Please Donate to cover costs and finance law suits by NY Carpenters                                                                   1

          1   UNITED STATES DISTRICT COURT
              SOUTHERN DISTRICT OF NEW YORK
          2   - - - - - - - - - - - - - - - - - - - - x
              UNITED STATES OF AMERICA,
          3   
                               Plaintiff,
          4   
                   -against-                        Index No.
          5                                     90 CIV.5722 (CSH)
              DISTRICT COUNCIL OF NEW YORK CITY AND
          6   VICINITY OF THE UNITED BROTHERHOOD OF
              CARPENTERS AND JOINERS OF AMERICA, et al.,
          7   
                               Defendants
          8   - - - - - - - - - - - - - - - - - - - - x
          9   
         10   
         11                          December 17, 2003
                                     10:15 a.m.
         12   
         13   
         14           DEPOSITION of ALBERT DeROSS, taken by
         15   Federal District Court Judge Charles S. Haight,
         16   pursuant to Agreement and Court Order, held at the
         17   office of Doar Rieck & Mack, Esqs., 217 Broadway,
         18   New York, New York 10007, before Ken Sofronski, a
         19   Stenotype Reporter and Notary Public of the State
         20   of New York.
         21   
         22   
         23   
         24   
         25   


                                                                        2

          1   A P P E A R A N C E S
          2   
          3        DOAR RIECK & MACK, ESQS.
                         Attorneys for Federal District Court
          4              Judge Charles S. Haight
                         217 Broadway
          5              New York, New York 10007
                   BY:   WALTER MACK, ESQ. 
          6   
          7   
                   O'DWYER & BERNSTEIN, LLP
          8              Attorneys for Defendant District
                         Council of Carpenters
          9              52 Duane Street
                         New York, New York 10007
         10        BY:   GARY ROTHMAN, ESQ., OF COUNSEL
         11   
         12        RUSKIN MOSCOU FALTICHEK, P.C.
                         Attorneys for Sorbara Construction
         13              and The Witness
                         190 EAB Plaza
         14              Uniondale, New York 11556
                   BY:   ALEXANDER G. BATEMAN, JR., ESQ., OF
         15              COUNSEL
         16   
         17        UNITED STATES DEPARTMENT OF JUSTICE
                         Attorneys for USA
         18              33 Whitehall Street
                         New York, New York 10007
         19        BY:   EDWARD SCARVALONE, ESQ., OF COUNSEL
         20   
         21   A L S O     P R E S E N T
         22        DONALD T. SOBOCIENSKI
         23   
         24   
         25   


                                                                        3

          1                     * * * * * * * * * * *
          2   
          3               IT IS HEREBY STIPULATED AND AGREED that
          4         the filing and sealing of the within
          5         examination be and the same are hereby waived;
          6               IT IS HEREBY STIPULATED AND AGREED that
          7         all objections except as to the form of the
          8         question be and the same are hereby reserved
          9         to the time of the trial;
         10               IT IS HEREBY STIPULATED AND AGREED that
         11         the within examination may be sworn to before
         12         any Notary Public with the same force and
         13         effect as if sworn to before a Judge of this
         14         Court;
         15               IT IS HEREBY STIPULATED AND AGREED that
         16         the transcript is to be certified by the
         17         Reporter.
         18   
         19                     * * * * * * * * * * *
         20   
         21   
         22   
         23   
         24   
         25   



          1          Proceedings                  4
          2         MR. MACK:  Let me thank you, Mr.
          3   DeRoss, for coming here today during
          4   this holiday period.  I want to take a
          5   pretty significant period of time
          6   initially to tell you who I am and what
          7   is happening, who the people are in the
          8   room and eventually you will be sworn
          9   in as a witness.
         10         I will try to explain all of your
         11   rights and answer whatever questions
         12   you may have and then cover what is
         13   probably a fairly brief number of jobs
         14   in which I am interested in and maybe
         15   cover a couple of other topics.  We
         16   should be done here really before lunch
         17   if everything goes well.  I know how
         18   significant your presence is to a job
         19   site and I have had the privilege of
         20   talking to Mr. McGowan and Mr.
         21   Fitzgerald, as you are probably aware,
         22   so I will try to be as efficient as I
         23   can be in trying to deal with the
         24   information that I need to have.
         25         First of all I am an independent



