97 F. Supp. 2d 892, *; 2000 U.S. Dist. LEXIS 7752, **;
46 Fed. R. Serv. 3d (Callaghan) 1167
MARCIA HARRIS, Plaintiff, v. FRANKLIN-WILLIAMSON HUMAN
SERVICES, INC., LABORERS' INTERNATIONAL UNION OF NORTH AMERICA,
SOUTHERN ILLINOIS LABORERS' DISTRICT COUNCIL, RANDALL J.
MAYHEW, Defendants.
CIVIL ACTION NO. 98-4290-DRH
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF
ILLINOIS
97 F. Supp. 2d 892; 2000 U.S. Dist. LEXIS 7752; 46 Fed. R.
Serv. 3d (Callaghan) 1167
May 10, 2000, Decided
May 11, 2000, Filed
DISPOSITION:
[**1] Laborers' International Union of North
America, Southern Illinois Laborers' District Council and
Randall J. Mayhew's motion for summary judgment (Docket Entry No. 88) GRANTED.
Franklin-Williamson's motion for partial summary judgment on Counts I and II
(Docket Entry No. 98) GRANTED. Franklin-Williamson's motion for partial summary
judgment on Counts III and IV (Docket Entry No. 105) GRANTED.
Laborers' International Union of North America, Southern
Illinois Laborers' District Council and Randall J. Mayhew's
motion for Rule 11 sanctions (Docket Entry No. 62) GRANTED.
Franklin-Williamson's motion for Rule 11 sanctions and for sanctions pursuant to
28
U.S.C. § 1927 (Docket Entry No. 120) GRANTED in part and DENIED in part.
Laborers' International Union of North America, Southern
Illinois Laborers' District Council and Randall J. Mayhew's
motion for sanctions pursuant to 28
U.S.C. § 1927 (Docket Entry No. 124) GRANTED. Harris and her attorneys, the
law firm of Thompson Coburn SANCTIONED.
| PROCEDURAL POSTURE: Defendants
filed for summary judgment and for sanctions pursuant to Fed. R. Civ. P.
11 and 28
U.S.C.S. § 1927 on plaintiff's claims of sexual discrimination
pursuant to Title VII of the Civil Rights Act of 1964, 42
U.S.C.S. § 2000(e) et seq., sexual harassment and retaliation pursuant
to Title VII, age discrimination pursuant to the Age Discrimination in
Employment Act of 1967, 29
U.S.C.S. § 621 et seq., and tortious interference of contract.
|
| OVERVIEW: Plaintiff filed suit against
defendants alleging sexual discrimination pursuant to Title VII of the
Civil Rights Act of 1964, 42
U.S.C.S. § 2000(e) et seq., sexual harassment and retaliation pursuant
to Title VII, age discrimination pursuant to the Age Discrimination in
Employment Act of 1967, 29
U.S.C.S. § 621 et seq., and tortious interference of contract.
Defendants filed for summary judgment and for sanctions pursuant to Fed.
R. Civ. P. 11 and 28
U.S.C.S. § 1927. The court granted defendants' motions for summary
judgment on plaintiff's sexual harassment claim, concluding that plaintiff
failed to prove a prima facie case of sexual harassment based on her sex.
The court also granted defendants' motion with respect to the retaliation
claim, finding that this was not an adverse employment action. Also, the
court concluded that plaintiff failed to state a prima facie case of age
discrimination. Finally, the court found that sanctions were warranted
under both Rule 11 and § 1927. |
| OUTCOME:
Defendants' motions for summary judgment granted; plaintiff
failed to prove a prima facie case of sexual harassment based on her sex.
The court also found that sanctions were warranted.
|
CORE TERMS: summary judgment, gender,
prima facie case, deposition, age discrimination, sexual harassment,
retaliation, sex discrimination, threatening, twenty-one, harassment, phone,
leave to file, sexual, sex, tortious interference, similarly situated, hostile,
younger, circulated, replaced, crime of violence, violence, grievance,
offensive, discovery, arrested, hostile work environment, direct evidence,
protected class
Civil
Procedure : Summary Judgment or Summary Adjudication : Burdens of Production
& Proof
Civil
Procedure : Summary Judgment or Summary Adjudication : Summary Judgment
Standard
 |
Summary judgment is proper where the pleadings and
affidavits, if any, show that there is no genuine issue as to any material
fact and that the moving party is entitled to judgment as a matter of law.
Fed. R. Civ. P. 56(c). The movant bears the burden of establishing the
absence of fact issues and entitlement to judgment as a matter of law. The
court must consider the entire record, drawing reasonable inferences and
resolving factual disputes in favor of the non-movant.
|
Civil
Procedure : Summary Judgment or Summary Adjudication : Summary Judgment
Standard
 |
In reviewing a summary judgment motion, the court does
not determine the truth of asserted matters, but rather decides whether
there is a genuine factual issue for trial. No issue remains for trial
unless there is sufficient evidence favoring the non-moving party for a
jury to return a verdict for that party. If the evidence is merely
colorable, or is not sufficiently probative, summary judgment may be
granted. |
Labor
& Employment Law : Employment Discrimination : Sex Discrimination : Coverage
& Definitions
 |
A materially adverse change in the terms and
conditions of employment must be more disruptive than a mere inconvenience
or an alteration of job responsibilities. A materially adverse change
might be indicated by a termination of employment, a demotion, evidenced
by a decrease in salary, a less distinguished title, a material loss of
benefits, significantly diminished material responsibilities, or other
indices that might be unique to a particular situation.
