his related power to grant dispensations from the operation of statutes in individual cases. This practice was ended by the English Bill of Rights. See Attorney General's Survey, supra note 5, at 29, 135-36.  [**14] 

n8 See Grupp, Historical Aspects, supra note 4, at 55-56; Attorney General's Survey, supra note 5, at 29. The statute was to the effect "that no other person hath power to pardon or remit any treason or felonies whatsoever: but that the king hath the whole and sole power thereof, united and knit to the imperial crown of this realm." Blackstone, Commentaries, Book IV at 397 (Cooley, 4th ed. 1899).
 
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After having recognized the King's pardon prerogative as "exclusive," n9 Parliament, slowly evolving as the supreme political power of England, began a process of limiting the King's prerogative in certain particulars. By the time of our Constitutional Convention, Parliament's supremacy was clearly demonstrated by three important limitations on the King's pardoning power: (1) the Habeas Corpus Act n10 which forbade clemency to persons who imprisoned English citizens "beyond the realm"; (2) the Bill of Rights n11 which prohibited the King from granting "dispensations," i.e., suspending or disregarding a given law in particular cases; and (3) the Act of Settlement n12 prohibiting the use of pardon  [**15]  in cases of impeachment. Moreover, by 1721, Parliament asserted its own right to pardon, thus symbolizing, perhaps, that the balance of political power in England had tipped irretrievably in favor of Parliament. n13
 
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n9 Even at this point the King's power was not totally exclusive as the Church-related privileges of "benefit of clergy" and sanctuary were still recognized. See Attorney General's Survey, supra note 5, at 35, 37; Grupp, Historical Aspects, supra 4, at 57-58. "Benefit of clergy" was not formally abolished until 1827. 7 and 8 Geo. IV, ch. 28 (1827). The practice of sanctuary appears to have been an early precedent for the King's later practice of pardoning felons on the condition of banishment. See pp. 11-13, infra. Grupp notes that "[the] usual requirement [of permanent sanctuary] seems to have been that the criminal abjure the realm, forfeit all of his goods and submit to a life of banishment. At best this can be regarded as a conditional pardon with permanent conditions." Id.

n10 31 Car. II, ch. 2 (1679).

n11 1 Wm. & Mary, sess. II, ch. 2 (1689).  [**16] 

n12 12 and 13 Wm. III, ch. 2 (1701).

n13 7 Geo. I, ch. 29 (1720). Parliament even went so far as to make its own pardon "judicially noticeable" whereas the King's pardon was still regarded as a private act which had to be pleaded by its recipient. Attorney General's Survey, supra note 5, at 29.
 
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We have traced this historical process to emphasize one essential point. The British system of government, unlike ours, has never been governed by a written constitution. Over the centuries Parliament slowly encroached upon the powers of the King until at some point Parliament became unequivocally supreme. The history of the King's pardoning prerogative is but a microcosm of that general process. As plaintiff rightfully points out, the King's inherent power to pardon was, by the time of our Constitutional Convention, clearly circumscribed by Parliament but always by specific legislative proscription directed at enumerated exercises of that power. It was implicitly understood that unless specifically limited, the King's power was plenary and without restriction.

In theory, the King, as  [**17]  sovereign, could forgive all offenses against the  [*1228]  crown. n14 In an age where indeterminate sentences and parole boards were unknown, the King's pardon was the "last and surest resort," n15 of the convict in attempting to have the nature or extent of his punishment mitigated. Indeed, the King's pardon was the sole device for altering punishment according to "the situation and circumstances of the offender." n16 As such the royal pardoning power was in fact a predecessor of the modern criminal justice devices of probation and parole. n17
 
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n14 Blackstone remarked,

"This is indeed one of the great advantages of monarchy in general, above any other form of government; that there is a magistrate who has it in his power to extend mercy, wherever he thinks it is deserved: holding a court of equity in his own breast, to soften the rigour of the general law, in such criminal cases as merit an exemption from punishment." Blackstone, Commentaries, supra note 8, at 397.

 


n15 Id. at 396.

n16 Id. at 397.

n17 C. L. Newman, Sourcebook on Probation, Parole and Pardons, chs. 1 and 2 (3rd ed. 1968).
 
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At the time our Constitution was adopted in 1787, the King's pardon was an integral part of the English system of criminal justice. It is not surprising, therefore, that conditional pardons were also a part of that system. Blackstone points out that

"the king may extend his mercy upon what terms he pleases; and may annex to his bounty a condition either precedent or subsequent, on performance whereof the validity of the pardon will depend; and this by the common law." n18

 
Plaintiff argues, however, that the history of English practice demonstrates that Blackstone's characterization of the power was overbroad and contends that the King's power was inherently limited to the imposition of conditions which had been previously authorized by Parliament. No express authority is cited for this proposition but rather plaintiff apparently believes that this limitation was implicit in the actual exercise of the King's power. By way of example, plaintiff contends that the commonly used condition of banishment to the English colonies n19 has as its bases the so-called Piracy Act of 1717. n20
 
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n18 Blackstone, Commentaries, supra note 8, at 401. See also Hawkins, Pleas of the Crown, Vol. II, ch. 37, at 547 (Curwood, 8th ed. 1824). The Supreme Court adopted Blackstone's language in Ex parte Wells, 59 U.S. 307, 311, 15 L. Ed. 421 (1856).  [**19] 

n19 The King would grant a pardon upon the condition that the convict would permanently, or for some specified period, remove himself to one of the colonies; at first this usually meant one of the American colonies. Plaintiff makes much of the fact that this type of conditional pardon was usually applied to convicts under a death sentence. The attempted distinction ignores the fact that practically all felonies were punishable by death at that time. See J. F. Stephen, History of the Criminal Law of England, Vol. I, at 458, 469-72 (1883).

n20 4 Geo. I, ch. 11 (1717). The condition of banishment has been chosen by plaintiff apparently because of its wide-spread use and more importantly because of its possible analogy to the condition in question here. It appears logical that if the condition of banishment sprang from the inherent authority of the King to pardon, then the condition imposed here might also arise from that power. In order to avoid this result, plaintiff has argued that the King did not have it within his power to attach the banishment condition until such time as Parliament expressly approved.
 
