1
            1
                       UNITED STATES DISTRICT COURT
            2         SOUTHERN DISTRICT OF NEW YORK 
                      -------------------------------------------x 
            3         UNITED STATES OF AMERICA,
                      
            4                             Plaintiff,
                                                             90 CIV 5722
            5                   -against-                      (CSH)
                      
            6         DISTRICT COUNCIL OF NEW YORK CITY 
                      AND VICINITY OF THE UNITED
            7         BROTHERHOOD OF CARPENTERS AND
                      JOINERS OF AMERICA, et.al.,
            8         
                                          Defendants.               
            9         ------------------------------------------x 
                      Independent Investigator Deposition 
           10                               
                                            May 20, 2005 
           11                               10:15 o'clock a.m.
           12          
           13                      Interview of JOHN FIRTH by the 
           14         Independent Investigator, Walter Mack, Esq., held 
           15         at the offices of Doar, Rieck & Mack, Esqs., 217 
           16         Broadway, 7th Floor, New York, New York 
           17         10007-2911, before Stewart Nissenbaum, a Shorthand 
           18         Reporter and Notary Public of the State of New 
           19         York.
           20         
           21          
                       
           22                 TANKOOS REPORTING COMPANY, INC.
                      305 Madison Avenue         142 Willis Avenue 
           23         Suite 449                  P.O. BOX 347 
                      New York, N.Y. 10165       Mineola, N.Y.  11501 
           24            (212)349-9692             (516)741-5235 
                      
           25          


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                                                                   2
            1
                      A P P E A R A N C E S : 
            2         
                                                         
            3         
                      DOAR RIECK & MACK, ESQS.
            4               217 Broadway, 7th Floor 
                            New York, New York 10007-2911
            5                
                      BY:   WALTER MACK, ESQ. 
            6               Independent Investigator 
                       
            7          
                      DIENST & SERRINS, LLP
            8         Attorneys for Witness 
                            233 Broadway, 18th Floor 
            9               New York, New York 10279         
                      
           10         BY:   RICHARD A. DIENST, ESQ.  
                      
           11         
                      
           12         ALSO PRESENT: 
                       
           13               DONALD SOBOCIENSKI 
                      
           14          
                                          
           15                              * * *
                       
           16          
                       
           17          
           18          
           19          
           20          
           21          
           22          
           23          
           24          
           25          


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            1
            2                      MR. MACK:  On the record.
            3                      I would like to go on the record, 
            4               and I want both of you to listen very 
            5               carefully to what I have to say, 
            6               recognizing that there are some things 
            7               that I want you to consider; and 
            8               obviously, as you know, Joe, you and I 
            9               know each other for a couple of years, 
           10               and I want to start from the proposition 
           11               that I have a lot of respect and have 
           12               heard a lot of things that are very 
           13               positive concerning your service as a 
           14               business agent.  
           15                      So in many respects, I am 
           16               honoring your request not to be placed, 
           17               which is basically my procedure with 
           18               respect to business agents, although I 
           19               did not put that policy in practice the 
           20               first time I took a statement from you.  
           21                      So I want to go carefully and 
           22               slowly, recognizing that anytime you 
           23               wish to talk to Mr. Dienst, he and I 
           24               have known each other and went to 
           25               different schools together for decades, 


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            1                            J. Firth
            2               and he is very experienced and 
            3               intelligent counsel, but some of these 
            4               words may mean things to him that don't 
            5               have the same meaning to you, and so 
            6               anytime you feel it is important to 
            7               discuss something outside, I'll give you 
            8               whatever time and attention is 
            9               necessary; all right? 
           10                      MR. FIRTH:  Yes. 
           11                      MR. MACK:  There are some words 
           12               here that are of significance, that mean 
           13               a lot to lawyers, but may not mean a lot 
           14               to a business agent.  
           15                      What I told Moe Leary several 
           16               months ago was, that when I'm writing 
           17               reports, and things of that nature, that 
           18               unless I felt a business agent had a 
           19               problem, a criminal problem in which I 
           20               needed to place them under oath, and you 
           21               have been an exception to that, I 
           22               intended to proceed by bringing business 
           23               agents in as appropriate, and conducting 
           24               an interview, because of my belief, 
           25               which I will describe again, which is, 


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            1                            J. Firth
            2               given your special position of authority 
            3               and responsibility as a business agent 
            4               for the Carpenters, that it is 
            5               unnecessary for me to place you under 
            6               oath as I did the first time when we 
            7               spoke years ago, more than a year ago.
            8                      MR. FIRTH:  A year and a half.
            9                      MR. MACK:  Right; whatever it 
           10               was.  Because it is my view, and I think 
           11               the judge would agree with me, that 
           12               because of your special position as a 
           13               leader within the Carpenters, that were 
           14               you to be foolish enough to lie to me 
           15               and tell me an untruth or withhold 
           16               information, that that would be 
           17               considered an obstruction of justice 
           18               anyway.  And I want you to know that 
           19               although I'm not going to place you 
           20               under oath and that while I'm not giving 
           21               you what I would consider a criminal 
           22               warning or a perjury warning, the impact 
           23               is really the same.  Because you are a 
           24               leader within the District Council, you 
           25               have a special relation with me and to 


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            1                            J. Firth
            2               the Court of trying to assist the Court 
            3               and me get to the bottom of issues and 
            4               to talk to me fully and completely and 
            5               accurately.  
            6                      Were you to withhold information 
            7               from me or tell an untruth, whether 
            8               you're under oath or not wouldn't make a 
            9               difference, because it would be a 
           10               potential obstruction of justice.  
           11               Although I'm not going to put you under 
           12               oath, I want you to understand that you 
           13               still have the same obligation to tell 
           14               the truth, and to help me, to help each 
           15               other, in a sense, to get to the bottom 
           16               of a couple of issues dealing with two 
           17               jobsites; that's all we are going to 
           18               talk about today, that have come into 
           19               concern.  
           20                      Since you're a business agent 
           21               assigned to both jobsites, you're the 
           22               person I need to speak to about the 
           23               subject matter.  So what I would say to 
           24               you, there is no issue in my mind, Mr. 
           25               Dienst can raise whatever questions he 


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            1                            J. Firth
            2               needs to, were you to tell me something 
            3               false or withhold information that is 
            4               relevant, that would be considered by me 
            5               an effort to prevent me from doing my 
            6               job; and since I am a court officer, 
            7               notwithstanding the joy that surrounds 
            8               the District Delegates at my departure, 
            9               I'm still on board; and the judge said 
           10               clearly, that until he signs an Order, I 
           11               still am the Independent Investigator 
           12               with the authority.  Even though I may 
           13               be gone next week or next month, 
           14               depending on when the judge signs the 
           15               new Order, I still, as the judge said, 
           16               basically have a time of transition.  
           17               And I want to make certain that you 
           18               understand that even were the judge to 
           19               sign an Order right this instant, which 
           20               I know he does not have an Order before 
           21               him appointing someone else, I would 
           22               submit a report concerning these two 
           23               jobsites in whatever capacity.  
           24                      I'm going to talk to you about 
           25               them, but I want to make certain, I 


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            1                            J. Firth
            2               recognize that the District Council has 
            3               succeeded in enforcing the contract, and 
            4               I am leaving; and I will do other 
            5               things, and move on.  But until that 
            6               happens, I intend to, and I've said this 
            7               to Moe and Gary Rothman as recently as 
            8               Wednesday, the old Marine Corps motto, 
            9               "Hold until relieved."  In any event, I 
           10               will be performing in that capacity, and 
           11               I will certainly spend time with the new 
           12               II, whoever that may be, at least 
           13               expressing an opinion on what should be 
           14               done.  As to these two jobsites, I'm 
           15               going to act on them.  
           16                      Do you have any questions about 
           17               what I have said, or any concern you 
           18               wish to express?
           19                      MR. FIRTH:  No.
           20                      MR. MACK:  Mr. Dienst and I have 
           21               known each other for years, and anytime 
           22               there's something that you want to talk 
           23               to him about, or if he needs to express 
           24               something, that's fine, believe me, I 
           25               don't want to over-formalize this, but 


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            1                            J. Firth
            2               my words, I'm choosing them carefully 
            3               henceforth.  
            4                      I want to talk about the 
            5               potential conflict issue now, and go 
            6               through it.  I say it is a potential 
            7               conflict, but, you know, conflicts are a 
            8               legal concept, and it is something that 
            9               Mr. Dienst has to deal with, and should 
           10               discuss with you, if he hasn't already; 
           11               and my assumption is, he has.  
           12                      Mr. Dienst represents John 
           13               Gaffney.  John Gaffney appeared here 
           14               under oath, and testified at some length 
           15               a couple of weeks ago, something of that 
           16               nature.  I've told Mr. Dienst that in my 
           17               view, John Gaffney -- I'm going to 
           18               recommend criminal charges against him 
           19               for lying.  And basically, in addition 
           20               to that, I have done a great deal of 
           21               collection of evidence with other 
           22               witnesses about the jobsite, one of the 
           23               jobsites we are talking about today, 
           24               which is 455 Central Park West.
           25                      MR. FIRTH:  106th Street. 


