683 F.2d 1095, *; 1982 U.S. App. LEXIS 17269, **;
110
L.R.R.M. 3183; 94 Lab. Cas. (CCH) P13,701
RAYMOND J. DONOVAN, Secretary of Labor, United States
Department of Labor, Plaintiff-Appellee, v. LOCAL UNION NO. 120, LABORERS'
INTERNATIONAL UNION of NORTH AMERICA, AFL-CIO, Defendant-Appellant
No. 81-1929
UNITED STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT
683 F.2d 1095; 1982 U.S. App. LEXIS 17269; 110 L.R.R.M. 3183;
94 Lab. Cas. (CCH) P13,701
January 15, 1982, Argued
July 21, 1982,
Decided
PRIOR HISTORY:
[**1]
Appeal from the United
States District Court for the Southern District of Indiana, Indianapolis
Division. No. 77-C-633 -- Cale J. Holder, Judge.
DISPOSITION: AFFIRMED.
CORE
TERMS: election, candidate, qualification, competency, protest,
disqualified, duty, uniformly, invalid, rank and file, union member,
eligibility, attendance, exhaustion requirement, membership, eligible, vague,
local union, special election, union membership, disqualification,
antidemocratic, ineligible, subjective, protested, appointed, exhaustion,
nominated, member in good standing, democratic union
COUNSEL: William W. Taylor, U.S. Dept. of Labor,
Ofce. of Solicitor, Washington, District of Columbia, for Plaintiff.
Edward J. Fillenwarth, Jr., Fillenwarth, Dennerline, Groth &
McCracken, Indianapolis, Indiana, for Defendant.
JUDGES: Cudahy, Circuit Judge, John W. Peck * and
Fairchild, Senior Circuit Judges.
* Senior Circuit Judge John W. Peck of
the United States Court of Appeals for the Sixth Circuit sitting by designation.
OPINIONBY: FAIRCHILD
OPINION: [*1097] FAIRCHILD, Senior Circuit Judge.
The
Secretary of Labor ("Secretary") initiated this action under § 402(b) of the
Labor Management Reporting and Disclosure Act of 1959 ("Act"), 29
U.S.C. § 482(b), to invalidate the June 25, 1977 election for the office of
Secretary-Treasurer of Local No. 120 of the Laborers' International Union of
North America ("Local"). The Secretary alleged that, by imposing an unreasonable
qualification for office in violation of § 401(e) of the Act, 29
U.S.C. § 481(e), n1 the [*1098] [**2] Local had denied a member in good standing the right
to be a candidate in that election. The member, Laurence L. Rose, Jr., was
disqualified for the office of Secretary-Treasurer under a provision of the
International's Uniform Local Union Constitution which states that a candidate
for office "shall be literate and otherwise competent to perform the duties of
the office for which he is a candidate." n2 Upon finding that the provision
violated 29
U.S.C. § 481(e), the district court nullified the election for the office of
Secretary-Treasurer and, pursuant to § 402(c) of the Act, 29
U.S.C. § 482(c) ordered a new election to be held under the supervision of
the Secretary. This appeal by the Local Union followed. The issues presented are
(1) whether the Local Union was given the initial opportunity to consider the
validity of the competency qualification as required by § 402(a), 29
U.S.C. § 482(a) of the Act, and (2) whether "competency" is a reasonable
qualification for office under 29
U.S.C. § 481(e) when it is determined prior to the election by an appointed
tribunal. Several other issues, [**3] relating to
the propriety of the district court's election order, have been mooted by a
special election held while this appeal has been pending, in compliance with
that order. n3
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- - - - - - - - - - - - - - -
n1 This section provides, in relevant
part:
In any election required by this section which is to be held
by secret ballot a reasonable opportunity shall be given for the nomination of
candidates and every member in good standing shall be eligible to be a
candidate and to hold office (subject to section 504 of this title and to
reasonable qualifications uniformly imposed) and shall have the right to vote
for or otherwise support the candidate or candidates of his choice, without
being subject to penalty, discipline, or improper interference or reprisal of
any kind by such organization or any member thereof. . . . The election shall
be conducted in accordance with the constitution and bylaws of such
organization insofar as they are not inconsistent with the provisions of this
subchapter.
n2 Uniform Local Union Constitution
of the Laborers' International Union of North America, Article V, Section 3
(1961). [**4]
n3 Pursuant to § 402(d) of
the Act the election was not stayed pending appeal.