|
Labor
& Employment Law : Employment Discrimination : Sexual Harassment : Hostile
Work Environment
 |
An employee asserting a claim of hostile work
environment sexual harassment must prove the following: (1) the employee
belongs to a protected group; (2) the employee was subjected to unwelcome
sexual harassment in the form of sexual advances or requests for sexual
favors; (3) the harassment was based on sex; (4) the harassment affected a
term, condition, or privilege of employment; and (5) the harassment was
sufficiently severe and pervasive to alter the conditions of the victim's
employment and create an abusive working environment.
|
Labor
& Employment Law : Employment Discrimination : Actionable Discrimination :
Retaliation
Constitutional
Law : Civil Rights Enforcement : Civil Rights Act of 1964
 |
A plaintiff who brings a retaliation claim under Title
VII of the Civil Rights Act of 1964, 42
U.S.C.S. § 2000(e) et seq., must either present direct evidence of
retaliation or proceed within the familiar burden-shifting framework set
forth in McDonnell Douglas. Under the burden-shifting framework, plaintiff
can establish a prima facie case of retaliation by showing, first, that he
engaged in statutorily protected expression or activity--that is, that he
"opposed" an employment practice made unlawful by Title VII. To constitute
opposition, the conduct an employee objects to need not actually violate
Title VII. Rather, the test is whether the employee "reasonably believed
in good faith that the practice she opposed violated Title VII. Second,
the Plaintiff must demonstrate that she suffered an adverse action by her
employer. Finally, the plaintiff must establish a causal link between the
protected activity or expression and the adverse action.
|
Labor
& Employment Law : Employment Discrimination : Age Discrimination : Coverage
& Definitions
 |
A plaintiff may prove age discrimination either (1) by
presenting direct evidence of age discrimination, or (2) by relying on the
indirect, "burden- shifting" method of proof outlined in McDonnell
Douglas. Under the direct method of proof, the evidence of age
discrimination must not only speak directly to the issue of discriminatory
intent, it must also relate to the specific employment decision in
question. |
Labor
& Employment Law : Employment Discrimination : Age Discrimination : Coverage
& Definitions
 |
In order to establish a prima facie case of age
discrimination, a plaintiff must demonstrate that (1) she was a member of
the protected class (age 40 or over), (2) she was doing the job well
enough to meet her employer's legitimate expectations, (3) despite her
performance, she was discharged, not hired or promoted, etc., and (4)
younger, similarly-situated employees were treated more favorably, or she
was replaced by someone "substantially younger," although not necessarily
outside the protected class. With respect to the fourth prong, an
inference of age discrimination cannot be drawn from the replacement of
one worker with another insignificantly younger. Rather, a plaintiff must
show that she was replaced by someone "substantially younger," although
not necessarily outside the protected class. A ten-year difference in ages
is presumptively "substantial" under O'Connor. |
Labor
& Employment Law : Workplace Violence
Constitutional
Law : Civil Rights Enforcement
 |
The Violence Against Women Act (VAWA), 42
U.S.C.S. § 13981 et seq., does not cover random acts of violence
unrelated to gender or acts that cannot be demonstrated, by a
preponderance of the evidence, to be motivated by gender. 42
U.S.C.S. § 13981(d)(1). Rather, Congress explicitly limited the VAWA's
civil rights provision to cover only crimes of violence committed because
of gender or on the basis of gender, and due, at least in part, to an
animus based on the victim's gender. 42
U.S.C.S. § 13981(d)(1). Thus, to state a cause of action under the
VAWA, a plaintiff must allege that he or she was a victim of a crime of
violence that was committed because of his or her gender and was carried
out, at least in part, on the alleged perpetrator's animus based upon the
plaintiff's gender. |
Torts
: Business & Employment Torts : Interference With a Contract
 |
Under Illinois law, the elements of tortious
interference with contract are: (1) the existence of a valid and
enforceable contract between the plaintiff and another; (2) the
defendant's awareness of this contractual relation; (3) the defendant's
intentional and unjustified inducement of a breach of the contract which
causes a subsequent breach by the other; and (4) damages. Inducement of
the cancellation of an at-will contract, at most, constitutes interference
with a prospective economic advantage, not interference with contractual
relations. |
Torts
: Business & Employment Torts : Interference With Prospective Advantage
 |
The elements of tortious interference with prospective
economic advantage are: (1) a reasonable expectation by the plaintiff of
entering into a valid business relationship; (2) the defendant's knowledge
of the plaintiff's expectancy; (3) purposeful interference by the
defendant that prevents the plaintiff's legitimate interest from ripening
into a valid business relationship; and (4) damages to the plaintiff
resulting from such interference. "Purposeful interference" means that the
defendant has committed some impropriety in interfering with the
expectancy, and is an element that the plaintiff must plead and prove.
|
Civil
Procedure : Sanctions : Baseless Filings
 |
Fed. R. Civ. P. 11(b) mandates that an attorney who
presents a pleading to the court certify that: to the best of his or her
knowledge, information, and belief, formed after an inquiry reasonable
under the circumstances it is not being presented for any improper
purpose, such as to harass or to cause unnecessary delay or needless
increase in the cost of litigation; the allegations and other factual
contentions have evidentiary support or, if specifically so identified,
are likely to have evidentiary support after a reasonable opportunity for
further investigation or discovery and the denials of factual contentions
are warranted on the evidence or, if specifically so identified, are
reasonably based on a lack of information or belief.