          1          Proceedings                  5
          2   investigator appointed by a federal
          3   judge sitting in the Southern District
          4   of New York, Judge Haight.  You may
          5   know this, but it is part of my routine
          6   to make sure that every witness who
          7   appears before me has the benefit of
          8   basically what is a routine to try to
          9   explain what is happening and what is
         10   going on.  Even if you know this
         11   information, it is my job to ensure
         12   that you do know it.
         13         I am appointed by the judge with
         14   the consent of the United States
         15   Government and District Council of
         16   Carpenters who agreed to basically my
         17   appointment by the judge.  In that
         18   Order which your attorney, Mr. Bateman,
         19   has a copy of, it pretty much sets
         20   forth what my duties and obligations
         21   are.  In essence, in very simple
         22   fashion, it is to look into various
         23   aspects of the District Council of
         24   Carpenters hiring program and how those
         25   programs work.  So that my role is



          1          Proceedings                  6
          2   really primarily investigative.  I have
          3   no authority -- I am not a prosecutor.
          4   I work for the court and basically I
          5   don't have power to discipline.  I have
          6   the power to try to discover facts and
          7   determine things which are true or
          8   untrue, but I have no authority in the
          9   District Council of Carpenters to
         10   discipline anyone.
         11         I know you are a union member, I
         12   know that, but you should understand
         13   that they retain all of the powers of
         14   discipline and my job is to assess
         15   information, write reports to the court
         16   and in an effort to ensure that the
         17   parties to the litigation, which is a
         18   case brought many years ago by the
         19   United States involving the District
         20   Council that I routinely invite the
         21   parties to participate in my more
         22   formal presentation, which this is.
         23         The people or the person
         24   representing the District Council of
         25   Carpenters today is Gary Rothman.  He



          1          Proceedings                  7
          2   is the gentleman with the mustache and
          3   basically he is the lawyer which
          4   represents the District Council of
          5   Carpenters and this handsome gentleman
          6   to my left here is an assistant United
          7   States attorney from the Civil Division
          8   of the United States Attorney's Office
          9   representing the United States of
         10   America.  His name is Ed Scarvalone.
         11   They are here at my invitation because
         12   I want to ensure that one, they know
         13   what I am doing and that if, in fact,
         14   there are questions that either of them
         15   have or matters that I have failed to
         16   bring out or matters that are of
         17   significance to them, they have the
         18   opportunity to ensure that I ask
         19   questions that are important to them or
         20   specifically ask questions themselves.
         21         The gentleman sitting to my
         22   right, I don't know if you have met
         23   before, but his name is Don
         24   Sobocienski.  He works with me.  He is
         25   part of the independent investigator



          1          Proceedings                  8
          2   team whose job it is to gather data and
          3   to try to determine the circumstances
          4   of things that are important in my
          5   mind.  He has much more detailed
          6   knowledge of many things than I do and
          7   basically I do what he asks me to do
          8   and he may ask a few questions as well,
          9   but that is who he is.
         10         The gentleman sitting to your
         11   right is Mr. Bateman, who I understand
         12   today is your counsel and will be
         13   assisting you as you wish as we proceed
         14   during what is in many ways a
         15   deposition.  What I mean by that, that
         16   in a few moments you will be sworn and
         17   I will be asking you questions about
         18   particular matters that are of
         19   consequence to me.
         20         Now, in essence, the reason you
         21   are here today is a little bit more
         22   complex than normal.  Some time ago in
         23   the summer, the District Court Judge
         24   Haight granted my request with the
         25   consent of both the government and