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            1                            J. Firth
            2                      MR. MACK:  That's one of the two 
            3               we are going to talk about today.  I 
            4               have obtained telephone records.  I've 
            5               obtained sworn testimony from people 
            6               who, in my view, are credible; and there 
            7               are some very serious allegations 
            8               concerning Mr. Gaffney's conduct on that 
            9               jobsite.  Okay?
           10                      MR. FIRTH:  Okay. 
           11                      MR. MACK:  And I also have 
           12               collected District Council records 
           13               concerning a Grievance that was brought, 
           14               which you have some knowledge of.  And I 
           15               also -- one of the concerns that you 
           16               know about, because I've said this, I 
           17               think it is a policy of the District 
           18               Council that when a shop steward report 
           19               is submitted referring to hours on a 
           20               jobsite, when a shop steward is not 
           21               present on the jobsite, I consider that 
           22               a potential criminal offense.  
           23                      I have significant records which 
           24               John Gaffney could not possibly have 
           25               been on the jobsite at times he had 


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            1                            J. Firth
            2               signed shop steward reports, because he 
            3               was elsewhere on other jobsites or at 
            4               school or not around. 
            5                      So, I don't want there to be any 
            6               question in your mind.  I'm not a 
            7               prosecutor, I have been a prosecutor, I 
            8               have been through this.  I cannot 
            9               predict what any prosecutor would do, 
           10               and I certainly can't predict outcome; 
           11               but I at least am going to make a 
           12               criminal reference with respect to John 
           13               Gaffney.  
           14                      The prosecutor may say that's a 
           15               load of whatever, and not do anything.  
           16               You know, that guy Mack, he's a lame 
           17               duck, what the hell does he know.  On 
           18               the other hand, they might start a Grand 
           19               Jury investigation.  And I'm not going 
           20               to predict, they have discretion to do 
           21               what they want to do.  And I think there 
           22               are some very serious matters for them 
           23               to think about.  
           24                      The reason I'm going through all 
           25               of this is, that Mr. Dienst sits here as 


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            1                            J. Firth
            2               the lawyer for John Gaffney.  That's why 
            3               I'm going through this at length, and 
            4               I'm bringing you in, and basically I'm 
            5               going to say to you what I normally say:  
            6               Tell me the story, tell me what 
            7               happened, what's your perspective.  
            8                      I know you're a friend of John 
            9               Gaffney, at least he describes you as 
           10               such, and I think you would describe him 
           11               at such, as well.  And the proper advice 
           12               that Mr. Dienst should give you, as your 
           13               attorney, would be:  Listen, he could be 
           14               your best friend, best man, but under no 
           15               circumstances should you lie in front of 
           16               Mack concerning your knowledge of what 
           17               is there.  And if he did anything other 
           18               than that, he would be subject to 
           19               criticism, because your obligation to me 
           20               is to tell me what you know.  
           21                      I look upon our time together 
           22               today for you to give me your side of 
           23               some of these events.  So whether it is 
           24               yours or 608's side, or whatever side it 
           25               is I'm looking for, whether it's the 


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            1                            J. Firth
            2               same or a different perspective, I want 
            3               to be able to say I've done everything I 
            4               can to get both sides of the subject 
            5               matter.  
            6                      Mr. Dienst sits there, 
            7               recognizing that he retains an 
            8               obligation to John Gaffney, as to whom I 
            9               have told him, and said to you both, I 
           10               am pretty certain I'm making a criminal 
           11               reference.  If you tell me, John 
           12               Gaffney, I have a videotape of him being 
           13               there, I have records, and Prince 
           14               Carpentry hates John Gaffney's guts and 
           15               they made all this up, and they would be 
           16               willing to lie under oath about what 
           17               John Gaffney did and said, and all of 
           18               this stuff, John is an innocent man, and 
           19               let me tell you why and how I know that.  
           20               That may be.  If so, I want to at least 
           21               have done what I can to hear both sides.  
           22               That's why I brought John in and spent 
           23               time with him.  And I'm not going to say 
           24               you couldn't persuade me that John is 
           25               being set up because of whatever 


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            1                            J. Firth
            2               situation it is; and that you have 
            3               records -- and I'm going to talk about 
            4               records in a moment -- or there are 
            5               records which would support John 
            6               Gaffney's side of the subject matter.  
            7                      I need to get those, because no 
            8               matter what the District Council may 
            9               think of my performance as the II, I do 
           10               actually think I try to be fair and hear 
           11               both sides before I make a decision.  
           12                      But the reason I'm going through 
           13               all of this is, Mr. Dienst may have a 
           14               conflict here, to represent both you and 
           15               John Gaffney.  Because if you have 
           16               truthful, accurate information about 
           17               this jobsite, which would be critical of 
           18               John Gaffney, his advice to you, sitting 
           19               beside you today as a lawyer, I don't 
           20               care whether it helps or hurts John 
           21               Gaffney, you have to tell the truth.  I 
           22               raise that issue at this time.  I asked 
           23               Mr. Dienst today, because I also think 
           24               I'm going to bring John Greaney in to 
           25               talk about this before I make my 


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            1                            J. Firth
            2               reference, whatever it is.
            3                      MR. FIRTH:  106th Street?
            4                      MR. MACK:  Yes, 106th Street.  
            5                      If only for the reasons, I asked 
            6               John, who I know well enough to call on 
            7               the phone and say:  John, I need all the 
            8               608 records concerning this jobsite.  
            9               All I got was shop steward reports.  
           10                      MR. FIRTH:  What were you asking 
           11               for?
           12                      MR. MACK:  Activity reports, 
           13               reports of visits to the site.  
           14                      MR. FIRTH:  From me?  Okay. 
           15                      MR. MACK:  So, you know, and 
           16               there's the other jobsite John is more 
           17               involved in.  So the only reason I raise 
           18               it is, if Dick could possibly represent 
           19               John Greaney, that could be another 
           20               layer -- he's told me that he doesn't,  
           21               but I don't know what the future holds.  
           22                      MR. DIENST:  I've never had the 
           23               priivlege of meeting Mr. Greaney yet.  I 
           24               haven't been contacted by him.  
           25                      Of course, should he contact me, 


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            1                            J. Firth
            2               and retain me, I'll certainly be in 
            3               touch with you, and we'll set up a date 
            4               and time for him to come in.  
            5                      In response to the conflict 
            6               issue, before we got started, after our 
            7               conversation earlier this morning, I 
            8               spoke to Joe Firth, and I had spoken to 
            9               him prior to today, as to the potential 
           10               of any conflict.  I explained to him 
           11               what my responsibility was to him or his 
           12               responsibility is to you, and what my 
           13               responsibility is to you.  I also 
           14               explained to him what my responsibility 
           15               is to John Gaffney, and what my 
           16               responsibility is to you in relation to 
           17               John Gaffney.  
           18                      I feel secure that I have no 
           19               conflict of interest between Mr. Gaffney 
           20               and Mr. Firth.  Mr. Firth has assured me 
           21               that he is comfortable with me, that he 
           22               will tell you the truth, and that he has 
           23               no feeling of any conflict of interest 
           24               between himself and Mr. Gaffney.  
           25                      I spoke with Mr. Gaffney.  Mr. 