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Plaintiff's claim is somewhat wide of the mark. Parliament had in fact imposed the punishment of banishment as early as the 16th century for rogues and vagabonds who appeared to be dangerous. n21 Throughout the 17th century Parliament enacted other statutes which imposed banishment for other specified crimes. n22 "But at the same time a practice sprang up which was applied to all felons under sentence of death. They could petition the King for a pardon on condition of their agreeing to transport themselves to the colonies  [*1229]  either for life or for a specified term." n23 It was only later, when certain procedural and enforcement problems arose, n24 that Parliament enacted the Piracy Act. This act expedited the procedures for obtaining such a conditional pardon and expressly made the recipient of the pardon liable to the death penalty in the event he returned to England prematurely.
 
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n21 39 Eliz. I, ch. 4 (1597).

n22 E.g., 14 Car. II, ch. 1 (1662); 18 Car. II, ch. 3 (1666); 22 Car. II, ch. 5 (1670); 22 and 23 Car. II, ch. 7 (1670).

n23 P. Brett, Conditional Pardons and the Commutation of Death Sentences, 20 Modern Law Review 131, 134 (1957). (Emphasis added). See also Attorney General's Survey, supra note 5, at 197; Stephen, Criminal Law, supra note 19, at 471.  [**21] 

n24 It was apparently a rather cumbersome procedure to obtain the King's pardon and thus the convict's sentence might be executed before the pardon was forthcoming. In addition, the courts were unsure of how to deal with the pardoned convict when he didn't live up to his condition. Brett, id. at 134-35.
 
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The point to be emphasized is that it was the King who first initiated banishment as a condition to his pardon. The power of the King to grant such a condition to any felon, even where banishment was not a punishment authorized by law for the felon's crime, was inherent in the royal prerogative and was never questioned. n25 It is true in all probability that by the 18th century Parliament had ascended to such a position of permanent power that it could have, if it so desired, forbidden the crown from conditioning pardons in this manner. But as with all similar parliamentary limitations on the King's prerogative, the restriction would have said nothing about the inherent nature and scope of the power. As we have emphasized above, and as our courts have noted, n26 the pardoning power at  [**22]  base is inherently unfettered except by the integrity of the repository of the power. The power's very origin and inception as something above and beyond the normal workings, restrictions and limitations of the criminal justice system fully supports this understanding. n27
 
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n25 Another example of a condition which was often utilized by the King despite its not being a punishment authorized by Parliament was the requirement of military service. It was customary, in time of war, for the King to grant pardons on the condition that the recipient serve a year in the military. Grupp, Historical Aspects, supra note 4, at 58.

n26 See Ex parte Garland, 71 U.S. (4 Wall.) 333, 380, 18 L. Ed. 366 (1866); Schick v. Reed, 157 U.S. App. D.C. 263, 483 F.2d 1266, 1268 (D.C. Cir. 1973), cert. granted, 416 U.S. 955, 40 L. Ed. 2d 305, 94 S. Ct. 1968, 42 U.S.L.W. 3594 (1974); Bishop v. United States, 96 U.S. App. D.C. 117, 223 F.2d 582, 588 (D.C. Cir. 1955).

n27 It is interesting to note that most state courts have found that a pardon conditioned on banishment is an inherent part of the Governor's general pardoning authority. See Note "Banishment as condition of pardon," 31 Minn. L. Rev. 742 (1946). For a recent case on this point see Mansell v. Turner, 14 Utah 2d 352, 384 P.2d 394 (Utah 1963). The roots of the clemency power as exercised in the states are the same of course as those of the President's clemency authority.
 
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Only one limitation on the King's prerogative might be considered inherent to the pardoning power itself. The King, as sovereign, could forgive any offense against the crown but could not absolve a subject's liability to another party because to do so would be to extinguish the personal rights of a private suitor. As Blackstone put it, the King had no power to pardon "where private justice is principally concerned" under the doctrine of "non potest rex graciam facere cum injuria et damno aliorum" (the king cannot confer a favour by the injury and loss of others)." n28
 
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n28 Blackstone, Commentaries, supra note 8, at 398-99.
 
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From this rather limited (and logical) principle of the English common law, the plaintiff concludes that "vested rights could not be destroyed by the pardon power." n29 In support of his position, he quotes the following passage from Hawkins' Pleas of the Crown:

"I take it to be a settled rule, that the king cannot by any dispensation, release,  [*1230]  pardon or grant  [**24]  whatsoever, bar any right, whether of entry, or action, or any legal interest, benefit, or advantage whatsoever before vested in the subject; and upon this ground it seems clear, that the king can no way bar any action on a statute by the party grieved; nor even a popular action by a common informer, if commenced before his pardon or release; and that he cannot discharge a recognizance for the peace before it is forfeited." n30

 

 
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n29 See Plaintiffs' Memorandum of Law in Opposition to Motion to Dismiss or in the Alternative for Summary Judgment and for Summary Judgment (hereinafter Plaintiffs' Memorandum) at 35.

n30 Hawkins, Pleas of the Crown, supra note 18, at 543-44.
 
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As can be readily gleaned from the passage, the author is enunciating the same principle of law noted by Blackstone -- that the King's pardoning power could not destroy the vested rights of third parties who otherwise have a civil cause of action against the person pardoned.

The case of United States v. Lancaster, 26 Fed. Cas. 859,  [**25]  4 Wash. C.C. 64 (Cir. Ct., E.D. Pa. 1821), plaintiff's only other authority for the proposition that a condition attached to a pardon cannot impinge on "vested rights," in fact precisely illustrates the true nature of the limitation on the King's pardoning power. Because of a violation of one of the embargo laws of that time, Lancaster's brig "Eliza" was seized and his bond, apparently required to ensure his faithful adherence to the embargo laws, was forfeited. After petitioning for a pardon, the President remitted "all the rights and interest of the United States." n31 The question arose, however, whether the presidential pardon barred the collector and other officers of the customs district where the forfeiture was executed from collecting their share of the bond proceeds. It was in the context of this issue, i.e., whether the President's pardon could "effect the moiety of the penalty claimed by the officers of the customs," that the Court made the statement partially quoted in plaintiff's memorandum,

"According to the doctrine of the common law of England, the king cannot, in the exercise of his prerogative of pardon, defeat a legal interest or benefit vested in a subject.  [**26]  . . ." 26 Fed. Cas. at 860. n32

 

 
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n31 26 Fed. Cas. at 860.

n32 The Court avoided answering the question by holding that the terms of the pardon itself did not encompass the claims of the customs officials and that "no pardon shall be carried beyond the express purport of it." Id. at 861.
 