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I.
The Facts
On May 9, 1977, Local No. 120 held a meeting to nominate
candidates for its upcoming June 25, 1977 election. At that meeting Laurence L.
Rose, Jr. was nominated for the position of Secretary-Treasurer. Prior to the
nomination meeting, the Local's Executive Board n4 appointed three Judges of
Election n5 to screen the candidates for office. The Judges of Election received
and considered a protest alleging that Mr. Rose was incompetent for the office
of Secretary-Treasurer, and they subsequently disqualified him on that ground.
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- - - - - - -
n4 The Executive Board at that time consisted of seven
members: The Local President, Vice-President, Recording Secretary,
Secretary-Treasurer, Business Manager, and two other members elected by the
membership.
n5 Once appointed, the Judges of Election were not permitted
to be candidates for office. The duties of the Judges of Election were defined
in Article VI, Sections 2 and 3 of the Local's Constitution.
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[**5]
Following the Local's appeal
procedure, Mr. Rose protested his disqualification in a May 24, 1977 letter to
the International Union's General Executive Board. After a hearing on the
protest, the General Executive Board denied Mr. Rose's appeal in a letter dated
July 29, 1977. Mr. Rose then filed a complaint with the Secretary of Labor in
accordance with the provisions of 29
U.S.C. § 482(a). The Secretary initiated this action after concluding that
the prescribed qualification was unlawful under 29
U.S.C. § 481 (e).
II. Effect of the Special Election
At the threshold, we meet the question whether the intervening special
election, held pursuant to the directions of the district court, moots the
entire case. The Secretary, in his initial prayer for relief, sought
nullification of the Local's June 25, 1977 election for the office of
Secretary-Treasurer and an order requiring a new, supervised election. That
relief was granted and the new election held. Because Mr. Rose lost the special
election and the incumbent [*1099] won, any
determination by this court of the propriety of the 1977 election or of the
relief ordered could [**6] not affect the
parties' interests in who holds the office of Secretary-Treasurer.
However, in support of its order for a new election, the district court
found the competency provision of the Local's Constitution to violate 29
U.S.C. § 481(e). This ruling is clearly not altered by a subsequent remedial
election and remains binding on the Union. Therefore, the issue of the validity
of the competency requirement is a live controversy subject to our
determination.
III. The Exhaustion Requirement
Section
482(a) of Title 29 requires that a union member exhaust all internal union
remedies before filing a complaint with the Secretary. Exhaustion of union
remedies, along with investigation by the Secretary of the member's complaint,
thus becomes prerequisite to a suit by the Secretary against the union under 29
U.S.C. § 482(b). In enacting the exhaustion requirement, Congress attempted
to reconcile the somewhat contradictory goals of ensuring free and democratic
union elections and minimizing governmental interference with those elections.
Hodgson
v. Steelworkers, 403 U.S. 333, 338-39, 29 L. Ed. 2d 510, 91 S. Ct. 1841
(1971); [**7] Wirtz
v. Bottle Blowers Assn., 389 U.S. 463, 470-71, 19 L. Ed. 2d 705, 88 S. Ct.
643 (1968). "By channeling members through the internal appellate processes,
Congress hoped to accustom members to utilizing the remedies made available
within their own organization; at the same time, however, unions were expected
to provide responsible and responsive procedures for investigating and
redressing members' election grievances." Wirtz
v. Laborers' Union, 389 U.S. 477, 484, 19 L. Ed. 2d 716, 88 S. Ct. 639
(1968).
Mr. Rose, the complainant, pursued his Union remedy by
sending a fifteen page handwritten letter of protest to the International
Union's General Executive Board. n6 In part, Mr. Rose protested the action of
the Election Judges in disqualifying him on the grounds that he was not
competent to perform the duties of the office. He specified that the Judges had
disqualified him under Article V, Section 3 of the Local's Constitution, and
protested that he was fully competent to perform the duties of the office of
Secretary-Treasurer.
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-Footnotes- - - - - - - - - - - - - - - - - -
n6 Mr. Rose's appeal was
denied by the General Executive Board after a hearing.