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            1                            J. Firth
            2               Gaffney has assured me that he has no 
            3               conflict of interest with my 
            4               representation of him, and my 
            5               representation of Mr. Firth.  
            6                      So I am comfortable with this 
            7               situation, in light of the full 
            8               disclosure that I've made to both Mr. 
            9               Gaffney and Mr. Firth; the full 
           10               disclosure that I have made to you.
           11                      MR. MACK:  Okay.  As I say, I 
           12               have taken the position, and I will 
           13               continue to take the position, whatever 
           14               time remains to me, that that's a 
           15               decision for the attorney and the client 
           16               to make.  In a different life at a 
           17               different time, I might have taken a 
           18               different view; I don't see myself in 
           19               that position.  
           20                      The only reason I raise it, Joe, 
           21               is to make sure you understand 
           22               potentially there's a conflict.  But as 
           23               Mr. Dienst just said, you have discussed 
           24               it, and it is your choice, and Mr. 
           25               Dienst, I certainly have great respect 


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            1                            J. Firth
            2               for his observations and knowledge.  
            3                      I'm going to ask you, just to 
            4               make sure that the record is clear, that 
            5               you are happy with Mr. Dienst's 
            6               representation, that you understand the 
            7               potential for conflict, and that you are 
            8               prepared to proceed with Mr. Dienst as 
            9               your counsel.
           10                      MR. FIRTH:  Yes, I am.
           11                      MR. MACK:  As I say, if at some 
           12               time during the course of questioning, 
           13               that issue should arise, I mean, 
           14               obviously, you gentlemen can talk about 
           15               it.  If it reaches a point where either 
           16               of you feel that that is no longer a 
           17               valid premise under which to proceed, I 
           18               will stop my questions, and allow you to 
           19               find other counsel to assist you.  
           20                      But in my view, and I want to 
           21               impress upon you what I consider to be  
           22               serious issues with respect to John 
           23               Gaffney's situation, and so serious, as 
           24               I say, it is my current intention to 
           25               make a criminal reference concerning his 


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            1                            J. Firth
            2               behavior.  
            3                      I also am aware of other 
            4               potential criminal charges that he may 
            5               potentially face in the future, not 
            6               dealing with this jobsite.  That's only 
            7               potential.  It has nothing to do with 
            8               me.  You know, that is not a relevant 
            9               consideration; it just happened to have 
           10               come to my attention.  My own feeling 
           11               would be, that we go ahead, and if 
           12               something arises to shake your 
           13               confidence in your counsel, which I 
           14               doubt would occur, if it does, feel free 
           15               to discuss it.  
           16                      The other jobsite that we are 
           17               going to discuss today -- you and I have 
           18               discussed this site indirectly on the 
           19               cell phone on a Saturday morning, and it 
           20               deals with Peter Okeefe, Silo 
           21               Construction.  It is a West 96th Street 
           22               job that Silo did, starting in the end 
           23               of 2001, going into 2002.  He was also 
           24               the assigned shop steward for that site.  
           25                      We are going to start off my 


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            1                            J. Firth
            2               questioning on that jobsite, and I'll go 
            3               through it step-by-step.  But, in my 
            4               conversations with John Greaney, he said 
            5               to me -- I had told him about both 
            6               jobsites, I don't know if you've talked 
            7               to him or not, doesn't make much 
            8               difference, but the point I'm making 
            9               here is, I only have shop steward 
           10               reports for both of these sites; I have 
           11               no records concerning any visits to the 
           12               site, any efforts done.  You and I 
           13               actually talked about a raid, it is not 
           14               a big deal, but I have no documentation 
           15               concerning the raid, either. 
           16                      MR. FIRTH:  From Silo? 
           17                      MR. MACK:  Concerning Silo, from 
           18               the District Council, or from 608.  
           19                      Basically, what I want to do -- 
           20               and I would ask that you do so, and that 
           21               the District Council either has been or 
           22               will be asked, I will renew my request 
           23               for data from the District Council on 
           24               these two jobsites.  But what I want you 
           25               to do, since you are the business agent 


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            1                            J. Firth
            2               assigned to both of these jobsites, I 
            3               want you to find whatever records that 
            4               may exist in your own files or in the 
            5               files of 608 or 608 North, or whoever 
            6               had responsibility, wherever they might 
            7               be, whether there's a job folder or no 
            8               job folder, all I have from 608 are a 
            9               very modest collection of shop steward 
           10               reports.  
           11                      MR. FIRTH:  I can't give you  
           12               reports from 106th Street, the Silo job; 
           13               that's four years ago.
           14                      MR. MACK:  Not quite that.  It is 
           15               2002. 
           16                      MR. FIRTH:  Four years ago.
           17                      MR. MACK:  It started at the end 
           18               of '01 and went into 2002, because I 
           19               have the shop steward reports.  I can't 
           20               tell from the shop steward reports -- 
           21                      MR. FIRTH:  I know there were 
           22               only a few shop steward reports from 
           23               Mr. Okeefe. 
           24                      MR. MACK:  This is your 
           25               opportunity and my opportunity for you 


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            1                            J. Firth
            2               to educate me with respect to the Silo 
            3               job.  
            4                      MR. DIENST:  Let him ask you the 
            5               questions before you answer. 
            6                      MR. FIRTH:  Okay. 
            7                      MR. MACK:  Let me go through a 
            8               couple of things.  
            9                      I also intend to make a criminal 
           10               reference with respect to the Silo job 
           11               on West 96th Street.  When I say a 
           12               criminal reference, I am not saying that 
           13               your conduct is the subject of my 
           14               reference.  But what I am saying is, I 
           15               will be referring what I have learned 
           16               about that jobsite to to a prosecutor  
           17               for evaluation, I think that's the 
           18               fairest way to go, on the basis of 
           19               violations of certain criminal laws.  
           20                      Therefore, what I'm asking is to 
           21               make sure that whatever records exist, 
           22               608, District Council, whatever 
           23               information that may reside in your 
           24               memory about what happened, because the 
           25               records, at least as I have found them 


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                                                                  23
            1                            J. Firth
            2               so far, are extremely sketchy; extremely 
            3               sketchy.  
            4                      My feeling is, I think it is 
            5               important, and would be important, 
            6               putting my prosecutor's hat on at the 
            7               moment, meaning if I were a prosecutor 
            8               how would I see the situation, I would 
            9               think that it would be very important to 
           10               have whatever records exist concerning 
           11               the jobsite.  
           12                      So since I have such a poor -- 
           13               all I have are scattered shop steward 
           14               reports; and I'm not saying it is 608's 
           15               fault; I'm saying that in the past on 
           16               the jobsites that have concerned me, and 
           17               if you read the Boom report, I don't 
           18               know whether you did or not, you know 
           19               how critical I am when the assigned 
           20               business agent has no record or 
           21               recollection of what they did on the 
           22               site.  Unfortunately, it permits 
           23               inferences, which may not be fair, to be 
           24               drawn.  
           25                      As you know, and I know, I have 


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                                                                  24
            1                            J. Firth
            2               no -- basically, not only am I a lame 
            3               duck, but basically, I'm an 
            4               investigator.  
            5                      We are in the fact-gathering 
            6               stage. The two sites have you as 
            7               business agent, and I have no record 
            8               from the Carpenters, and I have a lot of 
            9               records from other people.  Those 
           10               records, I have been through, and I'm 
           11               assessing those and have assessed them.  
           12                      I want to reiterate very clearly, 
           13               my mind is open with respect to things 
           14               that may -- let me mention Gaffney 
           15               again.  I've heard one side, maybe both 
           16               sides.  I had John in here at length, so 
           17               I am -- I don't want you to take from 
           18               what I've said to you, that basically my 
           19               mind is shut and I'm not willing to 
           20               listen.  I'm just doing the best I can 
           21               to gather whatever other records or 
           22               information may be pertinent in 
           23               understanding what happened at these two 
           24               sites.  
           25                      So, that being said, let me go 