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The "subject" referred to is, of course, intended to mean a third party with a separate right of action against the pardoned offender. In sum, the principle in no way purports to limit the ability of the King, or in Lancaster, the President, to attach conditions to grants of clemency.

We conclude, as we must, that this limitation on the King's power has no application to the case at bar. Properly viewed, the principle merely states the non-applicability of the power to a subject matter historically outside of the scope of the pardoning power, namely, private causes of action. It says nothing about the King's power to impose conditions upon pardons and commutations of criminal offenses. As such, it  [**27]  is perfectly consistent with the Court's finding that the King's pardoning power, when applied within the sphere of criminal offenses only, was inherently unfettered, except where the exercise of that power was specifically limited by act of Parliament.

B. The President's Grant of Authority Under the Federal Constitution.

With the background of English precedent and state practice n33 readily  [*1231]  at hand, the Founding Fathers devoted little attention to the question of the pardoning power. That the power should be lodged solely with the chief executive of the new nation raised sparse debate. n34 Similarly, the substantive extent of the power was scarcely questioned, except that it was readily agreed that the pardoning power should not apply to impeachments. n35 This paucity of discussion led the Supreme Court to conclude, after noting that the King's pardoning authority had, by the date of our Convention, been "clearly circumscribed," that

"[the] framers of our Constitution had in mind no necessity for curtailing this feature of the King's prerogative in transplanting it into the American governmental structures save by excepting cases of impeachment.  [**28]  . . ." (Ex parte Grossman, 267 U.S. 87, 113, 69 L. Ed. 527, 45 S. Ct. 332 (1925)). (Emphasis added).

 
It would appear abundantly clear that the framers intended to repose with the President the fullest extent of that authority which the words "reprieves and pardons" have historically encompassed. The framers were concededly aware of the various limitations which had been imposed on the King's prerogative by Parliament, as well as the limitation imposed by the state constitutions, but deliberately chose to limit the President's authority in one particular only, n36 viz., in cases of impeachment. We start then not with a narrowly defined and circumscribed power but with the full power of the sovereign, i.e., under our system of government, the full power of the People, to pardon those who have perpetrated offenses against it. This is not to say that the power is limitless. The President, who exercises that power as the elected representative of all the People, must always exercise it in the public interest. And the power is most importantly limited, as are all powers conferred by the Constitution, by the Bill of Rights which expressly reserved to the "individual" certain  [**29]  fundamental rights. Within this framework, we turn now to an examination of the case law interpreting the President's pardoning power and apply those cases, as well as the foregoing principles, to the case at hand.
 
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n33 Most of the colonial charters contained a provision delegating the King's pardoning power to the executive authority of the colony. Jensen, Pardoning Power in the States, supra note 6, at 4. After the outbreak of the Revolution, the colonial governments were succeeded by state governments and consequently, for the first time in America's history, a conscious decision had to be made regarding the proper repository of the important pardoning power. Because of the prevailing distrust of the executive power, many state constitutions, while placing the power in the hands of the governor, limited his discretion by requiring the consent of so-called executive councils, made up of upper-house legislators. Id. at 10.

n34 By the time of our national Constitutional Convention, public opinion had apparently moved in the direction of placing the pardoning authority solely in the hands of the executive. See Attorney General's Survey, supra, note 5, at 89. There was a proposal by Roger Sherman that would have required the Senate's consent to a presidential pardon, but the motion was soundly defeated. See Humbert, Pardoning Power, supra note 3, at 15-16. See also The Federalist No. 74, at 496-99 (Ford ed. 1898) where Hamilton presents the argument against giving the legislature any control over the pardoning power.  [**30] 

n35 It was suggested by Edmund Randolph that another exception be made in cases of treason but the proposal was also defeated. See Farrand, The Records of the Federal Convention of 1787, Vol. II, 626-27 (rev. ed. 1937). See also The Federalist No. 68, at 460 (Ford ed. 1898 (A. Hamilton) "The power of the President in respect to pardons would extend to all cases except those of impeachment.") (Emphasis in original); J. Kent, Commentaries on American Law, Vol. I, 303 (8th ed. 1854) ("The power of pardon vested in the President is without any limitation except in the single case of impeachments.")

n36 In arguing for the adoption of the Constitution, Hamilton remarked:

"Humanity and good policy conspire to dictate that the benign prerogative of pardoning should be as little as possible fettered or embarrassed." The Federalist No. 74, at 497 (Ford ed. 1898).

 
See also, note 35 supra.
 
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4. The Exercise of the Power to Pardon as Shown by Applicable Case Law.

Generally the cases have uniformly supported a very broad interpretation of the President's pardoning authority.  [**31]  Both the Federal and state cases have  [*1232]  practically universally upheld the executive's power to commute as part of the power to pardon. n37 In the first challenge to the substantive breadth of the President's power to reach the Supreme Court, the petitioner argued that the term "pardon" did not include the authority to "commute," i.e., to substitute a lesser punishment for a greater punishment. n38 The Court remarked that,

"[the] mistake in the argument is, in considering an incident of the power to pardon the exercise of a new power, instead of its being a part of the power to pardon." (Ex parte Wells, 59 U.S. (18 How.) 307, 316, 15 L. Ed. 421 (1856)).

 
Thus, from the very first the Court recognized the inherently broad scope of the pardoning power. In further answering petitioner's contention that the President had unlawfully substituted a different punishment, n39 life imprisonment, for the judicially imposed death sentence, the Court offered a rationale very important to the case at bar:

"The power to offer a condition, without ability to enforce its acceptance, when accepted by the convict, is the substitution by himself, of a lesser punishment  [**32]  than the law has imposed upon him, and he cannot complain if the law executes the choice he has made." (Id.) (Emphasis added)

 
The dynamics of a commutation, therefore, essentially involve a quid pro quo. The President offers a remission of sentence coupled with a condition; the convict-offeree has the choice of remaining under his judicially imposed sentence or accepting the remission of his sentence and abiding by the condition upon which it was offered. The convict cannot then "complain" of the choice he has made. n40 Presumably it is the convict who has determined that the lesser of the two "punishments" n41 is the one he chooses. In the case of plaintiff Hoffa we assume,  [*1233]  for the sake of argument here, n42 that he has made that choice in favor of the "substituted punishment" offered him by the President.
 