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Any interpretation of the exhaustion
requirement of 29
U.S.C. § 482 must deal with the fact that rank and file union members may
fail to define their complaints clearly when they draft their internal union
protests. Hodgson
v. Steelworkers, 403 U.S. at 340 and Laborers'
Union, 389 U.S. at 482, 485. The technical artlessness of a union
member's complaint should not be allowed to frustrate the important interests
Congress sought to protect by enacting § 481 and the § 482 enforcement
provisions. Those provisions serve the interests of the union rank and file
themselves by attempting to promote democratic union elections through primary
reliance on internal union procedures. Union members benefit because they are
each guaranteed the opportunity to participate equally in union elections.
However, §§ 481 and 482 were not enacted solely for the protection of union
members. A second interest Congress sought to protect was that of the public
generally. Bottle
Blowers Assn., 389 U.S. at 469-70. Congress found "a number of
instances of breach of trust, corruption, disregard of the rights of individual
employees, [**9] and other failures to observe
high standards of responsibility and ethical conduct" that required legislation
to "afford necessary protection of the rights and interests of employees and the
public generally." 29
U.S.C. § 401(b).
To protect the union rank and file and the public
in general, "Congress deliberately settled exclusive enforcement jurisdiction on
the Secretary and granted him broad investigative powers to discharge his
responsibilities." It is unlikely that Congress intended this duty to be limited
"by [*1100] the artfulness of a layman's
complaint." Laborers'
Union, 389 U.S. at 482 (footnote omitted). There is "a heavy burden on
the union to show that it could not in any way discern that a member was
complaining of the violation in question." Hodgson
v. Steelworkers, 403 U.S. at 341 (footnote omitted).
The
threshold issue is whether Mr. Rose's internal Union protest was sufficient to
satisfy the exhaustion requirements of 29
U.S.C. § 482(a) and to allow the Secretary to challenge the facial validity
of the Union's competency requirement. The district court found that Mr. Rose's
letter [**10] of protest did challenge the
validity of Article V, Section 3 of the Local's Constitution. It did not,
however, say outright that this provision was invalid. Mr. Rose's protest
disputed his disqualification under Article V, Section 3 on the stated grounds
that he was fully competent to perform the duties of Secretary-Treasurer.
Generally, a challenge to the application of a rule is distinguishable from a
challenge to its validity.
Hodgson
v. Steelworkers, supra, does not mandate the conclusion that Mr. Rose's
failure to state his challenge in terms of the validity of the competency
provision precludes the Secretary from making such a challenge. In Hodgson
v. Steelworkers, the Secretary's challenge to the Union's meeting
attendance rule was dismissed because the Union member's "election protests to
the local and international unions concerned matters wholly unrelated to the
rule." 403
U.S. at 341. In contrast, Mr. Rose's protest dealt specifically with the
rule challenged by the Secretary; exhaustion is problematic only because Mr.
Rose challenged the rule's application while the Secretary challenged its
validity. n7
- - - - - - - - - - - - - - - - - -Footnotes- - - -
- - - - - - - - - - - - - -
n7 The Court in Hodgson v.
Steelworkers did mention the distinction between challenging a rule as
applied and on its face, 403
U.S. at 335, n.3, but it was in the context of the union member's complaint
to the Secretary, not to the union, and it was mentioned only in passing.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - -
- - - - - - - [**11]
Similarly, Laborers'
Union, supra, does not quite reach the question presented in this case.
In Laborers' Union, the union member's internal protest alleged that
ineligible voters had been allowed to participate in a runoff election held to
decide a tie vote in the general election. The Secretary's complaint alleged the
same violation in both elections and the union defended on the ground that the
violation in the general election had not been pursued within the union. The
Court's consideration of § 482(a) and its legislative history showed that it
would be "anomalous to limit the reach of the Secretary's cause of action by the
specifics of the union member's complaint," 389
U.S. at 483, and the Court held that the Secretary could challenge both
elections because the union had fair notice from the union member's protest of
the runoff election that the same violation probably occurred in the general
election. Id.
at 481. Although the Court's discussion of Congressional intent is relevant
to the present case, its specific holding is not. In Laborers' Union,
the Court held that an internal union protest of a violation in one [**12] election allows the Secretary to challenge a
related election on the same ground. In the case at bar, the question is whether
a member's protest of the application of a rule allows the Secretary to
challenge the validity of the rule.