|
Civil
Procedure : Sanctions : Baseless Filings
 |
To measure the reasonableness of the party's inquiry
into the factual basis of its claim, the court must look to many factors
including: whether the signer of the documents had sufficient time for the
investigation; the extent to which the attorney had to rely on his or her
client for the factual foundation underlying the pleading, motion or other
paper; whether the case was accepted from another attorney; the complexity
of the facts and the attorney's ability to do a sufficient pre-filing
investigation; and whether discovery would have been beneficial to the
development of the underlying facts. |
Civil
Procedure : Sanctions : Baseless Filings
 |
One of the basic purposes of Fed. R. Civ. P. 11 is to
deter baseless filings in the district court. To carry out this purpose,
Rule 11 imposes on parties a responsibility to file papers with the court
only when a party has reasonable basis in fact and law for the proposition
it is advocating. If the court finds grounds for sanctions, the court has
a duty, not an option, to sanction the opposing party.
|
Civil
Procedure : Sanctions : Baseless Filings
 |
Because the purpose of Fed. R. Civ. P. 11 is to deter
rather than punish, the type of sanction a court can impose depends on the
opposing party's conduct. Sanctions may consist of, or include, directives
of a nonmonetary nature, an order to pay a penalty into court an order
directing payment to the movant of some or all of the reasonable
attorneys' fees and other expenses incurred as a direct result of the
violation. Fed. R. Civ. P. 11(c)(2). The type of sanction allowed is
limited. If the pleading or motion is being presented for any improper
purpose, such as to harass or to cause unnecessary or needless increase in
the cost of litigation, the court may award monetary sanctions against the
opposing party. Fed. R. Civ. P. 11(b)(1). However, if the sanction is
imposed on the grounds that the opposing party has presented claims that
are not warranted by existing law or the establishment of new law, a court
does not have the power to impose monetary sanctions. Fed. R. Civ. P.
11(c)(2)(A). |
Civil
Procedure : Sanctions : Baseless Filings
 |
Fed. R. Civ. P. 11(c)(1)(A) requires that the parties
moving for sanctions follow two procedures. First, the motion for Rule 11
sanctions must be made separately from other motions or requests and must
describe the specific conduct alleged to violate subdivision (b). Allowing
a Rule 11 motion to be made along with another motion is considered an
abuse of discretion. Second, the motion may not be filed with the court
unless, within 21days of service, the opposing party has not withdrawn or
corrected the challenged behavior. Imposing sanctions by motion without
adhering to the 21day safe harbor is considered an abuse of discretion.
|
Civil
Procedure : Costs & Attorney Fees : Attorney Fees
 |
28
U.S.C.S. § 1927 allows recovery of fees against an attorney if that
attorney litigates "unreasonably and vexatiously." If a lawyer pursues a
path that a reasonably careful attorney would have known, after
appropriate inquiry, to be unsound, the conduct is objectively
unreasonable and vexatious. Ordinary negligence does not give rise to §
1927 sanctions; rather some evidence must exist that an attorney acted
with either subjective or objective bad faith. |
Civil
Procedure : Sanctions
 |
The Seventh Circuit has held that sanctions under 28
U.S.C.S. § 1927 are appropriate only in instances of a serious and
studied disregard for the orderly processes of justice, or where a claim
is without a plausible legal or factual basis and lacking in
justification. It is within the sound discretion of the district court
whether to grant or to deny sanctions under § 1927.
|
COUNSEL:
For MARCIA HARRIS, plaintiff: Charles M. Poplstein, Rodney A. Harrison, Thompson
Coburn, St. Louis, MO.
For FRANKLIN-WILLIAMSON HUMAN SERVICES
INC, [**2] defendant: Kevin J. Lorenz, Burton D. Garland, Jr.,
McMahon, Berger et al., St. Louis, MO.
For
LABORERS' INTERNATIONAL UNION OF NORTH AMERICA, SOUTHERN
ILLINOIS
LABORERS' DISTRICT COUNCIL, RANDALL J MAYHEW,
defendants: Michael W. O'Hara, Patrick J. O'Hara, Cavanagh & O'Hara,
Sangamon County, Springfield, IL.
JUDGES: DAVID R. HERNDON, United States District
Judge.
OPINIONBY: DAVID R.
HERNDON
OPINION:
[*896]
MEMORANDUM AND ORDER
HERNDON,
District Judge:
I. Introduction Pending before the
Court are Defendants' three motions for summary judgment and Defendants' three
motions for sanctions pursuant to
FEDERAL RULE OF CIVIL PROCEDURE
11 and
28
U.S.C. § 1927 against Marcia Harris and her attorneys (Docket Entry
Nos. 88, 98, 105, 62, 120, and 124, respectively). As to the motions for summary
judgment, Defendants maintain that they are entitled to summary judgment on all
counts of Harris' First Amended Complaint. Specifically, they maintain that
Harris has not established a prima facie case under any of the counts.
As to the sanctions, Defendants assert that Harris filed this lawsuit
for the sole purpose of harassing Defendants, causing undue delay, and
[**3] needlessly increasing the costs of litigation. Specifically,
they maintain that many of the allegations in her First Amended Complaint are
not supported by the evidence and that Harris and her attorneys knew that some
of the allegations were not supported by evidence when they filed the First
Amended Complaint. Harris objects to Defendants' request for sanctions arguing
that she and her attorneys have acted in good faith throughout the litigation.
Furthermore, Harris contends that Defendants' failure to recognize the
twenty-one day "safe harbor" rule contained in
Rule 11 merits
denial of their motions for sanctions. Having reviewed the pleadings and the
applicable case law, the Court rules as follows. [*897]
II. Procedural Background Initially, Marcia
Harris filed suit against Franklin-Williamson Human Services, Inc. ("FWHS"),
Laborers' International Union of North America ("LIUNA"),
Southern Illinois
Laborers' District Council ("SILDC"), and
Randall Mayhew ("Mayhew") on September 16, 1998 (Docket Entry No. 1).