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n37 See Note, Executive Clemency in Capital Cases, 39 N.Y. U.L. Rev. 136, 138 (1964); Humbert, Pardoning Power, supra note 3, at 22, 46.

Plaintiff suggests that the fact that the English practice reveals no clemency condition similar to the one imposed in this case is somehow dispositive. No authority is cited for this proposition. Indeed the lack of precedent regarding a similar condition tells us very little about the nature of the pardoning power itself inasmuch as the lack of precedent can just as easily be explained by the fact that the unique circumstances of plaintiff Hoffa's case are unlikely to have ever before presented themselves. In any event we cannot decide the broad issues presented here on the basis of the lack of a similar condition in past practice, for to make lack of precedent a ground for attacking a condition would forever prevent the President from shaping the conditions of his pardon or commutation to meet the precise exigencies of the individual clemency applicant. Such a result would be contrary to the very purpose of the pardoning power.  [**33] 

n38 The terms "substituted punishment" and "condition" are used interchangeably since in the context of the present case they refer to the same thing, i.e., the prohibition against union management attached to plaintiff's commutation. The difference in terms arises from the fact that the English practice did not recognize commutation as such, but the same result was accomplished by way of the conditional pardon. See Brett, Conditional Pardons, supra note 23, at 136-37. American jurisprudence, however, has at least since the Wells case, explicitly recognized the power to commute as being inherent in the power to pardon.

n39 The Wells court regarded the punishments as different in kind, therefore necessitating a "substitution" of punishment and not a mere remission. 59 U.S. at 309.

n40 The convict's choice is "voluntary" notwithstanding the fact that he was incarcerated. See Ex parte Wells, supra, at 315.

n41 Plaintiff devotes considerable effort to the proposition that the condition imposed on him was a more severe "punishment" than mere incarceration. He contends that the jail sentence and the condition must be compared by an "objective" standard to determine which is the "lesser punishment." The Court questions whether punishments of differing kind can in any way be objectively measured, notwithstanding the Supreme Court's opinion in Biddle v. Perovich, 274 U.S. 480, 71 L. Ed. 1161, 47 S. Ct. 664 (1927), where the Court held that life imprisonment was by "common understanding" a lesser penalty than death. As plaintiff points out, in some instances, death may well be preferred to life imprisonment. See Plaintiffs' Memorandum at 50, n. 21. See also, Brett, Conditional Pardons, supra note 23, at 144-45. Nevertheless, an objective measurement is only necessary where the convict has no choice in the matter, or in the case of a pure "remission" of sentence. In the case of a commutation, the convict himself determines what is the "lesser" punishment when he chooses either to remain under the judicially imposed sentence or accept the substituted punishment. Presumably Mr. Hoffa regards living outside the confines of prison under the condition here challenged as less punitive than his former state of incarceration.  [**34] 

n42 For the Court's holding with respect to the issue of "acceptance" see Part 5, infra.
 
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The condition does not become lawful, however, by virtue of the convict's consent alone. Even though accepted, the condition may not be enforced if beyond the power of the President under Article II, Section 2, Clause One. And although we have found that the President's pardoning power is a broad and flexible one, we have also noted that it does not exist in a vacuum but rather as part of our total constitutional system. Thus we are faced squarely with the crucial issue of this case: whether the condition prohibiting the plaintiff from engaging in the direct or indirect management of union affairs until 1980 is within the President's pardoning power. To answer this question we are faced with the task of articulating a standard against which the condition can be tested, a constitutional standard not before specifically enunciated.

A. The Proper and Appropriate Test.

Plaintiff argues that the standard to be applied has been fully set forth by the Supreme Court in Biddle v. Perovich, 274 U.S. 480,  [**35]  71 L. Ed. 1161, 47 S. Ct. 664 (1927) where, according to plaintiff, Mr. Justice Holmes notes that to be constitutionally valid the "substituted punishment" must be "authorized by law" and inflict less punishment than what the judgment fixed. n43 The Biddle case involved a presidential commutation of the petitioner's sentence of death to one of life imprisonment. The case raised the issue of the necessity of the prisoner's acceptance of the life imprisonment condition. The Court ruled that in death sentence cases the convict's consent to the commutation is unnecessary because the President, in granting the commutation, had in effect determined that execution of the death sentence was not in the public interest and the prisoner "could not have got himself hanged against the Executive order." 274 U.S. at 487.
 
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n43 See Plaintiffs' Memorandum at 15.
 
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In arguing that one criterion for testing the validity of the "substituted punishment" is that it must be "authorized by law," in that Congress must have included  [**36]  the punishment in the legislated penalty for the prisoner's crime, plaintiff relies on a quote from the Biddle opinion, which, in its full context, states as follows:

"The only question is whether the substituted punishment was authorized by law -- here, whether the change is within the scope of the words of the Constitution, Article II, § 2. . . . We cannot doubt that the power extends to this case. * * * The opposite answer would permit the President to decide that justice requires the diminution of a term or a fine without consulting the convict, but would deprive him of the power in the most important cases and require him to permit an execution which he had decided ought not to take place unless the change is agreed to by one who on no sound principle ought to have any voice in what the law should do for the welfare of the whole." (274 U.S. at 487).

 
Within this context it is quite clear that the Court was not attempting to enunciate the test suggested by the plaintiff but rather merely restated the fundamental issue before it, i.e., whether the  [*1234]  commutation in question was within the President's power to pardon under the Constitution. Moreover,  [**37]  it has been held that Congress cannot in any way limit the President's authority to pardon. n44 To accept the plaintiff's proposed test would in effect disregard the principle of unfettered executive discretion by imposing on the President the restrictions in penalty imposed by statute on the sentencing court. Such a result would be contrary to the essential concept of the pardoning power, whereby there is placed in the executive a special discretion to mitigate the more precise demands of the criminal law in a manner consistent with the unique requirements of the individual applicant for clemency. n45 In order properly to carry out this function, the President must be afforded the necessary flexibility to respond adequately to the circumstances of each individual clemency request.
 