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                                                                  25
            1                            J. Firth
            2               through my normal situation, and 
            3               describe what both you and Dick have 
            4               heard before.  
            5                      Since this is an interview, and, 
            6               one, Mr. Dienst and I have talked, and 
            7               he has agreed that -- I don't know if 
            8               "prefers" is the right word, but is 
            9               willing to proceed without a 
           10               representative of the District Council 
           11               present.  Is that correct?
           12                      MR. DIENST:  That's correct. 
           13                      MR. MACK:  Two, I also asked him, 
           14               because of the nature -- I found that 
           15               having people from my staff taking 
           16               notes, it was not really with the 
           17               clarity and specificity, he's also 
           18               agreed with me that we could have a 
           19               reporter taking down the questions and 
           20               answers as being a more accurate way of 
           21               knowing what was said; is that correct? 
           22                      MR. DIENST:  That's correct. 
           23                      MR. MACK:  Since I am an agent of 
           24               the Court and not an agent of the 
           25               District Council, and no one knows that 


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                                                                  26
            1                            J. Firth
            2               better than me at this time, I have to 
            3               say, that if I ask you a question which 
            4               a truthful answer to the question would 
            5               tend to incriminate you personally, 
            6               Joe, -- let me say this:  I don't 
            7               believe I will ask such a question.  If 
            8               I thought I would, I would give you that 
            9               warning, I would say you're a subject of 
           10               my inquiry, and you better be on notice 
           11               here that I think you're involved with 
           12               whatever happened here.  I'm not saying 
           13               that.  
           14                      MR. FIRTH:  Okay.
           15                      MR. MACK:  Okay.  But the point 
           16               I'm saying is, that I don't know what's 
           17               in your mind, I don't know what 
           18               happened, and there may be issues here 
           19               in which it would be prudent for you, 
           20               with a lawyer's advice, to assert the 
           21               Fifth Amendment.  That's your call.  
           22                      MR. FIRTH:  Okay.
           23                      MR. MACK:  Just listen to what I 
           24               say to you.  If I ask you a question 
           25               which a truthful answer would tend to 


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                                                                  27
            1                            J. Firth
            2               incriminate you, I would suggest you 
            3               talk it over with Mr. Dienst and decide 
            4               what, in your best interest, to do.  
            5                      From my point of view, I've 
            6               thought about it carefully, I know, I 
            7               watched you work, I have respect for 
            8               you, so I don't think I'm going to ask 
            9               you a question to which your answer 
           10               would be incriminatory.  I would be 
           11               upset if you were knowledgeable about 
           12               some of the things I'm now knowledgable 
           13               about.  I don't really know what's in 
           14               your mind and what happened.  
           15                      And I think there are things -- 
           16               you know, when I don't see any records, 
           17               things of that nature, that gives me 
           18               pause.  I say, if Joe was there doing 
           19               something, I would like to know when he 
           20               was there and what he did and who he 
           21               spoke to and what happened; because in 
           22               many respects, that's my view on how 
           23               things should be done.  
           24                      There's no question in my mind 
           25               that John Gaffney signed shop steward 


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                                                                  28
            1                            J. Firth
            2               reports that bear your signature, in 
            3               which he is not present for the time he 
            4               says he is there. 
            5                      MR. FIRTH:  Okay.
            6                      MR. MACK:  All I'm saying to you, 
            7               which is my habit, I say it to every 
            8               business agent, I've said it to every 
            9               carpenter I put under oath, that when 
           10               you speak to me, you have a Fifth 
           11               Amendment privilege.  You can assert it.  
           12               I can't speak to what the consequences 
           13               would be, but as far as I'm concerned, 
           14               you have that right, and you should take 
           15               it.  You don't have a right to tell me 
           16               something untrue.  The only real way 
           17               that you can get into a problem with me 
           18               is to tell me an untruth, is to tell me 
           19               something that you know to be wrong, or 
           20               to leave out something which you know I 
           21               should know in order to do my job.  
           22                      Let me see if there's anything 
           23               else that I should be concerned about.  
           24               I talked about conflicts, Fifth 
           25               Amendment; given the subject matter.  I 


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                                                                  29
            1                            J. Firth
            2               told you I could very well make a 
            3               criminal reference, and I told you about 
            4               the jobsites and what I want you to do 
            5               after you leave today. 
            6                      I spoke to Mr. Greaney about if 
            7               there are any records of any kind, 
            8               whether by you or anybody at 608, 
            9               because what I said to John, what I said 
           10               to Moe, that Joe Firth is the guy I need 
           11               to talk to, because he's the business 
           12               agent assigned to these jobsites.  But 
           13               if there's any other person, business 
           14               agent at 608 who went there, had 
           15               involvement with these sites for 
           16               whatever reason, for instance, Ed Mosley 
           17               took one of the sites for a week when 
           18               you were on vacation, or something like 
           19               that, and he did a report; I think I see 
           20               Ed on a couple of shop steward reports.
           21                      MR. FIRTH:  106th Street.
           22                      MR. MACK:  Yes.  
           23                      MR. FIRTH:  Might have signed 
           24               off.
           25                      MR. MACK:  It says, "Joe Firth on 


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                                                                  30
            1                            J. Firth
            2               vacation."  
            3                      What I'm saying to Mr. Dienst 
            4               here, if there is a report or record, a 
            5               note, a memorandum which reflects a 
            6               visit and what happened on the visit, 
            7               and the person who was talked to or in 
            8               issue, I don't have it, and I should 
            9               have it.  I need to have it.  
           10                      608, they have some shop steward 
           11               reports, but they don't have a lot of 
           12               them.  There are no memoranda concerning 
           13               whatever happened, let's say, on the 
           14               raid, what have you, at the West 96th 
           15               Street site.  I don't have anything 
           16               except a few shop -- I say a few, very 
           17               few, at the West 96th Street site.  And 
           18               with respect to the 106th Street site, 
           19               they are incomplete.  The date is 
           20               missing, the page is missing, and 
           21               nothing else.  I have many more, don't 
           22               get me wrong, at 106th Street, many 
           23               more, and I've actually gotten some from 
           24               the District Council, as well.  
           25                      I'm not so worried about the 


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                                                                  31
            1                            J. Firth
            2               completeness of the shop steward 
            3               reports, as the lack of having anything 
            4               else but shop steward reports.  
            5                      So, the message I'm giving you 
            6               is, that you, as a representative of 
            7               608, need to go back, with your 
            8               counsel's assistance and guidance, and 
            9               gather every record that I don't have.  
           10               The only records I do have are shop 
           11               steward reports, just as to these two 
           12               sites, and whoever gave them, whether it 
           13               is John, Ed, Jerry Philbin, whoever 
           14               else, because my feeling is, I think it 
           15               is important to have the documentation; 
           16               and the answer could be, we threw them 
           17               out, we didn't do it.  I've heard every 
           18               answer in the book as to why there are 
           19               no records.  
           20                      But the point is, if I don't get 
           21               any records, I'm going to say -- you 
           22               know, I'm going to try to say what 
           23               happened, or they were lost.  I want to 
           24               give an accurate report as to what the 
           25               story is.  Okay?