Subsequently, Harris filed a five-count amended complaint against Defendants
(Docket Entry No. 3). The First Amended Complaint alleges: (a) sexual
discrimination [**4] pursuant to Title VII of the Civil Rights Act
of 1964,
42
U.S.C. § 200042
U.S.C. § 2000(e) et seq. (Count I); (b) sexual harassment
and retaliation pursuant to Title VII (Count II); (c) age discrimination
pursuant to the Age Discrimination in Employment Act of 1967, 29
U.S.C. § 621 29
U.S.C. § 621 et seq. ("ADEA") (Count III); (d) violations
of the Violence Against Women Act, 42
U.S.C. § 13981 42
U.S.C. § 13981 et seq. ("VAWA") (Count IV); and (e)
tortious interference of contract (Count V). Counts I, II and IV are against all
Defendants; Count III is against FWHS and Count V is against LIUNA, SILDC and
Mayhew.
On February 17, 1999, the Court heard oral argument on several
of Defendants' motions to dismiss and for summary judgment and took the matters
under advisement. In March of 1999, the Court denied FWHS' motion for partial
summary judgment; Mayhew, LIUNA and SILDC's motion to dismiss and/or summary
judgment; and FWHS' motion to dismiss, to strike or for more definite statement
(Docket Entry Nos. 40, 41 and 42, respectively).
The parties proceeded
with discovery and in April 1999, Harris' deposition was taken. In all, the
parties [**5] deposed nineteen people from May 1999 to June 1999.
After reviewing the depositions, Defendants Mayhew, LIUNA and SILDC
served Harris' attorneys with their Rule 11 sanctions
on May 25, 1999. In response to the sanctions, Harris filed a motion for leave
to file a second amended complaint on June 15, 1999 (Docket Entry No. 56). On
June 16, 1999, Mayhew, LIUNA and SILDC filed Rule 11 sanctions
with the Court (Docket Entry No. 62). Subsequently, Defendants moved for summary
judgment on all counts of the First Amended Complaint (Docket Entry Nos. 88, 98
and 105).
On August 16, 1999, the Court held a hearing on Harris' motion
for leave to file a second amended complaint. The Court orally denied the motion
for to leave file a second amended complaint finding:
I've seen a lot of cases where individuals, such as the
plaintiff in this case, come to me or the magistrates and complain about all
of the fishing expeditions that defense wants to take and how they want to go
into discovery, that they shouldn't be allowed, because the standard argument
is that the plaintiff's lawyer is not getting paid by the hour and the
defendant's lawyer is. But this case is extraordinarily [**6]
different because here we have the plaintiff coming in, an individual who says
they should have gone on a fishing expedition because they should have known
that I would have gone from specific allegations to general allegations and
try to open this thing up simply because I couldn't prove it against one guy.
I now want to see who else is out there and open this thing wide open, so they
should have contemplated that and given me and done the discovery in advance.
I think it's a disingenuous argument.
I think that it is clear in this
case that the defendants, the employer and the other defendants would be
extraordinarily prejudiced by the amendment of this complaint because they, at
the very least, would have to come in and ask for an extension of time for
discovery. If I didn't grant it, they would be stuck. If I granted it, they
would be delayed. The motion is simply denied.
(August
16, 1999 hearing on motion for leave to file second amended complaint, pages
44-45, lines 24-23).
Also during the August 16, 1999 hearing, the
Court orally granted FWHS leave to [*898] file Rule
11 sanctions and 28
U.S.C. § 1927 sanctions. On September 20, 1999, FWHS
[**7] moved for sanctions pursuant to both Rule 11
and 28
U.S.C. § 1927 (Docket Entry No. 120). Following suit, Mayhew, LIUNA
and SILDC also moved for sanctions pursuant to 28
U.S.C. § 1927 on September 27, 1999 (Docket Entry No. 124).
III. Facts
Harris began working for FWHS in
1978. In 1989, she was promoted to the position of Director of Rehabilitation
Services. In September of 1994, the employees of FWHS elected to become members
of SILDC. Mayhew was the Director of Organizing in charge of the union
organization and campaign at FWHS. Harris alleges that Mayhew committed numerous
offensive acts against her and that she made repeated complaints to FWHS during
her employment about Mayhew.
Specifically, Harris alleges that on
September 20, 1994, Mayhew assaulted, intimidated and harassed her while she was
working at the Rehabilitation Center and that after the September 20, 1994
incident, Mayhew threatened, assaulted, intimidated, sexually harassed and/or
stalked Harris on more than one occasion on the premises of FWHS' Rehabilitation
Center. Harris' complaint further alleges that on or about September 20, 1994,
Mayhew [**8] contacted Kenneth Bleyer, an attorney for FWHS, and
told Bleyer that he controlled the County Boards in Franklin and Williamson
Counties and that unless Harris was fired, Mayhew would make things difficult
for FWHS with respect to its position with the union, and after that Mayhew
threatened FWHS with adverse union actions, including strikes, if FWHS did not
discipline, discharge, demote or otherwise make things difficult for Harris.