          1          Proceedings                  9
          2   District Council to have the authority
          3   to subpoena Sorbara Construction and
          4   specific individuals at Sorbara
          5   Construction.  That is because I don't
          6   know what was in Judge Haight's mind,
          7   but at least he consented to my request
          8   for a subpoena which was served for
          9   documents and for various individuals
         10   to appear before me to respond to the
         11   assignment of shop stewards on
         12   particular jobs that Sorbara
         13   Construction was working on.
         14         Mr. Bateman and I have talked
         15   from time to time since then and he is
         16   basically the individual responsible on
         17   behalf of the company, as well as
         18   specific individuals, to ensure that my
         19   wishes as an agent of the court are
         20   complied with and he has in the course
         21   of the matters represented Mr.
         22   Fitzgerald, who testified under oath
         23   here pretty much on similar topics and
         24   has produced documents on behalf of the
         25   company concerning the assignment of



          1          Proceedings                  10
          2   carpenters to various job sites in the
          3   last several years in the city and the
          4   various boroughs, but primarily
          5   Manhattan.
          6         You are here today because I
          7   think he had the wisdom to recognize if
          8   you didn't appear today, I would obtain
          9   a subpoena for your presence and you
         10   would be forced to come at a time much
         11   more of my own chosing and it saves a
         12   lot of inconvenience and waste of time.
         13   That is the reason why you are here
         14   today and basically the reason the
         15   proceeding is somewhat formal is
         16   because the matters are at least in my
         17   view of some significance.
         18         I want to make sure that every
         19   witness who appears before me has given
         20   some real time and attention to the
         21   answers that they give and that they
         22   are accurate and you will be under oath
         23   and I will go through all of your
         24   rights as a witness.  They are the
         25   same.  This is not a grand jury.  I am



          1          Proceedings                  11
          2   not a prosecutor and what I will say,
          3   which is the most important thing I
          4   will probably say all today to you, is
          5   when you answer a question, that it be
          6   the truth, the whole truth and nothing
          7   but the truth.  You will be not only
          8   under oath, but because I am an agent
          9   of the court, that should there be a
         10   conclusion at some time that you
         11   intentionally sought to mislead me or
         12   deceive me or withhold information from
         13   me because you are protecting someone
         14   or you just didn't want to talk to a
         15   government type, and again I don't work
         16   for the government.  The government is
         17   represented here by Mr. Scarvalone.  I
         18   represent the District Court.
         19         So sometimes witnesses make the
         20   mistake of withholding information or I
         21   am not going to tell the judge or the
         22   government that or only tell 10 or 15
         23   or 80 percent of the truth.  The law is
         24   very clear.  I am entitled to 100
         25   percent of the truth as best you can



          1          Proceedings                  12
          2   recall.  Some witnesses make a mistake
          3   and say I don't recall when they do
          4   recall.  I will tell you that because I
          5   have a truth finding function so if I
          6   determine a witness has lied to me with
          7   intent to mislead me or simply not find
          8   out what the truth is, I will make a
          9   recommendation to the United States
         10   Attorney's Office that they consider it
         11   for criminal prosecution or contempt.
         12         I don't want there to be any
         13   mistakes about that.  There have been
         14   people who have appeared before me and
         15   I won't mention names and I am not
         16   talking about Sorbara representatives
         17   to be perfectly honest, I am talking
         18   about others who appeared before me who
         19   may have fallen prey to the concept
         20   that they can lie or not tell all of
         21   the truth or maybe try to deceive me or
         22   mislead me because maybe they are
         23   protecting themselves or fellow
         24   carpenters or protecting other people
         25   who are close associates and friends.