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                                                                  32
            1                            J. Firth
            2                      MR. FIRTH:  Okay.
            3                      MR. MACK:  I know you and I have 
            4               discussed Mr. Okeefe before on the 
            5               telephone, and I know that you and he 
            6               have a history of some kind; I don't 
            7               know what that is, but whatever it is, I 
            8               want to hear about it today.  
            9                      My prime interests are going to 
           10               be on this particular jobsite.  I have 
           11               certain exhibits which I'll show you 
           12               from time to time as they are 
           13               appropriate.  I'm going to proceed 
           14               pretty muuch chronologically.  And any 
           15               time you want to take a break or you 
           16               want to talk to Mr. Dienst, you just 
           17               have to say so; okay?  
           18                      I've tried to be thorough and 
           19               complete.  And eventually you will get a 
           20               copy of this transcript.  Because I'll 
           21               be gone, I think whatever authority I 
           22               have -- you may not get it before I make 
           23               the reference, but you'll definitely get 
           24               a copy of the transcript, as is my 
           25               habit, and especially when I think I'm 


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                                                                  33
            1                            J. Firth
            2               gone, I'll talk to the new II on what 
            3               the practice is.  But I'm going to make 
            4               my reference, whether the new person 
            5               agrees with it or not.  
            6                      Having gone through all of that 
            7               material, is there any question, Joe, 
            8               that you have, or any question or 
            9               statement Mr. Dienst would like to make 
           10               before we start today?  Mr. Dienst?
           11                      MR. DIENST:  I have no statement 
           12               I wish to make at this time.  
           13                      MR. MACK:  Mr. Firth, is there 
           14               any question you have?  I realize this 
           15               is not the most enjoyable time of the 
           16               day for you, perhaps, but I'm going to 
           17               try to be efficient and go through it.  
           18               Anytime you have a question or my 
           19               question is not clear or you want to 
           20               take a break, just tell me.  
           21                      Is there anything you want to 
           22               ask, or is anything on your mind before 
           23               I start?
           24                      MR. FIRTH:  No, not at this time.
           25                      MR. MACK:  Okay.   


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                                                                  34
            1                            J. Firth
            2          J O S E P H   F I R T H,   was asked the 
            3          following questions and gave the following 
            4          answers:  
            5          BY MR. MACK:
            6               Q      Let me ask you, when was the 
            7          first time that you met Peter Okeefe?
            8               A      Local 608 union hall.
            9               Q      Can you give me an approximate 
           10          year?
           11               A      No.  But I thought this job was 
           12          in 2001.
           13               Q      I'll show you the -- I'll show 
           14          you what I have.
           15               A      I need to be refreshed.
           16               Q      I'm going to show you what I 
           17          have.  This is not questioning by ambush.
           18               A      First time I met him was in the 
           19          union hall.
           20               Q      Do you remember the significance 
           21          or what was the reason he was in the union 
           22          hall?
           23               A      To come in with the weekly shop 
           24          steward sheets.
           25               Q      Was that the weekly shop steward 


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                                                                  35
            1                            J. Firth
            2          sheets for this job on West 96th Street, the 
            3          Silo job?
            4               A      Yes. 
            5               Q      Let me just go through a couple 
            6          of things that trouble me, and let me see 
            7          whether you have any knowledge about it.  Let 
            8          me ask you the same question to start with.  
            9          When did you first become familiar or 
           10          acquainted with Silo Construction?
           11               A      The time I met Mr. Okeefe, I 
           12          didn't really know Silo, I never dealt with 
           13          them before or after that jobsite, and I 
           14          didn't -- no flags went up; didn't think 
           15          nothing.
           16               Q      Do you know why I'm focusing on 
           17          Silo?
           18               A      I'm hearing bits and pieces, and 
           19          I heard bits and pieces after, about Silo.
           20               Q      What did you hear?
           21               A      That they may be connected to 
           22          organized crime.
           23               Q      Any particular reason why they 
           24          might be; or what would give anyone reason to 
           25          believe that they could be?


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                                                                  36
            1                            J. Firth
            2               A      No.  They are just a dirty 
            3          company.
            4               Q      Let me ask you this, it might 
            5          save a lot of time.  What came to your 
            6          attention that would give you some reason to 
            7          suspect or believe that they were a dirty 
            8          company?
            9               A      It was after this so-called raid 
           10          where John and Jerry went up.  At that time, 
           11          I was in Florida, visiting my mother who was 
           12          dying of cancer. 
           13               Q      Sorry.
           14               A      They told me when I came back, 
           15          what had happened.
           16               Q      What did they tell you, Joe?
           17               A      That they had gone up there, and 
           18          there was, like, ten men on the job.  From 
           19          what I remember, there was men on the job and 
           20          only two or three on the sheet.  I was a 
           21          little thrown back.  Mr. Okeefe used to come 
           22          into the office, looking like he could never 
           23          do nothing wrong; happy, friendly.  He would 
           24          come in and tell me he would be gone a couple 
           25          of hours a week because of cancer treatment.  


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                                                                  37
            1                            J. Firth
            2          I was thrown back when I came back and they 
            3          told me what was going on up there.
            4               Q      What did they tell you, 
            5          besides -- you said there were more 
            6          carpenters up there than were on the sheets?
            7               A      Yes, I think a few of them, when 
            8          they went up there, they were running out of 
            9          the building.
           10               Q      Anything else they told you about 
           11          what might have been wrong with the job?  
           12          This is John and Jerry.
           13               A      No.  I'm going to go back a 
           14          little bit.  
           15                      When that job first came out of 
           16          the ground, was the first time I was up 
           17          there.  There was a problem up there, the 
           18          concrete guys were putting in the foundation 
           19          and the Dock Builders were up there; and we 
           20          got a call from one of the Dock Builders who 
           21          said there was some nonunion carpenters on 
           22          the site.  I think they were four Polish men.  
           23                      I went up to the site, and I went 
           24          in, I spoke to the super, and there was some 
           25          men doing some nonunion work, doing 


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                                                                  38
            1                            J. Firth
            2          protection work, carpenters, so I told the 
            3          super -- I guess he was the super at this 
            4          jobsite --
            5               Q      Do you know that person's name?
            6               A      No, I can't remember none of 
            7          that.  I didn't even get to that.  You know, 
            8          those guys don't have cards, they have to 
            9          leave, or I'm going to shut the whole job 
           10          down.  
           11                      He tried talking to me, it's only 
           12          this, that.  But I didn't budge.  And then 
           13          himself and another man, I was kind of 
           14          threatened.
           15               Q      Go slow, because you know me.
           16               A      I can't remember.  They pretty 
           17          much made a comment to me, but it was a 
           18          physical threat; so no matter what, I will 
           19          not fight on the jobsite, I would always go 
           20          outside the jobsite.  
           21                      So I went outside the gate; and I 
           22          said to the guy:  Come out here and say that.  
           23          And he was mouthing off.  I said, come out 
           24          here, let's see you say that; I'll kick the 
           25          shit out of you in front of your men.  He 


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                                                                  39
            1                            J. Firth
            2          didn't comment.  He left the job and I left.  
            3          That was the first visit on the jobsite.
            4               Q      Did you create any type of 
            5          written document that refers to that 
            6          incident?
            7               A      I can't remember at this time.  
            8          If I did, it is a couple of years ago, I 
            9          would have got rid of it. 
           10               Q      These are things -- I'm going to 
           11          give you a piece of paper.  I'm going to go 
           12          back.  All of this stuff is very important 
           13          stuff.  There's no question in my mind that 
           14          this site is going to receive a prosecutor's 
           15          scrutiny for reasons you will discern in a 
           16          few moments.  
           17                      Here's a pretty good reason to 
           18          start with.  What I would ask, if and when 
           19          you guys get a Grand Jury subpoena, it is 
           20          going to come sooner or later, you might as 
           21          well go about -- in my opinion, I can't 
           22          predict what the U.S. Attorney is going to 
           23          do, what I would do, there would be a Grand 
           24          Jury subpoena submitted to turn over all 
           25          documents.