She further asserts that agents and/or employees of Defendants,
including Mayhew, did the following: (1) assaulted, intimidated, stalked and
harassed her; (2) circulated a letter falsely implying that she had been tested
for herpes; (3) circulated a flyer depicting her as a witch; (4) circulated a
picture of a nude female with "call Marcia 618-996-3082" written on it; and (5)
circulated a document entitled "The Great American Bitch Award" which named
Harris as the recipient and stated the award was given to her for "being a
c t." Harris also claims that in January 1996, she informed
First Amended Complaint Markley, then acting administrator of FWHS, that Mayhew
made or caused to be made threatening comments to her and threatened to shoot
her. [**9] She claims that right after she and Markley talked,
Markley issued her two written reprimands regarding her handling of a union
grievance.
At the end of June 1997, Harris initiated contact with an
individual named Jimmy Fulks. n1 Harris had read news articles about Fulks'
problems with Defendants. Feeling that they had something in common, Harris and
Fulks developed a relationship. Eventually, Harris met with [*899]
Fulks and his partner, corporate counsel, Paul Schoen. Fulks is paying for
Harris' legal bills in connection with this suit. n2
- - - - - -
- - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 Around 1989, Fulks began operating a business called Mariah Boat. At that
time, Mayhew attempted to organize the employees working for Fulks at Mariah.
Mayhew's organizing attempt was unsuccessful. This organization attempt caused
personal problems between Fulks and Mayhew. In April 1997, Mayhew began a drive
to organize another of Fulks' businesses, Chariot Marine Fabricators. Two weeks
after Mayhew started his organizing efforts, Fulks closed Chariot after he
caught Mayhew meeting with workers on a lunch break. The Union complained to the
NLRB which issued a complaint accusing Mariah of illegally closing the business
in part to "chill unionism at the Mariah facility." Thompson Coburn represented
Fulks and Mariah at the proceedings before the NLRB. Ultimately, the NLRB
determined that Fulks had illegally fired workers from Chariot. Subsequently,
Fulks and Mariah, by and through their attorneys, Thompson Coburn, filed a
lawsuit in the Southern District of Illinois against Mayhew and LIUNA for
violations of the RICO statute. The Honorable J. Phil Gilbert dismissed with
prejudice Fulks and Mariah's cause of action for failure to state a claim upon
which relief can be granted. See Mariah
Boat, Inc. v. Laborers Int'l Union of North America, 19 F. Supp. 2d 893
(S.D. Ill. 1998). [**10]
n2 Harris
testified that Jimmie Fulks is financing this litigation by advancing her fees
100%. (Harris deposition, page 215). Fulks testified that Paul Schoen is
co-counsel with Thompson Coburn on this case and that Schoen can make the
directions and make the calls that are necessary for the purpose of prosecuting
the lawsuit (Fulks deposition, page 14).
- - - - - - - - - - - -
- - - - -End Footnotes- - - - - - - - - - - - - - - - -
Subsequently, in
July of 1997, FWHS transferred Harris from her position of Director of
Rehabilitation Services and assigned her to the position of Director of
Development and Marketing. At this time, Harris was 49 years old and replaced
(in the interim) by Karen Freitag, age 44. n3 Ultimately, the position was
filled by Robert G. Ford, age 44. Harris maintains that she was transferred from
her position as Director of Rehabilitation Services because of her sex, her age
and in retaliation. Harris alleges that this transfer was an adverse employment
action. She also alleges that her new office was infested with roaches.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n3 The record reveals that Freitag was almost 45
years old at the time she replaced Harris in the interim.
- - - -
- - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**11]
IV. Summary Judgment
Summary judgment
is proper where the pleadings and affidavits, if any, "show that there is no
genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law." FED. R. CIV. P. 56(c). The movant
bears the burden of establishing the absence of fact issues and entitlement to
judgment as a matter of law. Yorger
v. Pittsburgh Corning Corp., 733 F.2d 1215, 1218 (7th Cir.
1984). n4 The Court must consider the entire record, drawing
reasonable inferences and resolving factual disputes in favor of the non-movant.
Tregenza
v. Great American Communications Co., 823 F. Supp. 1409, 1411 (N.D. Ill.
1993), aff'd, 12
F.3d 717 (7th Cir. 1993), cert. denied, 511
U.S. 1085, 114 S. Ct. 1837, 128 L. Ed. 2d 465 (1994).
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - -
- -
n4 Accord Matsushita
Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 588-89, 89 L.
Ed. 2d 538, 106 S. Ct. 1348 (1986); Jean
v. Dugan, 20 F.3d 255, 259 (7th Cir. 1994).
- -
- - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**12]
In
reviewing a summary judgment motion, the Court does not determine the truth of
asserted matters, but rather decides whether there is a genuine factual issue
for trial. Harms
v. Godinez, 829 F. Supp. 259, 261 (N.D. Ill. 1993). No issue
remains for trial "unless there is sufficient evidence favoring the non-moving
party for a jury to return a verdict for that party. If the evidence is merely
colorable, or is not sufficiently probative, summary judgment may be
granted...." Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 249-50, 91 L. Ed. 2d 202, 106 S. Ct.
2505 (1986). Accord Brownell
v. Figel, 950 F.2d 1285, 1289 (7th Cir. 1991).
In a
1995 case, the Seventh Circuit noted that this standard should be applied "with
added rigor" in employment discrimination cases, in which intent and credibility
are crucial issues. See, e.g., DeLuca
v. Winer Industries, Inc., 53 F.3d 793, 797 (7th Cir. 1995) (quoting Robinson
v. PPG Industries, Inc., 23 F.3d 1159, 1162 (7th Cir. 1994) and Sarsha
v. Sears, Roebuck & Co., 3 F.3d 1035, 1038 (7th Cir. 1993)).