          1          Proceedings                  13
          2         I am sure Mr. Bateman has told
          3   you, I am sure he has.  I have
          4   confidence in his abilities that you
          5   have to tell the truth.  That is the
          6   only real way that I can proceed.  This
          7   is not a criminal investigation.  I
          8   mean there is no one who can predict
          9   that the truth is going to result in
         10   discipline or some punishment to
         11   someone.  The only way, at least in my
         12   investigations, that someone who is a
         13   witness can run into a problem is if
         14   they lie under oath to me because no
         15   one can really predict that because a
         16   particular carpenter was assigned in a
         17   particular time and in a particular way
         18   that that is worthy of penalty.
         19         I am just trying to find out who
         20   certain carpenters and specific
         21   carpenters got to specific sites and
         22   how they got there.  So I can't really
         23   say one way is wrong, one way is right.
         24   Those are matters for the judges and
         25   perhaps for the parties to assess and



          1          Proceedings                  14
          2   try to figure out.
          3         There is a concept, gee, if I say
          4   this, I will be protecting someone or
          5   it is better for the company if I say
          6   this, though I know the truth is
          7   totally different.  There is no way
          8   that anyone could predict that a
          9   particular way a carpenter got assigned
         10   to a particular location is worthy of
         11   sanction or not.
         12         The one thing I can predict is
         13   that if somebody lies under oath to me
         14   in a proceeding for whatever reason or
         15   tries to tell me something which they
         16   know to be untrue, that that will make
         17   life much more difficult for them and
         18   it might result in a reference to a
         19   prosecutor for assessment as to whether
         20   a criminal matter should be brought.
         21         So I say this to you, what I have
         22   said to pretty much every witness that
         23   has appeared, and I am singling you
         24   out, I have said the same things to
         25   George and Tom when they appeared here.



          1          Proceedings                  15
          2   The idea is tell the truth.  It is as
          3   simple as that.  I am sure you will
          4   because it would not be smart for you
          5   to tell something untrue.
          6         You as a witness here have a
          7   number of rights that I want to go
          8   through and make sure you understand.
          9   As I say, you will be placed under
         10   oath.  I will try to ask clear
         11   questions.  No one is trying to be
         12   unfair, believe me.  Nothing would make
         13   the judge more unhappy with me than if
         14   I ask questions that were unfair or in
         15   some way unfair to you.  This
         16   proceeding is designed to be as fair to
         17   you as I can possibly make it because I
         18   will rely upon the fact that what you
         19   tell me is the truth, but there are a
         20   number of things which you have the
         21   right to do.  If you don't understand
         22   the question, tell me.
         23         Mr. Bateman has been here before.
         24   He is an experienced individual.  He is
         25   here to defend and ensure that this



          1          Proceedings                  16
          2   proceeding is conducted fairly.  If you
          3   need to talk about any subject with
          4   him, just say I would like a few
          5   minutes to go out and discuss the
          6   matter.  I am not sure what I should do
          7   here.  That is why he is here.  He is
          8   here as your attorney.  I will go
          9   through today what that may mean.  I am
         10   sure he has advised you of this
         11   potential conflict, but basically it is
         12   something that you need to hear about
         13   just to make sure.
         14         Maybe I will cover it now while I
         15   am on the topic.  He has represented
         16   George Fitzgerald.  He has also
         17   represented the company in terms of
         18   production of documents and in
         19   discussions with me about what the
         20   company policies are with respect to
         21   assigning of carpenters and shop
         22   stewards on the job sites that Sorbara
         23   worked at.  He is here today though to
         24   represent you, Albert DeRoss, and his
         25   job here is to ensure that you are



          1          Proceedings                  17
          2   personally represented.  He has an
          3   ethical obligation to ensure that he is
          4   not conflicted.  In other words, that
          5   his prior representation which
          6   continues of Mr. Fitzgerald and his
          7   prior representation of the company do
          8   not prevent him from giving you the
          9   best individual advice and there at
         10   least is a possibility here there will
         11   be a conflict between what George told
         12   me and what the documents say and what
         13   you have to say.  There is nothing
         14   wrong with that from a factual point of
         15   view.  What is important is the legal
         16   advice you get not be impeded or
         17   conflicted out.  He is here to
         18   represent you in the first instance.
         19   That is Mr. Bateman's job, to ensure
         20   that he is not conflicted because he is
         21   ethically required to ensure that he
         22   can't say I am here to help Albert
         23   DeRoss and at the same time making
         24   decisions that help George or the
         25   company.  His job here today is to