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n44 Ex parte Garland, supra; Schick v. Reed, supra.

n45 See Part 3-A, supra; Ex parte Wells, supra, at 310.

("Without such a power of clemency, to be exercised by some department or functionary of a government, [the State] would be most imperfect and deficient in its political morality, and in that attribute of Deity whose judgments are always tempered with mercy.")

 
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Mr. Hoffa's case is an especially apt one to illustrate this necessity. In his petition for clemency Hoffa particularly noted the fact that he had resigned from union office, had the support of a substantial pension, and intended to engage in certain educational pursuits. n46 Conceivably those who considered his petition may have been moved by these facts, as well as other considerations concerning the health of petitioner's wife, and consequently believed that under the circumstances the public interest did not require the further incarceration of Mr. Hoffa. n47 In order to protect the public interest in the activities of an important international union, however, it may well have been concluded that some assurance was necessary to make certain that the applicant, upon obtaining his release because of the circumstances presented in his petition, would not thereafter recommence his union activities, the termination of which had been a crucial factor in securing his release. To obtain such an assurance, the challenged condition may have been deemed a necessary prerequisite; in fact, the concededly unique condition may well have been the only way Hoffa's petition would be approved.  [**39]  To deny the President the flexibility to devise such conditions would result in the unnecessary denial of clemency petitions which might well be favorably acted upon but for the fact that appropriate conditions could not be attached. We think that the history and nature of the pardoning power has always contemplated the type of broad discretion which would permit the repository of the power to devise and attach lawful conditions to its clemency and to offer the same to the clemency applicant.
 
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n46 See p. 3, supra.

n47 Although Hoffa's petition for clemency carefully avoids any express representation concerning his future involvement with union activities, one might understandably be impressed with an implicit representation that, if commuted, he would henceforth refrain from such activities. It is interesting to note that similar concerns did not escape the King's experience.

"it is a general rule that, wherever it may be reasonably presumed the king is deceived, the pardon is void. Therefore, any suppression of truth, or suggestion of falsehood, in a charter of pardon, will vitiate the whole; for the king was misinformed." (Blackstone, Commentaries, supra note 8, at 401).

 
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Again this is not to say that any condition, even when freely accepted by the prisoner, is by that fact alone legally valid. Considered within the framework of our constitutional system, wherein the rights and liberties of the individual are accorded a position of paramount importance, there are obvious limits beyond which the President may not go in imposing and subsequently enforcing  [*1235]  such conditions. n48 On the other hand, every condition which to some degree impinges on those rights and liberties is not thereby unenforceable. Constitutional rights, including those First and Fifth Amendment rights raised by plaintiff, may be restricted provided that the restrictions are precisely drawn to accomplish a legitimate governmental purpose. n49 In judging the reasonableness of the restriction in relationship to the Governmental interest purportedly justifying that restriction, we must look to the circumstances under which the government's authority has been exerted. As the United States Court of Appeals for this Circuit recently remarked in a case involving the denial of certain First Amendment rights:

"It would be unrealistic to consider [plaintiffs] rights wholly  [**41]  separate and apart from their status as parolees, or to disassociate their status either from the public interest which dictated both their confinement and parole at suitable times, or from reasonable conditions upon which they are released." (Berrigan v. Sigler, 499 F.2d 514 (D.C. Cir., 1974) slip op. at 14).

 
Similarly, it would be unrealistic to consider the restriction placed on plaintiff Hoffa's commutation except in the context of his status as a felon twice convicted for activities arising out of his union office and serving a combined sentence of thirteen years imprisonment. This point of reference is significant to the decision of the instant case because Hoffa's "[constitutional] rights of necessity are conditioned by the situation in which [his] convictions placed [him]." Id.
 
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n48 The American Civil Liberties in their amicus brief filed herein by leave of court, suggests just such a condition: a condition requiring the commutee to forego supporting any candidate for political office, except the President who commuted his sentence. We fully agree that such a condition would be unenforceable and would clearly fail to meet the standards of review set forth infra.  [**42] 

n49 See Rosario v. Rockefeller, 410 U.S. 752, 36 L. Ed. 2d 1, 93 S. Ct. 1245 (1973); Dunn v. Blumstein, 405 U.S. 330, 336, 31 L. Ed. 2d 274, 92 S. Ct. 995 (1972); Bullock v. Carter, 405 U.S. 134, 140-41, 31 L. Ed. 2d 92, 92 S. Ct. 849 (1972); Jenness v. Fortson, 403 U.S. 431, 29 L. Ed. 2d 554, 91 S. Ct. 1970 (1971); Williams v. Rhodes, 393 U.S. 23, 30-31, 21 L. Ed. 2d 24, 89 S. Ct. 5 (1968); NAACP v. Button, 371 U.S. 415, 438, 9 L. Ed. 2d 405, 83 S. Ct. 328 (1963); Konigsberg v. State Bar of Calif., 366 U.S. 36, 49, 81 S. Ct. 997, 6 L. Ed. 2d 105 (1961). See generally Mendelson, Absolutes in the Balance, 50 Calif. L. Rev. 821 (1962).

With respect to plaintiff's Fifth Amendment challenge concerning an alleged violation of his "right to earn a livelihood," see Zwick v. Freeman, 373 F.2d 110, 118 (1967), cert. denied, 389 U.S. 835, 19 L. Ed. 2d 96, 88 S. Ct. 43, "the Constitution does not guarantee an unrestricted privilege to engage in business or a privilege to conduct a business as one pleases." Citing Nebbia v. New York, 291 U.S. 502, 527-28, 78 L. Ed. 940, 54 S. Ct. 505 (1934). See also De Veau v. Braisted, 363 U.S. 144, 4 L. Ed. 2d 1109, 80 S. Ct. 1146 (1960); Bradley v. Waterfront Commission of N.Y. Harbor, 12 N.Y. 2d 276, 189 N.E. 2d 601, 239 N.Y.S.2d 97 (1963).
 