The Sixth Circuit faced this
question in Hodgson
v. Local 1299, United Steelworkers of America, 453 F.2d 565 (6th Cir.
1971). A union member had challenged the application of a meeting attendance
rule in his internal union protest, while the Secretary sought to have the rule
invalidated in the subsequent litigation. The court declined to adopt a per
se rule that every challenge by a member to the application of a rule
rendering him ineligible for office is also a challenge to the validity of the
rule. The court reasoned that a union should not be required to redress a
grievance not explicitly asserted by the union member and that disregarding the
distinction between a challenge to a rule as applied and a challenge to a rule
on its face would not further the [*1101]
policy of fostering internal resolution of union disputes. Id.
at 575.
Although the broad per se rule rejected by the
court in Local 1299 [**13] is almost
certainly inappropriate, in certain situations it seems reasonable and
appropriate to treat a union member's internal protest challenging application
of a rule as exhausting his union remedies with respect to the rule's validity
for purposes of § 482(d). Indeed, in Hodgson
v. District 6, United Mine Workers, 474 F.2d 940 (6th Cir. 1973), the
Sixth Circuit distinguished its decision in Local 1299 and held that a
member's complaint to his union, stating that he met the requirements for office
but was disqualified by the offending rule through no fault of his own, allowed
the Secretary to challenge the validity of the rule. Id.
at 945-47. The disqualified union office seeker in District 6 had
been nominated by five locals as required by the union constitution, but the
recording secretary of one of the locals neglected to mail the nominating
certificate to district headquarters before the deadline had passed. The member
protested to the union that he was disqualified through no fault of his own in
spite of the fact that he had been duly nominated. The court held that the
member was really complaining about the validity of the provision [**14] which gave the recording secretary "absolute and
arbitrary power and authority to vitiate his candidacy" in spite of compliance
with rules under his control. Id.
at 946. The exhaustion requirements of § 482(a) were thus held to be
satisfied with respect to a facial challenge to the provision.
We
conclude that the case at bar presents a similar situation. As will be seen, the
qualification of competency lacks an objectively determinable standard, and this
deficiency is significant both for the present consideration of whether Rose's
appeal within the Union fulfilled the exhaustion requirement and the later
determination whether the qualification is reasonable.
Mr. Rose was at
least impliedly complaining about the validity of a provision which allowed the
Election Judges to exercise discretionary power over his candidacy in spite of
his compliance with nondiscretionary rules. A protest against the application of
a ground of disqualification, lacking a reasonably definite standard,
necessarily raises the question of what the standard is and whether there really
is one. The Executive Board, in dealing with Mr. Rose's appeal must have faced
those questions. The Sixth [**15] Circuit in
Local 1299 held to the contrary with respect to a claim that a rule
containing an objectively determinable standard had been improperly applied. In
such a case there is a clear distinction between a challenge to the rule as
applied and a facial challenge. In the case of a vague or highly discretionary
rule, however, a claim that it was wrongly applied is a sufficient challenge to
its lack of a standard, for purposes of § 482(a), to allow the Secretary to
challenge the validity of the rule.
A more restrictive interpretation of
§ 482(a) would limit the Secretary's broad remedial powers in a way contrary to
the purposes of the Act. It would be unreasonable to require a union member in a
case like the present one to say in his union protest that the rule is invalid.
n8 Invalidity is a statutory claim, not one founded on the union constitution or
bylaws. In addition, a provision of this type presents special problems. When a
member is labelled "incompetent" and disqualified from running for office,
disputing the findings is more natural than to claim that the rule is invalid.
From a political standpoint, he must challenge the finding to preserve his
chance to be elected. [**16] Even if he were
aware of the distinction between challenging a rule facially and as applied, it
would be politically difficult to maintain that competency is not a valid
qualification for office and thus should be done away with. If the Secretary is
ever to be able to challenge qualifications of this nature, the exhaustion
requirement of § 482(a) must be deemed satisfied by a member's challenge to the
rule as applied.
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n8 We are assuming that the internal
procedure permitted a challenge to the validity of a rule.