          1          Proceedings                  18
          2   watch over you and to assist you in
          3   answering questions and making sure if
          4   he feels that he is prevented from
          5   doing this, it is his obligation to
          6   announce that and say I don't feel
          7   given what has happened here that I can
          8   continue to represent Mr. DeRoss, but
          9   also you should understand and I want
         10   to make sure you do as best I can
         11   explain, that his obligation here is to
         12   you as far as I am concerned.  In terms
         13   of gathering the truth, I don't care if
         14   there is a conflict in testimony
         15   between you and the company
         16   representatives and between you and
         17   George.  My job is to find out what
         18   really happened, but you may care, you
         19   may feel hey, I will not protect George
         20   and I have high respect for you as
         21   George based on his reputation, but
         22   there may be an inconsistency here.
         23   You need to be accurate yourself.
         24         Should somebody come to you and
         25   say Albert, why did you say one thing



          1          Proceedings                  19
          2   when you knew that the opposite was
          3   true.  The answer can't be, well, I was
          4   trying to protect George or the company
          5   or I was trying to protect a shop
          6   steward that I knew.  Those are not
          7   excuses that permit you to lie under
          8   oath.
          9         So I want to make sure you are
         10   content with having Mr. Bateman, who is
         11   an attorney for the company and an
         12   attorney for George Fitzgerald
         13   represent you here today.  Are you
         14   content with him as counsel?
         15         THE WITNESS:  Yes, I am.
         16         MR. MACK:  If at any time you
         17   feel somewhat concerned about that, you
         18   should raise that during the course of
         19   the proceeding because I would stop the
         20   proceeding and allow you to get
         21   separate counsel were that necessary in
         22   your mind.  You are the most important
         23   person in this room today in terms of
         24   what you have to say and your
         25   understanding the questions and giving



          1          Proceedings                  20
          2   the answers.  That is the best way to
          3   look at it.
          4         Now I also say the following.
          5   This is a proceeding designed to gather
          6   facts about matters dealing with the
          7   placement or assignment of carpenters
          8   to job sites in the city.  Even though
          9   Mr. Scarvalone is from the United
         10   States Attorney's Office, he works in
         11   the Civil Division.  He is not a
         12   prosecutor.  He is here in his aspect
         13   of a party to this litigation that has
         14   gone on for years in terms of the
         15   relationship of the carpenters and the
         16   government in terms of various other
         17   developments or rules that have been
         18   put in place.
         19         As you already see -- by the way
         20   if I talk too fast or you talk too
         21   fast, the reporter who is the hardest
         22   working person in the room, will slow
         23   us down and tell us that we need to
         24   speak more slowly.  I am the culprit
         25   because I talk pretty quickly.



          1          Proceedings                  21
          2         During the questioning today you
          3   should speak rather than nod your head
          4   or things of that nature because the
          5   purpose of the reporter being here is
          6   to permit me to ensure that I have an
          7   accurate record of what you told me and
          8   what was said.  He is the hardest
          9   working person here.
         10         Let me finish with where I was
         11   going, which was this is a civil
         12   matter, not a criminal matter.
         13   However, if I should ask a question
         14   which in your view might tend to
         15   incriminate you, I can't conceive of a
         16   question that would, but I give this
         17   warning to everyone, and you feel for
         18   some reason that it might tend to
         19   incriminate you in a criminal context,
         20   you have the right to assert the fifth
         21   amendment as every witness here.  You
         22   are not being singled out for this.
         23   What I would suggest if you have a
         24   question on that topic, you should talk
         25   to Mr. Bateman about it because if you