DeLuca affirmed prior [**13] Seventh Circuit
pronouncements that in employment discrimination cases, which often involve
issues of motive and intent, summary judgment must be approached with caution. Huhn
v. Koehring Co., 718 F.2d 239, 242 (7th Cir. 1983)
Huhn relied on an earlier case which recognized that, although
summary judgment is improper in employment discrimination cases which involve
"weighing of conflicting indications of motive and intent, "where a plaintiff
has no evidence of discriminatory motive to "put on the scales for weighing,"
summary judgment is appropriate. Id.
V. Analysis
A. Count I - Sex Discrimination
Title VII makes
it unlawful for an employer to discriminate against an employee
[*900] because of the employee's race or sex. 42
U.S.C. § 2000e 42
U.S.C. § 2000e et seq. The plaintiff must prove that she
was a victim of intentional discrimination. St.
Mary's Honor Center v. Hicks, 509 U.S. 502, 509, 125 L. Ed. 2d 407, 113 S.
Ct. 2742 (1993). A plaintiff can satisfy her burden of proof in a
sex discrimination case in two ways: through direct evidence of discriminatory
intent or through indirect evidence demonstrated [**14] by the
burden-shifting method presented in McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 36 L. Ed. 2d 668, 93 S. Ct. 1817
(1973). Pasqua
v. Metropolitan Life Ins. Co., 101 F.3d 514, 516 (7th Cir.1996); Von
Zuckerstein v. Argonne Nat'l Lab., 984 F.2d 1467, 1472 (7th Cir.
1993). Here, Harris has not presented direct evidence of
discrimination, and thus the Court turns to the burden-shifting method of McDonnell-Douglas.
The first step for Harris
under the McDonnell-Douglas method is to establish a
prima facie case of sex discrimination. Gonzalez
v. Ingersoll Milling Machine Co., 133 F.3d 1025, 1032 (7th Cir. 1998);
Pasqua,
101 F.3d at 516.
To establish a
prima facie case of sex discrimination, Harris must show: (1) she is in a
protected class; (2) she is qualified for her position; (3) she suffered an
adverse employment action; and (4) that others, similarly situated but not of
the protected class, were treated more favorably. Morrow
v. Wal-Mart Stores, Inc., 152 F.3d 559, 561 (7th Cir. 1998) (citing Geier
v. Medtronic, Inc., 99 F.3d 238, 241 (7th Cir. 1996)).
[**15]
Once the plaintiff establishes a prima facie case, the
burden shifts to the defendant to articulate a legitimate, nondiscriminatory
reason for its action. Cowan
v. Glenbrook Sec. Servs., Inc., 123 F.3d 438, 445 (7th Cir.
1997). Then the burden shifts back to the plaintiff to show the
defendant's reason is in fact pretext for discrimination. Bahl
v. Royal Indemnity Co., 115 F.3d 1283, 1290 (7th Cir.1997).
The ultimate burden of proof remains with the plaintiff at all times. See Kirk
v. Federal Property Management Corp., 22 F.3d 135, 138 (7th Cir.
1994).
First, the Court must determine whether Harris has
established a prima facie case of sex discrimination. n5 Defendants maintain
that Harris cannot set forth a prima facie case of sex discrimination. Harris
responds that she was moved out of her position as Director of Rehabilitation
and replaced by a man because she is a woman. She further argues that there is a
genuine issue of fact as to whether she was meeting FWHS' legitimate
expectations and whether FWHS' reason for transfer was pretextual. Based on the
following, the Court concludes that Harris has failed [**16] to
establish a prima facie case of sex discrimination.
- - - - - - -
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n5 Harris has not presented direct evidence of sex discrimination.
Therefore, the Court need only address her sex discrimination claim under the
indirect method.
- - - - - - - - - - - - - - - - -End Footnotes-
- - - - - - - - - - - - - - - -
The Court finds that Harris cannot
establish that she suffered an adverse employment action. The Seventh Circuit
has defined an adverse action as follows:
[A]
materially adverse change in the terms and conditions of employment must be
more disruptive than a mere inconvenience or an alteration of job
responsibilities. A materially adverse change might be indicated by a
termination of employment, a demotion, evidenced by a decrease in salary, a
less distinguished title, a material loss of benefits, significantly
diminished material responsibilities, or other indices that might be unique to
a particular situation.
Crady
v. Liberty Nat. Bank & Trust Co., 993 F.2d 132, 136 (7th Cir.
1993).
Here, Harris was never fired from FWHS, nor was she
ever demoted. FWHS [**17] approached Harris about transferring after
a number of grievances were filed in her division. She expressed interest in the
position and eventually applied for and accepted the new position of Director of
Development and Marketing. In a letter to Melby, Harris stated that the new job
description was acceptable. She [*901] retained the same benefits
and the same salary she had in her old position, and her supervisor and her
title remained the same. She is the third highest employee of FWHS. Her
responsibilities were changed, not diminished. After Harris accepted the new
position, her co-employees threw her a going away party and she cleaned out her
office. Subsequently, she tried to recant her acceptance of the position.
However, Harris' position had been filled by Ms. Freitag. The Court finds that
this was not an adverse employment action.
Further, Harris can not show
that similarly situated males were treated more favorably. Harris argues that
Jeff Horton and Robert Ford were similarly situated and treated more favorably
than she was. The Court disagrees. Harris was replaced as Director of
Rehabilitation, by Ms. Freitag and ultimately, the position was filled by Ford.
As to Horton, the [**18] record reveals that Horton was a
supervisor at the Rehabilitation Center, while Harris was the Director
of the Rehabilitation Center and that Horton answered to Harris and Harris
answered directly to the Administrator of FWHS. The record also reveals that
Horton did not have trouble with the Union, while the record is replete with
evidence that Harris did. Clearly, Harris and Horton were not similarly
situated.