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[*1102] We therefore hold that Mr.
Rose exhausted his Union remedies, and that the district court had jurisdiction
under 29
U.S.C. § 482 to consider the Secretary's challenge to the validity of the
competency provision.
IV. The Competency Provision
We
turn to the remaining question: whether the requirement that a union member
shall be "competent to perform the duties of the office for which he is a
candidate" is a reasonable qualification for office under 29
U.S.C. § 481 [**17] (e) n9 when it is
applied by a panel of union election judges. Section 481(e) provides that "every
member in good standing shall be eligible to be a candidate and to hold office"
subject to "reasonable qualifications uniformly imposed." The wording and
legislative history of the statute shows a preference for eligibility; the
allowance of "reasonable qualifications" was not to be given a broad reach. Steelworkers,
AFL-CIO v. Usery, 429 U.S. 305, 309, 50 L. Ed. 2d 502, 97 S. Ct. 611
(1977) and Wirtz
v. Hotel Employees, 391 U.S. 492, 499, 20 L. Ed. 2d 763, 88 S. Ct. 1743
(1968). n10
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n9 The Local argues that the Secretary is
estopped from pursuing the claim that the competency provision is invalid
because the Secretary declined to pursue a protest filed by Mr. Rose when he was
disqualified on competency grounds for a 1974 election. This court has applied
the doctrine of equitable estoppel against the government, but noted that it
"must be applied with great caution" in such circumstances. U.S.
v. Fox Lake State Bank, 366 F.2d 962, 965 (7th Cir. 1966). The doctrine
may be applied against the government "where justice and fair play require it"
and where "the government's wrongful conduct threatens to work a serious
injustice and . . . the public's interest would not be unduly damaged by the
imposition of estoppel." U.S.
v. Lazy F C Ranch, 481 F.2d 985, 988, 989 (9th Cir. 1973).
In
the case at bar, it would not be appropriate to apply estoppel against a private
party, let alone the government. In declining to investigate Mr. Rose's protest,
the Secretary set forth several grounds but did not focus on the facial validity
of the competency provision and did not explicitly approve of it. The Local
could not have reasonably relied on the Secretary's action on the basis of
confidence in its competency provision supposedly engendered by the Secretary's
action. The Local asserts it has incurred the costs of the present action and
had its office of Secretary-Treasurer placed in continuous question to its
detriment. However, these are not positive actions in reliance on the
Secretary's position, but merely events that would not have occurred had the
Secretary actually affirmed the competency provision. In addition, the action of
the Secretary cannot be considered "government misconduct."
A contrary
result would offend public interest by binding the government to ill-considered
positions. [**18]
n10 In our view the
issue is the legal propriety of the requirement, and not whether the decision of
the Election Judges was a reasonable view of the facts. Mr. Rose had had a
difficult time as Secretary-Treasurer in the past. He was elected in 1968,
removed in 1970, reinstated in 1971, reelected in 1971, removed and reinstated
in 1972, and removed again in 1973. He was disqualified by the Election Judges
in 1974 on the ground of incompetency. In the 1980 regular election, he lost by
a vote of 281 to 13. Appellant's brief cites much information from the record
tending to show unusual and unbusinesslike conduct while in office, including
failure to maintain records, failure to make timely filings of required reports,
and loss of substantial funds.
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-End Footnotes- - - - - - - - - - - - - - - - -
Whether a particular
qualification is "reasonable" and capable of uniform application under § 481(e)
depends on its consistency with the purpose of Title IV of the Act. Steelworkers
v. Usery, 429 U.S. at 309. The main purpose of the Act was to prevent
undemocratic practices in union governance, including a dictatorial or corrupt
[**19] leadership and a disregard of the rights
of the rank and file. Hotel
Employees, 391 U.S. at 497-98 and Bottle
Blowers Assn., 389 U.S. at 468-70. Title IV of the Act was to
effectuate this purpose by ensuring "free and democratic" union elections. Bottle
Blowers Assn., 389 U.S. at 470. Congress decided that through free and
democratic union elections, the union members, themselves, could take the
necessary steps to combat abuses of union power by their leadership. Thus, any
qualifications that unduly interfere with a free choice of candidates are at
cross-purposes with Title IV and are not "reasonable."