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                                                                  40
            1                            J. Firth
            2                      MR. DIENST:  Let me explain that 
            3               to you.  The Grand Jury or the 
            4               prosecutor may perceive you to be the 
            5               custodian of these records.  You're not 
            6               getting subpoenaed personally.  
            7                      I think what Mr. Mack is saying 
            8               is, that if you have documents to 
            9               provide him with, fine; provide them.  
           10               Despite the fact that you may not be 
           11               able to provide him with documents, the 
           12               prosecutor may subpoena any documents in 
           13               your possession.  You're not getting 
           14               subpoenaed personally, the documents are 
           15               being subpoenaed.  
           16                      Does that make it clear?
           17                      MR. FIRTH:  Okay. 
           18               Q      Just so that this exercise, which 
           19          is an important exercise, Joe, I would say if 
           20          this happened to you tomorrow, the same 
           21          thing:  You call me on the phone and say, 
           22          Walter, what do I do?  The first thing I 
           23          would tell you to do is write down what 
           24          happened.
           25               A      I know that now.


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                                                                  41
            1                            J. Firth
            2               Q      The second thing I would tell you 
            3          to do is:  What do we do to deal with a 
            4          business agent of 608 being threatened on a 
            5          jobsite, physically?  The first thing I would 
            6          tell you to do, if you were about to be 
            7          beaten up by a gang of five people, I would 
            8          call 911.  
            9                      MR. DIENST:  It will take more 
           10               than five.
           11               Q      The point I'm making is this:  
           12          I'm not asking you for anything that it is 
           13          unlikely a prosecutor will ask you for.  
           14          Let's do it now.  I thought I had already 
           15          done it, not to you directly, I did it with 
           16          John Greaney and I did it with Moe Leary.  I 
           17          need you to look, because somebody besides me 
           18          is going to ask you, Joe, when did that 
           19          occur, did you write something down, who did 
           20          you tell about it, and what was done.  
           21                      I'm going to ask you those 
           22          questions now.  Number one, did you write 
           23          anything down at the time about this 
           24          incident?
           25               A      I honestly can't remember.  I 


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                                                                  42
            1                            J. Firth
            2          will look.  I doubt I kept -- like, every 
            3          year we get rid of the records now.
            4               Q      Don't get rid of records.
            5               A      I have been told that now; keep 
            6          them as many years as possible.
            7               Q      They can be your friends.
            8               A      I'm learning that.  If I have 
            9          anything, I will look, I don't think so. 
           10               Q      Look.  
           11                      Next question:  Did you tell 
           12          anybody about this incident?
           13               A      Yeah.
           14               Q      Who?
           15               A      John Greaney and Jerry Philbin.
           16               Q      Jerry, unfortunately, I can't 
           17          speak to, and I notice you're wearing his 
           18          memory on your sleeve, and that's fine.  But 
           19          John, that's a subject I'm going to talk to 
           20          John about.  
           21                      Did you tell Jerry and John the 
           22          full story, or a sanitized version of the 
           23          story, if you remember?
           24               A      I told him exactly what happened.
           25               Q      The people, just so that I get it 


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                                                                  43
            1                            J. Firth
            2          right, this incident, were these people 
            3          workers for Silo Construction?
            4               A      No, because Silo wasn't there at 
            5          the time.
            6               Q      Who were these people working 
            7          there?
            8               A      I don't know.  Construction 
            9          manager or general contractor, it was the 
           10          beginning of the foundation of the building.
           11               Q      Is there a record at 608?  I 
           12          mean, this is union work?
           13               A      Golden Vale was the company, 
           14          Olean, two different names --
           15               Q      Be careful so Stu gets it right.
           16               A      -- was the concrete outfit there, 
           17          but that wasn't who those guys were working 
           18          for, they were the general contractor, and 
           19          the construction manager overseeing the 
           20          building.
           21               Q      I'll look at the shop steward 
           22          report in a minute here.  Maybe I'll do that 
           23          right now.  I see JBF, 700 Pacific Avenue, as 
           24          the general contractor. 
           25               A      That sounds familiar.  I don't 


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                                                                  44
            1                            J. Firth
            2          know what it stands for.
            3               Q      I'll give it to you.  This is an 
            4          exhibit, these are the shop steward reports 
            5          given to us by the District Council or John 
            6          Greaney.
            7               A      District Council.  John only had 
            8          a couple.
            9               Q      Let me give them to you for your 
           10          use.
           11               A      Peter Scalia. 
           12               Q      You go through them and look at 
           13          them, I'm going to ask you questions about 
           14          the job.  This is the jobsite, 323 West 96th 
           15          Street.  The job starts December '01.  Just 
           16          go through the sheets, you will see what it 
           17          is.  
           18                      (Pause.)
           19               A      I'm just reading about the 
           20          benefits.  That should ring a bell.  I don't 
           21          remember Richie Torres --
           22               Q      I'm not the enemy here.  I'm 
           23          trying to assist you.
           24               A      I guess -- when he got removed, 
           25          Richie Torres --


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                                                                  45
            1                            J. Firth
            2               Q      Use those.  Those are for you to 
            3          keep.  I got them from the District Council 
            4          or 608.
            5               A      Am I supposed to notice something 
            6          here?
            7               Q      I'm going to take you through all 
            8          of it.
            9                      MR. DIENST:  Wait for the 
           10               questions.
           11               Q      What I'm doing here is, that's 
           12          all I got, except a few other things I'm 
           13          going the show you.  I have no other record 
           14          reflecting a visit by a 608 business agent to 
           15          this jobsite, other than what you are looking 
           16          at. 
           17               A      Okay.
           18               Q      What I want to make sure is clear 
           19          here, is that I've asked you as a 
           20          representative of 608, and your counsel, to 
           21          do whatever it takes to find whether there 
           22          exists, anything other than what I've just 
           23          shown you.  Okay?
           24               A      Okay.
           25               Q      You know, my feeling is, that if 


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                                                                  46
            1                            J. Firth
            2          I had them, I would show them to you.  I'm 
            3          not trying to trick you, I'm trying to give 
            4          you the benefit of the doubt, refresh your 
            5          recollection.  
            6                      Let's start again back on this 
            7          site.  That's all I'm talking about today.  
            8          That's the site you went to and had this 
            9          discussion with the gentleman, West 96th 
           10          Street?
           11               A      Yes.
           12               Q      Now, again, let me ask you:  
           13          Where were these guys from, who did you talk 
           14          to, or what kind of identification can you 
           15          give me of this human being who you invited 
           16          outside the site?
           17               A      I don't know who they were.  They 
           18          were so-called acting supers for the general 
           19          contractor.
           20               Q      When you say the general 
           21          contractor, the only general contractor whose 
           22          name I can find so far on this jobsite, is 
           23          the one shown on the shop steward reports.
           24               A      That's bringing back a memory.  
           25          JBF.


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                                                                  47
            1                            J. Firth
            2               Q      Was that JBF?
            3               A      I think so.
            4               Q      What were that person's words to 
            5          you, as best you can recall them, that, in 
            6          your mind, represented a physical threat?
            7               A      He made a comment about something 
            8          coming off the building or something -- I 
            9          really don't remember.
           10               Q      Give me the substance. 
           11               A      I can't.  It was a physical 
           12          threat, definitely was a physical threat.  It 
           13          was a physical threat.
           14               Q      All right.  Now I have respect 
           15          for your hardiness as a business agent; and 
           16          at the same time, there are allegations here, 
           17          allegations that this site was seen by 
           18          business agents at 608, as a site in which 
           19          physical threats would not be an unheard-of 
           20          thing.  In other words, it was a site in 
           21          which you were not the only individual who 
           22          may have been threatened concerning it.  
           23                      So I want to ask you this very 
           24          broad question:  Other than this incident, 
           25          which you've just described to me, were you, 


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                                                                  48
            1                            J. Firth
            2          to your knowledge, ever threatened in any way 
            3          again, concerning whether it is JBF, Silo, on 
            4          this jobsite, West 96th Street site here?
            5               A      Never.
            6               Q      Any other occasion?
            7               A      Never.
            8               Q      Never.  Were you ever told by 
            9          anybody that they had been threatened, or 
           10          that they felt threatened with some 
           11          relationship to this jobsite?
           12               A      No. 
           13               Q      Think carefully about it. 
           14               A      I'm tying --  did anybody else 
           15          tell me they were threatened? 
           16               Q      Yes, or give you clues that they 
           17          were in a threatening environment?
           18               A      No.  
           19               Q      I'm going to continue for a 
           20          while.  Let me go chronologically.  The 
           21          person who physically threatened you with 
           22          words that you are unable to recall today --
           23               A      It was four years ago.
           24               Q      Well, tell me when it was. 
           25               A      Four years ago. 