Next, Harris maintains that Ford was similarly situated to
her. She claims that she was not interviewed for the job even though she was
qualified. This argument also fails. As stated before, the record reveals that
Harris had a history of problems with the Union, while Ford was new to FWHS and
he did not have a history of problems with the Union. Harris has not
demonstrated that she and Ford were similarly situated. Accordingly, the Court
grants Defendants' motions for summary judgment on Harris' sex discrimination
claim, Count I.
B. Count II - Sexual Harassment and Retaliation
Sexual Harassment
Title VII's
prohibition against sex discrimination, 42 U.S.C.2000e-2(a)(1),
protects employees against unwelcome sexual advances that create an offensive or
hostile [**19] working environment. Meritor
Savings Bank, FSB v. Vinson, 477 U.S. 57, 64, 91 L. Ed. 2d 49, 106 S. Ct.
2399 (1986). Harassment encompasses all forms of conduct that
unreasonably interfere with an individual's work performance or create an
intimidating, hostile, or offensive working environment. Id.;
Doe
v. R.R. Donnelley & Sons, Co., 42 F.3d 439, 443 (7th Cir.
1994). Under a hostile environment theory, the harassment must be
sufficiently severe or pervasive so as to alter the conditions of the victim's
employment and to create an abusive working atmosphere. McKenzie
v. Illinois Dep't of Transportation, 92 F.3d 473, 479 (7th Cir.
1996)(citing Meritor,
477 U.S. at 67)). Employees may also sue on the basis of quid pro
quo harassment, which occurs when tangible employment benefits are conditioned
upon compliance with a harasser's sexual demands. Bryson
v. Chicago State Univ., 96 F.3d 912, 915 (7th Cir. 1996). The
Supreme Court has recently stated that "the terms quid pro quo and hostile work
environment are helpful, perhaps, in making a rough demarcation between cases in
which threats [**20] are carried out and those where they are not or
are absent altogether, but beyond this are of limited utility." Burlington
Indus., Inc. v. Ellerth, 524 U.S. 742, 751, 141 L. Ed. 2d 633, 118 S. Ct.
2257 (1998).
The Supreme Court
reaffirmed the principle that a Title VII sexual harassment claim is directed
only at "discrimination ... because of ... sex" in Oncale
v. Sundowner Offshore Services, Inc., 523 U.S. 75, 140 L. Ed. 2d 201, 118
S. Ct. 998 (1998). Accordingly, the ultimate inquiry for a sexual
harassment plaintiff is whether he or she can prove "that the conduct at issue
was not merely tinged with offensive sexual [*902] connotations, but
actually constituted 'discrimination ... because of ... sex.'" Id.
Conduct
characterized as sexual harassment violates Title VII when: (1) it is
"sufficiently severe or pervasive to alter the conditions of the victim's
employment and create an abusive working environment" from the perspective of a
reasonable person; and (2) when it results in the victim subjectively perceiving
the work environment to be abusive or hostile. Harris
v. Forklift Sys., Inc., 510 U.S. 17, 21-22, 126 L. Ed. 2d 295, 114 S. Ct.
367 (1983). [**21] The focus is on the
totality of the circumstances. Saxton
v. A T & T, 10 F.3d 526, 534 (7th Cir. 1993). Factors
relevant to determining whether a particular environment is hostile include "the
frequency of the discriminatory conduct; its severity; whether it is physically
threatening or humiliating, or a mere offensive utterance; and whether it
unreasonably interferes with an employee's work performance." Harris,
510 U.S. at 23. Hostile environment claims do not grow from
"isolated and innocuous incidents." McKenzie,
92 F.3d at 480 (citing Dey
v. Colt Constr. & Dev. Co., 28 F.3d 1446 (7th Cir. 1994))(finding
no hostile environment harassment where plaintiff was subject to three sexually
suggestive comments in a three- month period); Carr
v. Allison Gas Turbine Div., Gen. Motors Corp., 32 F.3d 1007, 1009 (7th
Cir. 1994)("Title VII is not directed against unpleasantness per se but only
... against discrimination in the conditions of employment."). To be
actionable, the workplace must be "hellish." Baskerville
v. Culligan Int'l Co., 50 F.3d 428, 430 (7th Cir. 1995).
[**22]
An employee asserting a claim of hostile work
environment sexual harassment must prove the following: (1) the employee belongs
to a protected group; (2) the employee was subjected to unwelcome sexual
harassment in the form of sexual advances or requests for sexual favors; (3) the
harassment was based on sex; (4) the harassment affected a term, condition, or
privilege of employment; and (5) the harassment was sufficiently severe and
pervasive to alter the conditions of the victim's employment and create an
abusive working environment. Meritor
Savings Bank, 477 U.S. at 66-73 (1986). At issue here, is
whether Harris can prove the second and third requirements, i.e., that she was
subjected to unwelcome sexual harassment in the form of sexual advances/favors
and that the harassment was based on sex.