The Supreme Court
has considered the reasonableness of a qualification for office under § 481(e)
on two occasions. In [*1103] Hotel
Employees, supra, the Court invalidated a union rule that restricted
eligibility for major union offices to those who held, or who had previously
held, some union elective office. The rule was found not to be a "reasonable
qualification" because it rendered 93% of the union membership ineligible for
higher office, thus making free and democratic elections impossible. Similarly,
[**20] in Steelworkers
v. Usery, supra, the Court found a meeting attendance n11 rule invalid
because it excluded 96.5% of the union membership from office. The Court decided
that the antidemocratic effects of the rule outweighed any benefits derived from
it. n12 Steelworkers
v. Usery, 429 U.S. at 310.
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- - -Footnotes- - - - - - - - - - - - - - - - - -
n11 The Steelworkers
International Constitution, which also bound local unions, limited eligibility
for local union office to members who had attended at least one-half of the
regular meetings of the local in the three years before the election. Those
prevented from attending by union activities or working hours were exempted from
the rule.
n12 The local argued that the rule encouraged meeting
attendance and produced more qualified candidates who showed an interest in
union affairs and who were familiar with union problems. The Court dismissed
these arguments by noting that meeting attendance had not been encouraged if
96.5% of the membership were still ineligible and that free elections were the
method mandated by Congress to ensure qualified candidates. Steelworkers
v. Usery, 429 U.S. at 312.
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- -End Footnotes- - - - - - - - - - - - - - - - - [**21]
The Local suggests that these cases stand
for the proposition that a qualification is unreasonable if it is unduly
restrictive and substantially depletes the ranks of those who might run for
office. While such an "effects" test strongly indicates an invalid qualification
under § 481(e), the Court has not adopted a per se rule making a
certain level of disqualification among the rank and file unreasonable. More
importantly, the Court has not decided that the exclusionary effect of a
qualification is the only criterion for finding it to be unreasonable under §
481(e). As stated above, a qualification is evaluated according to its effect on
free and democratic elections. Exclusion of a high proportion of the membership
is only one way a qualification may have an antidemocratic effect. n13
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- - - - - - -
n13 A requirement that candidates for union district
office be nominated by five locals was invalidated in Usery
v. District 22, United Mine Workers of America, 543 F.2d 744 (9th Cir.
1976), because it could exclude a candidate supported by a majority of the
district's members in the four largest locals. See also Shultz
v. Local 1291, International Longshoremen's Association, 338 F. Supp.
1204 (E.D.Pa.), aff'd, 461
F.2d 1262 (3d Cir. 1972), cert. denied, 410
U.S. 909, 35 L. Ed. 2d 271, 93 S. Ct. 965 (1973) (local union bylaw
allocating offices by race held unreasonable) and Wirtz
v. Local Unions Nos. 406, 406-A, 406-B and 406-C (Hoisting and Portable),
International Union of Operating Engineers, 254 F. Supp. 962 (E.D.La.
1966) (requirement of five years of continuous union membership for
candidates for high union office held to be unreasonable due to its uniqueness).
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- - - - - - - [**22]
The competency
qualification runs afoul of the congressional mandate in favor of free and
democratic elections in several respects. First, the requirement that a
candidate be competent to perform the duties of the office he seeks is vague and
does not provide the potential candidate with notice of the specific standards
he must meet to get on the ballot. This problem is emphasized by the Secretary,
to whom Congress has given a significant role in the administration of the Act,
see Steelworkers
v. Usery, 429 U.S. at 313 and Calhoon
v. Harvey, 379 U.S. 134, 140, 13 L. Ed. 2d 190, 85 S. Ct. 292 (1964).
The Secretary has stated:
An essential element of reasonableness is adequate advance
notice to the membership of the precise terms of the requirement. . . .
Qualifications must be specific and objective. They must contain specific
standards of eligibility by which any member can determine in advance whether
or not he is qualified to be a candidate. For example, a constitutional
provision which states that "a candidate shall not be eligible to run for
office who intends to use his office as a cloak to effect purposes inimical to
the scope and [**23] policies of the union"
would not be a reasonable qualification within the meaning of section 481(e)
because it is so general as to preclude a candidate from ascertaining [*1104] whether he is eligible and would permit
determinations of eligibility based on subjective judgments. Further, such a
requirement is by its nature not capable of being uniformly imposed as
required by section 481(e).