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                                                                  49
            1                            J. Firth
            2               Q      I can read the calendar as well 
            3          as anybody.  But the point is, I don't know 
            4          when this was, because the shop steward -- 
            5          the job starts in December. 
            6               A      How come -- I'm telling you it is 
            7          four years ago, and you keep telling me you 
            8          can read the calendar.  This guy wasn't even 
            9          on the job when I was threatened.  I was 
           10          threatened a year before that, or six months, 
           11          whatever it is.
           12               Q      That's what I want to ask you.  
           13          Listen to my question.  My question is, can 
           14          you put a date --
           15               A      No.
           16               Q      -- when it happened, when you 
           17          were threatened physically?
           18               A      No.  It wasn't too cold out, 
           19          though, I know that.
           20               Q      Do you think it was the summer; I 
           21          mean, you said not too cold.  Spring, summer 
           22          fall?
           23               A      It would help if I got the shop 
           24          steward sheets for the concrete company, 
           25          because it was the beginning of the job.


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            1                            J. Firth
            2               Q      That's great.
            3               A      It was around warm weather time.  
            4          That's the best I can do.  I don't know if it 
            5          was the fall or spring, but this job started, 
            6          looks like December 20.  I would say it was 
            7          probably in the late summer, fall.  But 
            8          that's not definite yet.
            9               Q      What I'm asking is, because this 
           10          is my effort to gather whatever facts I can, 
           11          I wasn't on this jobsite, so I have to rely 
           12          upon you for any records that would reflect 
           13          the goings on on this job.  
           14                      I talked to John Greaney, 
           15          business manager, and I talked to Moe Leary.  
           16          What I said was, I want any document having 
           17          to do with this address.  So the fact that I 
           18          don't have the shop steward reports for the 
           19          concrete contractor, is not because I didn't 
           20          ask for it. 
           21               A      May I say something? 
           22               Q      Yes.
           23               A      Did you ask John Greaney 
           24          specifically for Silo and Prince; am I right?
           25               Q      My feeling is, I'm here in a 


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                                                                  51
            1                            J. Firth
            2          search for information.  One of the reasons 
            3          that I'm talking to you and Mr. Dienst today 
            4          is to say:  Look, these are my problems, 
            5          these are my questions; I'm asking for your 
            6          information, and if there's other information 
            7          that would help me in understanding what 
            8          happened here, please provide it to me so 
            9          that I can do a better job of being accurate.  
           10          That's really how you should see what I'm 
           11          doing.  
           12                      If I was going to be accusing you 
           13          of wrongdoing, this interview would have 
           14          started differently. 
           15                      MR. DIENST:  What he is also 
           16               suggesting that you do, is listen to the 
           17               questions that he asks you.  Answer the 
           18               questions that he asks you.
           19                      MR. FIRTH:  Okay.
           20               Q      If my question starts, isn't it a 
           21          fact that X, Y, Z, then you have reason to be 
           22          upset with me.  I'm not asking questions that 
           23          way, Joe, I'm asking questions:  Can you help 
           24          me, do you know what it is, is there a 
           25          record, do you remember.  


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                                                                  52
            1                            J. Firth
            2               A      No.  It was definitely four years 
            3          ago, because it was when my mother was sick.
            4               Q      I'm not challenging that; I'm 
            5          going by the record.  That's why I want the 
            6          records.  The only records I have, show me 
            7          the job starting in December 2001.  If there 
            8          are other records showing ten years ago, I'm 
            9          asking for them, because I'm trying to figure 
           10          out what happened here, and I'm looking to 
           11          you for help in doing so.  Okay?
           12               A      Yes. 
           13               Q      You were threatened.  This person 
           14          who physically threatened you with words that 
           15          you don't recall, and I can understand, but 
           16          you understood it as a threat, right?
           17               A      Yes, I did.
           18               Q      Can you describe this human being 
           19          to me?
           20               A      Fifties, early fifties; Italian.
           21               Q      Early fifties, Italian.  Height, 
           22          weight?
           23               A      About 5'8", 5'9", stocky.
           24               Q      Have you ever seen this human 
           25          being again anywhere, anyplace?


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            1                            J. Firth
            2               A      No.
            3               Q      You're sure?
            4               A      Yeah. 
            5               Q      Was he a carpenter or not, was he 
            6          a union member or not, if you know?
            7               A      No.
            8               Q      You don't know or he wasn't?
            9               A      To my knowledge, he wasn't.
           10               Q      Did you try to card these people 
           11          on the site when you were up there at this 
           12          time?
           13               A      Yes, I did.
           14               Q      Did any of them have cards?
           15               A      No. 
           16               Q      What was the total there, four or 
           17          five?  I'm not sure what you told me. 
           18               A      From what I remember, it was 
           19          four.
           20               Q      One of them was this gentleman 
           21          who threatened you?
           22               A      No.  Besides -- there was four 
           23          guys besides him.  He came over when I asked 
           24          them for the union cards.
           25               Q      How was he dressed; did he have 


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                                                                  54
            1                            J. Firth
            2          tools on?
            3               A      Just dressed casual.
            4               Q      Does that mean a shirt --
            5               A      Jeans and a pair of boots.
            6               Q      No tools?
            7               A      No.
            8               Q      To your knowledge, did this 
            9          individual who threatened you, indicate his 
           10          relationship to the job, or what his position 
           11          was, or anything about him?
           12               A      Excuse me.  I think basically he 
           13          was the super overseeing the job.
           14               Q      You're going to try to find me 
           15          shop steward reports, if they exist?
           16               A      They would be in the Council.  We 
           17          don't keep shop steward reports that long.
           18               Q      I would encourage you again, 
           19          perhaps to consider the significance of 
           20          maintaining your own records.  That's 
           21          something for you for the future, long after 
           22          I'm gone. 
           23               A      I can't get them from the 
           24          Council; you have to get them.
           25               Q      I'll get them.  In terms of the 


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                                                                  55
            1                            J. Firth
            2          Council, I'll get them.  If I don't get them, 
            3          I'll find out why.  I've had that experience 
            4          on another matter.  I'm good at that.
            5               A      Okay. 
            6               Q      The point I want to make is, I 
            7          want to now go to the appointment of the shop 
            8          steward, Mr. Okeefe, the gentleman who you 
            9          see there on the very front page of that 
           10          exhibit, which I think is -- whatever the 
           11          number is on the front, JF-24. 
           12                      (Shop steward reports, West 96th 
           13               marked Exhibit JF-24.)
           14               Q      Did you have any role or any kind 
           15          or participation in the selection or the 
           16          dispatch of Mr. Okeefe to that jobsite?
           17               A      None whatsoever. 
           18               Q      Did you ever discuss with anyone, 
           19          whether a business agent, Mr. Okeefe or 
           20          another carpenter, how he got to that 
           21          jobsite?
           22               A      I may have talked to Jerry or 
           23          John about it.  I can't be definite, but I'm 
           24          sure you have the dispatch, and you'll show 
           25          me that there was definitely unusual 


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                                                                  56
            1                            J. Firth
            2          qualifications put in.
            3               Q      You bet; you bet, Joe.  
            4                      What I'm asking you is, what is 
            5          your knowledge of that subject?
            6               A      I don't know.
            7               Q      Do you have any recollection 
            8          that --
            9               A      No.
           10               Q      You say they are unusual skills.  
           11          Is that based upon your review at the time, 
           12          or is it, how did this guy get there, or is 
           13          it based on something recently that you have 
           14          looked at?
           15               A      No, no, I didn't look at it.  
           16          From what I am thinking, -- I found out later 
           17          on that he worked for them in the Bronx.  Am 
           18          I right?
           19               Q      You bet. 
           20                      MR. MACK:  Is it the Bronx or 
           21               Manhattan?
           22                      MR. SOBOCIENSKI:  I think it was 
           23               the Bronx.
           24               A      It was the Bronx.  I never came 
           25          across these guys in Manhattan, so -- I think 