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At least one measure of the lawfulness of a condition is that it be reasonable and neither illegal nor against public policy. In Bishop v. United States, 96 U.S. App. D.C. 117, 223 F.2d 582 (D.C. Cir. 1955), the President had commuted the petitioner's death sentence to life imprisonment with the further condition that the life term be measured, for the purposes of parole eligibility, from the date of commutation and not from the date of initial incarceration. In sustaining this condition the Court remarked that "it would seem clear that the power to commute the death sentence would necessarily include the power to attach reasonable conditions." n50 223 F.2d at  [*1236]  588 (emphasis added). In Lupo v. Zerbst, 92 F.2d 362 (5th Cir. 1937), the President commuted petitioner's sentence on the condition that he be law-abiding and not associate with people of "evil" character. In upholding this condition the Court noted that "[there] is nothing illegal or against public policy in any of the conditions therein contained." n51 92 F.2d at 364. In the state courts it has often been held that conditions attached to a pardon or commutation are valid "provided they are not unlawful,  [**44]  unreasonable, immoral or impossible of performance." n52 In re Charizio, 120 Vt. 208, 138 A.2d 430, 434 (1958); Baston v. Robbins, 153 Me. 128, 135 A.2d 279, 281 (1957) ("not illegal, immoral, or impossible to perform.") We find in these admittedly imprecise standards two overriding concerns in determining the lawfulness of a condition. First, there is a public policy concern, which can best be expressed in terms of the President's duty to exercise his discretion under the pardoning power in the public interest. Second, there is the concept of illegality, which in some instances may be painfully apparent, but which, for the purposes of cases like the one at bar, must also be taken to reflect the concern that a condition might unduly override the rights and liberties of the convicted person in a manner constitutionally impermissible. Based on our study of the precedents, we therefore arrive at a two-pronged test of reasonableness in determining the lawfulness of a condition: first, that the condition be directly related to the public interest; and second, that the condition not unreasonably infringe on the individual commutee's constitutional freedoms.
 
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n50 See also Green v. Gordon, 39 Cal. 2d 230, 246 P.2d 38, 39 (1952), cert. denied 344 U.S. 886, 97 L. Ed. 686, 73 S. Ct. 187 ("validity of the conditions depends on their reasonableness"); Ex parte Collie, 38 Cal. 2d 396, 240 P.2d 275 (1952) (en banc), cert. denied, sub nom., 345 U.S. 1000, 73 S. Ct. 1145, 97 L. Ed. 1406.  [**45] 

n51 See also Kavalin v. White, 44 F.2d 49, 51 (10th Cir. 1930).

n52 See also State ex rel. Bailey v. Mayo, 65 So. 2d 721, 722 (Fla. 1953); Guy v. Utecht, 216 Minn. 255, 12 N.W. 2d 753, 757 (1943); Silvey v. Kaiser, 173 S.W. 2d 63, 64 (Mo. 1943) (en banc); Huff v. Aldredge, 192 Ga. 12, 14 S.E. 2d 456, 458-59 (1941); Commonwealth ex rel. Meredith v. Hall, 277 Ky. 612, 126 S.W. 2d 1056, 1057 (Wilborn v. Saunders, 170 Va. 153, 195 S.E. 723, 726 (1938). See Attorney General's Survey, supra note 5, at 198-99; Jensen, Pardoning Power in the States, supra note 6, at 127.
 
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(1) Public interest considerations.

In applying the first part of the test, we find that if conditions are to be attached, they must relate to the reason for the initial judgment of conviction, because it is the crime and the circumstances surrounding it that give rise to the public's interest in regulating and circumscribing the future behavior of the offender. n53 The standard we set forth in this regard is similar to that employed in examining the conditions of parole. This it seems is not mere happenstance  [**46]  for the concept of parole originated in part from the concept of the conditional pardon.

"Parole did not develop from any specific source or experiment but is an outgrowth of a number of independent measures: the conditional pardon, the apprenticeship by indenture, the transportation of criminals to America and Australia, the English and Irish experiences with the system of ticket-of-leave, and the work of American prison reformers during the nineteenth century." n54

 

 
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n53 See pp. 23-24, supra.

n54 Newman, Sourcebook, supra note 17, at 18.

State courts have gone so far as to hold, where the state constitution granted the governor the power to pardon, that the governor thereby had the exclusive power to parole and with such restrictions and limitations as the governor deemed proper. See, e.g., ex parte Ridley, 3 Okla. Crim. 350, 106 Pac. 549 (1910); People v. Cummings, 88 Mich. 249, 50 N.W. 310 (1891); contra State v. Peters, 43 Ohio St. 629, 4 N.E. 81 (Ohio 1885).

The Attorney General's Survey concludes that parole was an outgrowth of the pardoning prerogative, modified by statutes such as 10 Edw. III, ch. 2 (1336) which provided that no pardon of a felony would be allowed unless the party found sureties for his good behavior. See Attorney General's Survey, supra note 5, at 195-96.

At least two federal courts have previously noted the analogy between conditional pardons or commutations and parole and probation. See Fleenor v. Hammond, 116 F.2d 982, 986 (6th Cir. 1941); Clifton v. Beto, 298 F. Supp. 1384 (S.D. Tex. 1968).
 
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 [*1237]  The Attorney General's Survey also found that many states used the conditional pardon as a substitute for parole, even where parole was also available, because of the greater flexibility of the pardon. n55 "The most significant thing revealed by our examination of the various minor forms of clemency [including the conditional pardon and commutation] is the extent to which they are used to supplement or substitute for parole." n56
 
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n55 Attorney General's Survey, supra note 5, at 197.

n56 Id. at 234.
 