In her deposition, Harris
admitted that Mayhew never verbally threatened her with physical violence, that
he never made sexual advances toward her, that he never struck her and that he
never physically touched. She also conceded that the September 20, 1994 incident
with Mayhew arose out of a labor dispute. There is no evidence that anyone
connected with Defendants [**23] circulated "a letter falsely
implying that Plaintiff had been tested for Herpes;" that Defendants circulated
"a picture of a nude female with 'call Marcia 618-996-3082' written on it;" n6
and that Defendants circulated "a document entitled 'The Great American Bitch
Award" which named Plaintiff as the recipient and stated that the award was
given to her for 'being a c t." Harris relies on the
proposition that circumstantial evidence might lead to Defendants because at one
time Mayhew admitted to circulating a picture depicting Harris as a witch.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - -
- - - - - - -
n6 As to the nude female picture, Harris testified
that she knew the identify of the person who disseminated the material and knew
that this person had no connection with Defendants.
- - - - - - -
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Harris
claims that Mayhew stalked her on various occasions. These alleged stalkings
consist of Mayhew pulling his car behind Harris' parked car, and sitting in a
bar in a hotel in which Harris was staying. Harris also alleges that Mayhew
sexually harassed her by repeatedly coming [**24] into her office to
deliver grievances. However, Harris testified that the only thing Mayhew
[*903] would say to Harris when he delivered the grievances was
"here is another grievance." Harris also tries to link the fact that her car was
egged while in the parking lot of FWHS to demonstrate that she was sexually
harassed. This argument must fail. At the same time that Harris' car was egged,
another FWHS male employees car was also egged. The Court does not find
that this rises to a level of sexual harassment in which Title VII was meant to
cover.
Next, Harris next claims that Gordon Philip subjected her to a
hostile work environment. She claims that over a ten year period Philip (1) made
inappropriate comments about a phone call Harris received; (2) he called her a
Dragon Lady and a jerk; (3) he twice stated "women rub their eyes, men rub their
balls; and (4) he told a joke while simulating masturbation; (5) he told a blond
joke; and (6) he made a comment about Harris' breasts. While the Court does not
condone Philip's conduct, the Court does not find that it rises to a level of
hostile work environment under the Seventh Circuit.
Title VII is
"designed to protect working women from the [**25] kind of male
attentions that can make the workplace hellish for women . . . It is not
designed to purge the workplace of vulgarity." Baskerville
v. Culligan Int'l, 50 F.3d 428, 430 (7th Cir. 1995); See Brill
v. Lante, 119 F.3d 1266, 1274 (7th Cir. 1997)(Distasteful or
inappropriate remarks do not rise to the level of being deeply offensive,
intimidating, and sexually harassing.).
Despite Harris'
numerous allegations of harassing behavior, she fails to support them with
anything but her own conclusory assertions or speculation. In support of her
allegations, she cites almost exclusively to her own deposition. However, these
self-serving, uncorroborated assertions are not evidence of a hostile work
environment. Mills
v. First Fed. Sav. & Loan Ass'n of Belvidere, 83 F.3d 833, 840 (7th
Cir. 1996). The evidence does not reveal that Harris was subjected
to unwelcome sexual advances/favors or that she was harassed based on her sex.
The Court concludes that Harris failed to prove a prima facie case of sexual
harassment based on her sex. Accordingly, the Court grants Defendants' motions
for summary judgment on Harris' sexual harassment [**26] claim,
Count II.
Retaliation
A plaintiff who
brings a retaliation claim under Title VII must either present direct evidence
of retaliation or proceed within the familiar burden-shifting framework set
forth in McDonnell Douglas; McKenzie,
92 F.3d at 482-83. Under the burden-shifting framework, Plaintiff
can establish a prima facie case of retaliation by showing, first, that he
engaged in statutorily protected expression or activity--that is, that he
"opposed" an employment practice made unlawful by Title VII. Alexander
v. Gerhardt Enterprises, Inc., 40 F.3d 187, 195 (7th Cir. 1994); 42
U.S.C. § 2000e-3(a). To constitute opposition, the conduct an
employee objects to need not actually violate Title VII. Dey,
28 F.3d at 1458. Rather, the test is whether the employee
"reasonably believed in good faith that the practice she opposed violated Title
VII." Alexander,
40 F.3d at 195. Second, the Plaintiff must demonstrate that she
suffered an adverse action by her employer. Knox
v. State of Indiana, 93 F.3d 1327 at 1333. Any action
qualifies, so long as it is in some way [**27] adverse. Id.
at 1334 Id.
at 1334 (observing that "There is nothing in the law of retaliation that
restricts the type of retaliatory act that might be visited upon an employee who
seeks to invoke her rights by filing a complaint"). Finally, the
plaintiff must establish a causal link between the protected activity or
expression and the adverse action. Johnson
v. City of Fort Wayne, Ind., 91 F.3d 922, 938-39 (7th Cir.
1996). Such a link may be established by evidence of "a telling
temporal sequence," Holland
v. Jefferson National Life Ins. Co., 883 F.2d 1307 at 1315, or
by demonstrating that the adverse action "took place on the heels of the
protected activity." Alexander,
40 F.3d at 196.
A successful
prima facie case creates [*904] a rebuttable presumption of
retaliation, cf. Miranda
v. Wisconsin Power & Light Co., 91 F.3d 1011 (7th
Cir.1996), and shifts to the defendant a burden of articulating a
legitimate, non- retaliatory reason for the challenged conduct. Knox,
93 F.3d at 1334. If the defendant does so, the presumption of
retaliation dissolves, St.
Mary's Honor Center, 509 U.S. at 511-20 (1993),
[**28] and the plaintiff must then establish that
the employer's proffered reason is a pretext for discrimination. Wallace
v. SMC Pneumatics, Inc., 103 F.3d 1394, 1399 (7th Cir. 1997).
The Court finds that Harris has not established a prima facie case of
retaliation. Harris can not prove that she was retaliated against for
complaining about sexual harassment. As stated earlier, Harris cannot esta