          1          Proceedings                  22
          2   do assert the fifth amendment, it may
          3   have some impact one, at your company.
          4   I don't know what their policy is, and
          5   second of all, it might permit me to
          6   draw some inference of some kind about
          7   a topic.  I might say if Mr. DeRoss
          8   didn't answer this question, maybe my
          9   view of what really happened here
         10   occurred, but that is something I would
         11   do carefully.  I said to you that I
         12   would give the fifth amendment notice.
         13   It is not a warning, it is a notice.
         14   If I should ask a question that you are
         15   concerned about that might intend to
         16   incriminate you, that what you should
         17   do is talk to Mr. Bateman and then
         18   decide whether you do indeed wish to
         19   assert it because you have that right.
         20   Okay?
         21         THE WITNESS:  Yes.
         22         MR. MACK:  Let me see if there is
         23   anything else I want to talk to you
         24   about.
         25         Let me ask this, do you have any



          1                      Proceedings                  23
          2               questions you would like to ask me
          3               about why we are here, what is
          4               happening and what your rights are,
          5               anything at all that I have tried to
          6               cover?
          7                     THE WITNESS:  No.  I think you
          8               have covered almost everything.
          9                     MR. MACK:  Is there anything else
         10               you want to say or you need to say or
         11               think needed to be said before we
         12               start?
         13                     MR. BATEMAN:  No.  I think you
         14               have covered it all.
         15                     MR. MACK:  Mr. Rothman, anything
         16               you would like to add or subtract in
         17               comments?
         18                     MR. ROTHMAN:  No, sir.
         19                     MR. MACK:  Mr. Scarvalone?
         20                     MR. SCARVALONE:  Nothing to add.
         21                     MR. MACK:  Let me ask if I may
         22               that the witness be sworn.
         23   A L B E R T     D E R O S S, having been sworn by a
         24         Notary Public of the State of New York, was
         25         examined and testified as follows:



          1                         DeRoss                    24
          2   EXAMINATION BY MR. MACK:
          3         Q     Could you just state and spell your
          4   name?
          5         A     Albert DeRoss, D-e-R-o-s-s.
          6         Q     Mr. DeRoss, would you tell us how you
          7   are employed?
          8         A     Employed through Sorbara Construction
          9   as a superintendent.
         10         Q     Could you, and don't be shocked at some
         11   of the questions, I know it is an introductory
         12   period, I need to establish certain things so it is
         13   basically I am going through a few basic things and
         14   then we will focus on the issues that are most
         15   important.
         16               Could you give me some idea of what the
         17   duties of a superintendent are at Sorbara?
         18         A     The duties are to coordinate my trades,
         19   meet schedules, concrete pours, deadlines, make
         20   sure the job is going correctly efficiently.
         21         Q     I will always give you a time to finish
         22   your answer and you will have a time and, of
         23   course, Mr. Bateman will give you an opportunity if
         24   he has questions that need to be asked here so the
         25   record is complete.  There wouldn't be any effort



          1                         DeRoss                    25
          2   to deny you to say anything you want to say so your
          3   answers are complete.  I understand the subject
          4   matter.  When you say coordinate your trades, would
          5   you just identify the trades that you are referring
          6   to?
          7         A     I would coordinate my carpenters, my
          8   laborers, the lathers, masons, my surveyors and the
          9   crane.
         10         Q     Carpenters, laborers, surveyors, crane?
         11         A     Lathers, masons.
         12         Q     You yourself, if I am correct, are a
         13   carpenter, you still maintain membership in the
         14   carpenters' union?
         15         A     Yes, I do.
         16         Q     That union is the local union that you
         17   are a member of?
         18         A     I am in Local 926.
         19         Q     That is a Brooklyn local?
         20         A     Yes, it is.
         21         Q     How long have you been a member of
         22   Local 926?
         23         A     I was in another local before that,
         24   another carpenter local in Staten Island.
         25         Q     What was the number of that?



          1                         DeRoss                    26
          2         A     20 and I started in Local 20 I believe
          3   in 1983 and I think I transferred out of there in
          4   '95.
          5         Q     In '95 you transferred to 926?
          6         A     Yes.
          7         Q     Was there a particular reason you
          8   changed your residence?
          9         A     No.  There was more work at the time in
         10   Brooklyn.
         11         Q     When did you begin your employment with
         12   Sorbara?
         13         A     The exact date, I don't know.  I would
         14   believe it has to be December, 1998.
         15         Q     What were the circumstances of your
         16   hiring at Sorbara, how did you come to be a Sorbara
         17   employee?
         18         A     I was hired by George Fitzgerald as a
         19   carpenter.  I worked as a carpenter for George a
         20   few months and I was offered a carpenter foreman
         21   position so I took that position.  I stayed with
         22   George on numerous jobs and when the company got
         23   different jobs I became a general carpenter foreman
         24   and then I became a superintendent for the same
         25   company.