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                                                                  57
            1                            J. Firth
            2          later on, after all this crap, we put 
            3          together that he was part of them; you know, 
            4          he was in cahoots with them, from before, 
            5          too.
            6               Q      I'm putting that together, too.  
            7                      Right now, what I'm asking you 
            8          is, what is your recollection, or what did 
            9          you learn?  I want the benefit of your 
           10          knowledge and assessment of what happened 
           11          here.  That's one of the reasons you're here 
           12          today.  
           13                      What happened here; how did this 
           14          guy get to this jobsite?
           15               A      The Council sent him.
           16               Q      Let's be careful.  True, he was 
           17          dispatched from the out-of-work list, but 
           18          what about the skills that went on and what 
           19          have you; did you ever look at it and form 
           20          your own opinion that something didn't look 
           21          right to you?
           22               A      I can't remember if I did or I 
           23          didn't, at this time.
           24               Q      Didn't you just tell me just a 
           25          second ago, you looked at it, and it 


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                                                                  58
            1                            J. Firth
            2          looked --
            3               A      Later on, I probably might have 
            4          looked at it again.  I figure this guy was in 
            5          cahoots with them.  He was in the Bronx.
            6               Q      No question he is in the Bronx.  
            7          No question as to how he got to this jobsite.  
            8          What I'm trying to figure out is, what, if 
            9          any, knowledge, and when did you figure this 
           10          out, or how did you figure it out, if you 
           11          remember?
           12                      Let me say it again.  You're not 
           13          wrong.
           14               A      I know.  That's the first time I 
           15          met him.  I never knew this guy.  I'm only 
           16          putting bits and pieces -- you have more 
           17          information than I have.
           18               Q      I'm just a lawyer.  You were 
           19          there.
           20               A      I'm just a dumb carpenter. 
           21               Q      Don't play that one on me.  I 
           22          have been through that.  This is your 
           23          jobsite.  You're the guy in the sense that he 
           24          is supposed to be reporting to you, and you 
           25          are telling me, if I hear you correctly, at 


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                                                                  59
            1                            J. Firth
            2          some time you came to at least the impression 
            3          or opinion that something wasn't right about 
            4          his getting to this jobsite, and I'm trying 
            5          to find out when and why you came to that 
            6          conclusion.
            7               A      I came to the conclusion he was 
            8          in cahoots with them, after it happened.  I 
            9          don't know how we found out that he worked 
           10          with them in the Bronx, but we definitely 
           11          found out he was in the Bronx.
           12               Q      You can look at what his last 
           13          jobs were.
           14               A      I think I asked for a bunch of 
           15          dispatches for his history.
           16               Q      When did you do that?
           17               A      After I came back from Florida, 
           18          after all this crap went on. 
           19               Q      Lay out for me, the crap.
           20               A      Where Jerry and John went up to 
           21          the job when I wasn't around, because they 
           22          had got the call that there was something 
           23          wrong going on up there, and either there was 
           24          guys working there that were not on the 
           25          sheets, or there might have been cash going 


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                                                                  60
            1                            J. Firth
            2          on, or something.  I wasn't there.
            3               Q      You didn't hear what they said 
            4          about what they found?
            5               A      When I came back, Jerry told me 
            6          about it.
            7               Q      Jerry Philbin?
            8               A      Yes. 
            9               Q      What did he say?
           10               A      I can't give exact words.  It is 
           11          a couple of years ago.  But he pretty much 
           12          told me the motherfucker Okeefe was up there 
           13          fucking around.  I think Jerry is the one 
           14          that replaced him.
           15               Q      I'm going to show you the 
           16          dispatch.
           17               A      Okay.
           18               Q      The point I'm trying to get, I 
           19          hear what Jerry did.  Did John ever weigh in 
           20          what's going on here?  When did you figure 
           21          out that Okeefe had been on an earlier Silo 
           22          job?
           23               A      Well, first of all, I felt like 
           24          an idiot that I got the wool pulled by this 
           25          guy.  I just thought he was such a nice guy.


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            1                            J. Firth
            2               Q      What was his behavior?
            3               A      He would be smiling.  How's the 
            4          job?  We are still laying out.  Just small 
            5          talk.  If you look at him, you think -- I 
            6          would never think he was involved with 
            7          corruption, you know.
            8               Q      Things are often not what they 
            9          seem, Joe.
           10               A      I learned that in the last five 
           11          years.
           12               Q      But the point is this:  There's a 
           13          lot more to this than you may know, and so I 
           14          want to go through it.
           15               A      I'm sure.
           16               Q      I don't want you to assume that 
           17          Okeefe is all bad, either; I don't want you 
           18          to lay everything off on him.
           19               A      I'll save that opinion to later.
           20               Q      Reserve judgment.  I need your 
           21          help in telling me what you saw and heard.  
           22          Did you know that Okeefe was having cancer 
           23          treatment, and was basically --
           24               A      He had told me that.  Actually, 
           25          he showed me some paperwork from some 


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                                                                  62
            1                            J. Firth
            2          hospital.
            3               Q      During the time he was on this 
            4          job?
            5               A      Yes.
            6               Q      Did he say that that prevented 
            7          him from being there all the time, that he 
            8          had to go for health care?
            9               A      No.  He would be missing one or 
           10          two hours a week in the afternoon because of 
           11          chemo, I think.  I think he was going up to 
           12          Columbia Presbyterian, I think he said.
           13               Q      Did you talk to him about why he 
           14          wouldn't be on the site at certain times 
           15          because of his chemo?
           16               A      No, it wasn't major time.  He was 
           17          only going to be gone an hour. 
           18                      MR. DIENST:  Were you 
           19               particularly sensitive about this 
           20               because of any personal situation?
           21                      MR. FIRTH:  At the time, my 
           22               mother was dying of cancer.  Yeah, I 
           23               was.  That was another thing, too.
           24               Q      My feeling is, notwithstanding 
           25          being called abusive by the President of the 


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                                                                  63
            1                            J. Firth
            2          District Council, and this is an inside joke, 
            3          the point I'm making here is, I'm sensitive 
            4          to the need to accommodate somebody who has a 
            5          health issue.  I'm trying to find out, did 
            6          you try to accommodate him with respect to 
            7          his chemo?
            8               A      Yes, I cut him -- sure, I wasn't 
            9          going to tell him that he was going to stay 
           10          on the job.  It wasn't like he was supposedly 
           11          missing days at a time.  It was only a couple 
           12          of hours a week. 
           13               Q      Did you make any record of any 
           14          kind, that you had given him permission to be 
           15          away two hours on Wednesday, or whatever time 
           16          it was?
           17               A      No.
           18               Q      Did he note on any of his shop 
           19          steward reports -- he didn't; but I mean, the 
           20          point is, did you ever have, as the subject 
           21          of conversation, that when you're not there, 
           22          just note that you're not there; if the 
           23          contractor wants to pay you for your chemo; 
           24          fine?
           25               A      At that time I probably didn't 


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                                                                  64
            1                            J. Firth
            2          tell him that.  At that time, we weren't at 
            3          where we are now.
            4               Q      True.
            5               A      It was a learning process.  I'm 
            6          going to say no, I didn't ask him to make any 
            7          notes on the sheet.
            8               Q      Let's go back to the subject of 
            9          his appointment to this job as shop steward.  
           10          Either at the time of his appointment or at a 
           11          later time, did you come to the opinion or 
           12          conclusion that there had been some 
           13          manipulation in order to get him to this 
           14          jobsite on West 96th Street?
           15               A      I can't remember.  I would have 
           16          to see the thing.
           17               Q      "I can't remember."  That's your 
           18          answer; right?
           19               A      Yes. 
           20               Q      I