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Under the federal system, the United States Board of Parole is empowered to release prisoners on parole where there is a "reasonable probability that such prisoner will live and remain at liberty without violating the laws" and where "such release is not incompatible with the welfare of society." 18 U.S.C. § 4203(a). In addition, the release may be "upon such terms and conditions . . . as the Board shall prescribe." The Parole Board has broad discretion in passing on parole applications  [**48]  n57 and may attach such conditions which are reasonably related to the valid ends of the parole system. Jackson v. Godwin, 400 F.2d 529 (5th Cir. 1968); Hyland v. Procunier, 311 F. Supp. 749 (N.D. Calif. 1970). The Second Circuit in Birzon v. King, 469 F.2d 1241 (1972), in sustaining the standard condition that a parolee not associate with persons who have a criminal record, remarked:

"Although a parolee should enjoy greater freedom in many respects than a prisoner, we see no reason why the Government may not impose restrictions on the rights of the parolee that are reasonably and necessarily related to the interests that the Government retains after his conditional release." (469 F.2d at 1243) (Emphasis added).

 
We hold that the test of the lawfulness of a condition attached to a presidential pardon or commutation is much the same. n58 The principal difference is that a condition of parole must relate to the objects of parole, whereas the President in granting a pardon or commutation has a broader discretion which encompasses a regard for protective measures in the public interest. n59
 
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n57 See Hyser v. Reed, 115 U.S. App. D.C. 254, 318 F.2d 225, 234 (D.C. Cir. 1963) (en banc), cert. denied, 375 U.S. 957, 84 S. Ct. 446, 11 L. Ed. 2d 315.  [**49] 

n58 It is well to keep in mind that in both the parole situation and the commutation situation the respective authorities deal with individuals who stand lawfully convicted of specified crimes. See note 53, supra, and accompanying text. In Hyser v. Reed, supra, the parolee's release was conditioned on his not leaving the District of Columbia and not frequenting pool halls. The Court noted that the government could not normally limit a citizen's rights in this manner "but it can do so to Hyser [the parolee] . . . whose freedoms have been substantially abridged in accord with the requirements of due process." 318 F.2d at 239.

n59 As noted above, the greater flexibility of the pardon authority is one of the reasons it is still used despite the advent of parole. See note 55, supra, and accompanying text.
 
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Tested by this aspect of the standard of reasonableness n60 we have no  [*1238]  hesitation in upholding the condition imposed on the plaintiff Hoffa. It is clear that the crimes for which Mr. Hoffa stood convicted were directly related to his participation in union activities.  [**50]  The public, of course, has a strong interest in the integrity of union activities inasmuch as unions exert great influence on the economic life of the nation and on the welfare of individual members of unions. Within this context, the President was clearly justified in exacting as a condition of Hoffa's release the assurance that he would not participate directly or indirectly in the management of union activities until 1980, the time at which his judicially imposed sentences would have otherwise expired.
 
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n60 The inherent reasonableness of the condition attached to plaintiff Hoffa's commutation is clearly demonstrated by the frequent appearance of similar restrictions as conditions of probation. Although probation is not a direct descendant of the pardoning power, as parole seems to be (Newman, "Beginnings of Probation," Sourcebook, supra note 17, at 4-16), the courts' practice in this area can be a useful guide in determining the issue of reasonableness. Under the federal probation statute the court

"when satisfied that the ends of justice and the best interest of the public as well as the defendant will be served thereby, may suspend the imposition or execution of sentence and place the defendant on probation for such period and upon such terms and conditions as the court deems best." (18 U.S.C. § 3651) (Emphasis supplied).

 
The courts, under this broad grant of discretion, similar to that inherent in the President's pardoning power, have imposed conditions strikingly similar to the one in question here. See, e.g., Whaley v. United States, 324 F.2d 356, 359 (9th Cir. 1963), cert. denied, 376 U.S. 911, 11 L. Ed. 2d 609, 84 S. Ct. 665 (defendant, convicted of impersonating FBI agent as a ruse in connection with his occupation as an automobile repossessor, placed on probation upon condition that he not again engage in repossession business); Stone v. United States, 153 F.2d 331, 332-33 (9th Cir. 1946) (person convicted of unlawfully taking money from railroad dining cars required not to be employed as a steward on any railroad engaged in interstate commerce during period of probation); United States v. Greenhaus, 85 F.2d 116, 117 (2d Cir. 1936) (defendant convicted of illegal sale of securities placed on probation on condition "that he behave himself well and shall not engage in any shape or form in any stock or bond sale"); see also People v. Keefer, 35 Cal. App. 3d 156, 110 Cal. Rptr. 597, 605-06 (Cal. App. 1973) (defendant convicted of grand theft and false pretenses in connection with furnace and heating business required as condition of probation not to again engage in such business); Yarbrough v. State, 119 Ga. App. 46, 166 S.E. 2d 35, 36-37 (1969) (lawyer convicted of forging deed placed on probation upon condition that he not practice law for one year); People v. Bresin, 245 Cal. App. 2d 232, 53 Cal. Rptr. 687, 692 (1966) (defendant convicted of use of false pretenses in sales of aluminum siding restricted from any occupation involving sales to public); People v. Caruso, 174 Cal. App. 2d 624, 345 P.2d 282, 296 (1959) (defendants, convicted of fraud, forgery and grand theft in connection with employment by automobile dealership, required to stay out of automobile business, even though they asserted it was the only business they knew). Cf. People v. Stanley, 162 Cal. App. 2d 416, 327 P.2d 973, 976 (1958) (defendant not allowed to have telephone in his home after having been convicted of conspiring to commit bookmaking).
 
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(2) Constitutional Limitations.

Aside from the broader public interest aspect of the reasonableness of the challenged condition, plaintiff argues that the condition is illegal as unconstitutionally infringing his First and Fifth Amendment rights. It appears, however, that most of the principal issues raised by this line of attack have previously been disposed of by the Supreme Court in DeVeau v. Braisted, 363 U.S. 144, 80 S. Ct. 1146, 4 L. Ed. 2d 1109 (1960). That case presented a challenge to section 8 of the New York Waterfront Commission Act of 1953, which in effect disqualified any convicted felon from holding office in a waterfront labor organization. Among the charges leveled at the proscription were that the disqualification amounted to both an ex post facto law and a bill of attainder in violation of the Fifth Amendment. The Court specifically rejected both contentions:

"The distinguishing feature of a bill of attainder is the substitution of a legislative for a judicial determination of guilt. (Citation omitted). Clearly, § 8 embodies no further implications of appellant's guilt than are contained in his 1920 judicial conviction; and so it manifestly  [**52]  is not a bill of attainder. The mark of an ex post facto law is the imposition of what can fairly be designated punishment for past acts. The question in each case where unpleasant consequences are brought to bear upon an individual for prior conduct, is whether the legislative aim was to punish that individual for past activity, or whether the restriction of the individual comes about as a relevant incident to a regulation of a present situation, such as the proper qualifications for a profession." (363 U.S. at 160).  [*1239] 

The condition attached to plaintiff Hoffa's commutation disqualifying him from union management is virtually identical to the type of regulation sustained in De Veau. The most striking difference is the fact that in De Veau it was the state legislature which imposed the restriction while here the restriction came about by way of executive action. We find, however, that this difference does not legally distinguish De Veau from the case at bar. Just as the restriction in De Veau was promulgated pursuant to proper legislative authority, we have found that the condition attached to Hoffa's commutation emanated from the President's  [**53]  explicit grant of power under Article II, Section 2, Clause One of the Constitution. To say that the President is "legislating" when he attaches a condition such as the one at issue here is simply to beg the question; n61 if the President's power includes the authority to attach conditions to pardons or commutations, the fact that the resulting condition is similar to legislatively-imposed restrictions does not make the condition a legislative act. The separation of powers doctrine has not been so stringently applied. n62 We conclude, therefore, that the constitutional principles sustaining the regulation in De Veau equally apply to the condition under challenge.
 
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n61 Plaintiff has also argued that the President has invaded the sentencing powers of the courts by attaching the challenged condition. But as has been shown above, the President's power to commute, i.e., to substitute one punishment for another, has been consistently held to be within the President's pardoning authority. Ironically, both parole and probation statutes have been attacked as an invasion of the pardoning power. See note 54, supra. See also Nix v. James, 7 F.2d 590 (9th Cir. 1925) (probation); Thompson v. Duehay, 217 F. 484 aff'd, 223 F. 305 (9th Cir. 1915) (parole).  [**54] 

n62 Congressional delegations of quasi-legislative authority have been found violative of the separation of powers doctrine only twice in history. A.L.A. Schechter Poultry Corp. v. United States, 295 U.S. 495, 55 S. Ct. 837, 79 L. Ed. 1570 (1935); Panama Refining Co. v. Ryan, 293 U.S. 388, 79 L. Ed. 446, 55 S. Ct. 241 (1935).
 
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Plaintiff also argues that the condition unlawfully infringes on his right to free speech and association n63 and the right to pursue his chosen occupation. Although these rights are entitled to the highest degree of protection, they must be applied with a view toward the particular characteristics of the circumstances which gave rise to the challenged governmental action. Procunier v. Martinez, 416 U.S. 396, 94 S. Ct. 1800, 40 L. Ed. 2d 224 (1974). In the case at bar, the challenged restriction arises out of plaintiff Hoffa's previous convictions for the obstruction of justice in connection with his federal trial for violating the Taft-Hartley Act and for fraud involving misuse of moneys belonging to a Teamster's Union pension fund. Not surprisingly, the condition of  [**55]  Hoffa's commutation of the combined thirteen-year sentence, imposed by virtue of those convictions, requires him "not to engage in the direct or indirect management of any labor organization" until 1980. n64 As such, the condition is directed primarily at Hoffa's future "conduct" and not at pure "speech." In United States v. O'Brien, 391 U.S. 367, 20 L. Ed. 2d 672, 88 S. Ct. 1673 (1968), the Court  [*1240]  noted that "when 'speech' and 'nonspeech' elements are combined in the same course of conduct, a sufficiently important governmental interest in regulating the nonspeech element can justify incidental limitations on First Amendment freedoms." Id. at 377. The Court went on to enunciate a four-part test to be applied to such restrictions:

"[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest." Id. at 377.

 
As we have held  [**56]  above, the conditional commutation in question here is clearly within the President's power under Article II, Section 2, Clause One of the Constitution. The governmental interest served by the challenged condition is the preservation of the integrity of labor organizations and this interest has previously been recognized to be substantial. De Veau v. Braisted, supra. We also find that the condition by its very term is directed toward Mr. Hoffa's "management" of union activities and not intended to restrain speech as such. It is true, however, that the condition at least partially restrains plaintiff Hoffa's right of association. In this connection both the right of association and plaintiff's Fifth Amendment right to pursue his chosen occupation merge. Such restrictions which in a sense "disqualify" an individual from pursuing specified professions have been widely used and sustained in the face of constitutional challenge. De Veau v. Braisted, supra, at 157-59. n65 We think it logical that if the legislature may legitimately impose such disqualifying restrictions on "all" convicted felons, no matter what the circumstances of their crime, then the President under his  [**57]  explicit grant of pardoning power may lawfully impose a similar restriction on a commuted felon where that felon's crime arises out of union activities and the disqualifying restriction is directed solely at such activities. Finally, the fact that the condition is directed solely at union activities satisfies the last part of the O'Brien test in that the "incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of [the governmental] interest." As noted above, the governmental interest involved here is the protection of the integrity of labor unions. It is clear that the condition is precisely directed to the accomplishment of that objective.
 
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n63 Plaintiffs other than Hoffa argue that their right to choose Mr. Hoffa as their representative is also unlawfully impaired by the condition on his commutation. This issue was also raised in De Veau and rejected. 363 U.S. at 152.

n64 In People v. Osslo, 50 Cal. 2d 75, 323 P.2d 397 (1958) (en banc), cert. denied, 357 U.S. 907, 78 S. Ct. 1152, 2 L. Ed. 2d 1157, where defendants were convicted of assault and conspiracy in connection with events arising out of a union jurisdictional dispute, and defendants attacked a condition of their probation which forbade them from receiving remuneration from or holding positions in any unions, the court remarked:

"Defendants argue that the conditions of probation exceeded the trial judge's power. . . . However, since it could be and presumably was found that these defendants are guilty of crimes growing out of union activities, it appears not improper that restrictions be placed upon such activities as a condition of probation." 412-13).

 
 [**58] 

n65 "[Barring] convicted felons from certain employments is a familiar legislative device to insure against corruption in specified, vital areas. Federal law has frequently and of old utilized this type of disqualification. (List of examples omitted). * * * State provisions disqualifying convicted felons from certain employments important to the public interest also have a long history."