          1                         DeRoss                    27
          2         Q     Now although I may have a superficial
          3   understanding of these terms, please be patient as
          4   I ask about them.  The position that George
          5   Fitzgerald originally hired you for was at a
          6   particular job site for a position?
          7         A     There was a carpenter at 401 Chambers
          8   Street, Battery Park.  I came there as a carpenter.
          9         Q     That was in 1998?
         10         A     I believe so.
         11         Q     When you say hired, you mean a
         12   journeyman carpenter?
         13         A     Yes.
         14         Q     Did he request you specifically, when
         15   you say hired you, what does that actually mean?
         16         A     I was shaping the job.
         17         Q     So was that the first time that you met
         18   George, George Fitzgerald and I will be clear that
         19   is who I am talking about?
         20         A     Yes, it was.
         21         Q     Was there any particular reason that
         22   George hired you as far as you know at that
         23   particular time?
         24         A     At that particular time I was working
         25   for Scalmandre across the street and they were



          1                         DeRoss                    28
          2   finishing up and the super on that job, said go
          3   across the street, they are looking for men.  They
          4   are starting out brand new.
          5         Q     Who was the super at the Scalmandre
          6   job?
          7         A     Michael Miranda.
          8         Q     He was a Scalmandre super?
          9         A     Yes, he was.
         10         Q     Had you met at that time, when I say at
         11   that time I am talking about around the end of that
         12   Scalmandre job, an individual by the name of John
         13   Corrigan?
         14         A     Did I meet him with Scalmandre?
         15         Q     My question was did you know him at the
         16   time that you followed Mr. Miranda's advice?
         17         A     No.
         18         Q     When did you first meet John Corrigan?
         19         A     When I started work for Sorbara at 401
         20   Chambers Street.  I had to produce my work card to
         21   him.
         22         Q     So John was the shop steward at 401
         23   Chambers?
         24         A     Yes, he was.
         25         Q     That was the first time that you had



          1                         DeRoss                    29
          2   met Mr. Corrigan?
          3         A     Yes.
          4         Q     How would you describe your
          5   relationship with Mr. Corrigan today?
          6         A     We both carry the same book, he is a
          7   fellow carpenter.  That's about it.
          8         Q     Would you describe your relationship
          9   with him as anything beyond professional?
         10         A     No.
         11         Q     Have you socialized with John Corrigan?
         12         A     No.
         13         Q     Have you discussed your presence today
         14   with John Corrigan?
         15         A     No.
         16         Q     As you sit here today are you aware of
         17   any of the skills and training of John Corrigan?
         18         A     No.
         19         Q     When you were initially hired by
         20   Mr. Fitzgerald for the 401 Chambers, you were hired
         21   and worked under the stewardship of John Corrigan?
         22         A     Yes.
         23         Q     That lasted approximately how long
         24   before you were hired as a carpenter foreman by
         25   Mr. Fitzgerald?



          1                         DeRoss                    30
          2         A     Maybe two months on that same project.
          3         Q     In your own words how did it come about
          4   that you became carpenter foreman, was there any
          5   particular things that occurred or was it just
          6   assessment of your skills and competency?
          7         A     Exactly George started with a new crew
          8   and I was trying to put one together and he seen
          9   the capability I had and that is how it came about.
         10         Q     Would it be fair to state that George
         11   Fitzgerald in your mind is a highly professional
         12   competent construction superintendent?
         13         A     Yes, he is.
         14         Q     Would it also be fair to state that his
         15   reputation for honesty and integrity and competency
         16   is of the highest?
         17         A     Yes.
         18         Q     Could you tell me the difference
         19   between a carpenter foreman and a general carpenter
         20   foreman, what does that mean?
         21         A     A carpenter foreman, there is a couple
         22   of areas on the job.  There is three carpenter
         23   foreman on one building.
         24         Q     Explain how they are divided?
         25         A     My job was to frame the floor