29
C.F.R. § 452.53 (1981). A competency qualification suffers from the same
deficiencies as the example set forth by the Secretary. The term "competent" is
general and ambiguous, and when made a qualification for office does not allow a
member to take steps to ensure that he will be eligible for the ballot. The
qualification is antidemocratic to the extent it discourages potential
candidates by its vagueness.
A second and related problem, also noted by
the Secretary in 29
C.F.R. § 452.53 is the subjectivity inherent in the application of a vague
and general qualification. Without further definition, a judgment that a
candidate is or is not "competent to perform the duties of the office" is almost
totally subjective. Therefore, the decision to disqualify is largely
discretionary, [**24] even arbitrary. The
question of who judges the qualification becomes vital to its reasonableness
under § 481(e). In the case at bar, the decisionmakers were three Judges of
Election appointed by the incumbent Board. When so much discretion is placed in
the hands of those chosen by the incumbents, the possibilities for abuse are
clear, and free and democratic elections are threatened.
The Local
argues that any problem with biased Election Judges is remedied by the
availability of a quick and fair procedure: appeal to the International Union.
While the internal appellate procedure might correct some injustices, its
existence does not provide certainty. The International Union is no more capable
of uniformly applying the competency provision than the Judges of Election. The
members of the appeal board cannot provide Union members with advance notice of
the specifics of "competency," nor can they provide an objective interpretation
of the provision where the Local Election Judges could not.
The vague
and subjective nature of a competency qualification also brings it into conflict
with the specific mandate of § 481(e) that reasonable qualifications be
"uniformly imposed." In this case, [**25] the
district court found "that the Judges of Election did not apply uniform
guidelines in considering the competency of candidates appearing before them,"
and that neither the Local nor the Judges of Election "adopt[ed] any specific
factors to be considered in determining the competency of a candidate under
Article V, Section 3." Due to the significant role of personal judgment in
determining "competency," it is unlikely that there can be uniform application
of the provision. Unlike a qualification for office relating to the minimum age
or the minimum length of union membership of the candidate, a competency
provision cannot be applied with the precision and certainty necessary to ensure
it is "uniformly imposed." A literacy requirement similar to that imposed by the
Local's Constitution might be capable of uniform application if certain
objective tests are administered to measure ability to read and write. A
candidate's competency, on the other hand, cannot be readily determined by an
objective test; a candidate's fitness for the office of union president, for
example, cannot be readily determined by tests for leadership, loyalty and
administrative ability. Though the office at [**26] issue in this case, that of Secretary-Treasurer,
might make relevant some sort of objective test for record-keeping or accounting
ability, there are no tests to evaluate the other, less tangible, qualities
associated with "competency."
A final antidemocratic effect results
because the competency provision prevents the membership from making just the
sort of evaluation elections are intended to provide. It is certainly true, as
the Local submits, that in the abstract competency is a most appropriate
qualification for office. Congress intended to ensure competent office holders
through the provisions of the Act. However, Congress intended that competent
officers be provided through a system of free and democratic elections, not
through a screening of candidates by a tribunal using a standard vague enough to
allow it to veto any particular candidate.
[*1105] As stated by the Court in Hotel
Employees, 391 U.S. at 504, "Congress' model of democratic elections
was political elections in this country. . . . The assumption is that voters
will exercise common sense and judgment in casting their ballots." The Local's
system of having a tribunal pre-judge the competency [**27] of candidates for office does not correspond to
the process of political elections. As stated by the Secretary: "In union
elections as in political elections, the good judgment of the members in casting
their votes should be the primary determinant of whether a candidate is
qualified to hold office." 29
C.F.R. § 452.35 (1981).
We conclude that the requirement of
competency, lacking an objective standard, permits arbitrary and subjective
barring of candidates by the Judges of Election. By its nature it cannot be
uniformly imposed, and it is likely to obstruct the democratic process intended
by Congress. Accordingly, it does not qualify as a "reasonable qualification"
for office under 29
U.S.C. § 481(e), capable of being "uniformly imposed."
The judgment
appealed from is AFFIRMED.