          1                         DeRoss                    31
          2   underneath.  That was called the pin up foreman.
          3   There is another carpenter foreman on top of the
          4   deck that puts the flat deck out.  George
          5   Fitzgerald would oversee myself and the other
          6   carpenter foremen and tell us what he expected from
          7   us, where he wanted to be by the end of the day.
          8   That is what I had to do.
          9         Q     I missed the third, pin up flat deck?
         10         A     And George was the general.  I had to
         11   take care of a third of the carpenter force on that
         12   job.
         13         Q     What was your assignment there at 401
         14   Chambers, were you a pin up?
         15         A     I was the pin up foreman.
         16         Q     Do you remember who the flat deck
         17   foreman was?
         18         A     Rowan Titley.
         19         Q     I think you told me there came a time
         20   when you became a general carpenter foreman, can
         21   you put a time, a date, an approximate date on it?
         22         A     60th Street and Park Avenue.  I know
         23   the job site.  I don't recall the date.  It had to
         24   be a year after.  I don't recall the date.
         25         Q     It would be fair to state that you



          1                         DeRoss                    32
          2   became a general carpenter foreman for Sorbara
          3   Construction at or about the time of the job around
          4   60th Street and Park Avenue?
          5         A     Yes.  I definitely became the general
          6   carpenter foreman half way through 515 Park Avenue.
          7         Q     Did you ever meet a carpenter by the
          8   name of Michael Lynch?
          9         A     Yes, I did.
         10         Q     Can you tell me the circumstances of
         11   how you first met that gentleman?
         12         A     He was a carpenter that worked under us
         13   on the pin up floor.
         14         Q     Can you put an approximate date of when
         15   you first met Mr. Lynch either by job site or by
         16   date?
         17         A     I believe, I am not 100 percent, I
         18   think he was on 401 Chambers Street.  I deal with a
         19   lot of carpenters.  I am not sure.
         20         Q     All I am interested in is for you to
         21   make your best effort.  If you don't recall
         22   something, you don't recall?
         23         A     I am sure Mr. Bateman has told you
         24   don't guess or speculate.  You are doing fine.  Do
         25   the best you can.  Your best belief is you met



          1                         DeRoss                    33
          2   Mr. Lynch at 401 Chambers job site?
          3         A     I believe.  I am not 100 percent.
          4         Q     Did he have any particular position or
          5   was he a journeyman carpenter?
          6         A     Journeyman carpenter.
          7         Q     Are you familiar with the various
          8   construction safety courses given by OSHA?
          9         A     No.
         10         Q     If I were to ask you about the various
         11   courses and how long they are and what they entail,
         12   would you be able to answer those questions?
         13         A     I might.
         14         Q     Could you tell me what you do know or
         15   at least in a general sense of how many courses
         16   there are and how they are distinguished?
         17         A     I know of a shop steward certificate
         18   because I did take the course myself.
         19         Q     Does that have a specific, if you know,
         20   OSHA description?
         21         A     I don't know.
         22         Q     What other certificate or specific
         23   training program that OSHA gives are you familiar
         24   with?  I am just trying to figure out what you
         25   know.



          1                         DeRoss                    34
          2         A     I don't even know that is an OSHA
          3   certificate.  I know that is a certificate the
          4   District Council has.
          5         Q     How about any other certificate that
          6   has OSHA attached to it in your mind?
          7         A     I don't know.
          8         Q     Have you ever heard of a certificate
          9   called a 40 hour OSHA certificate?
         10         A     No.
         11         Q     Have you ever had a conversation with
         12   anyone that contained a 40 hour OSHA certificate or
         13   40 hour OSHA course?
         14         A     No.
         15         Q     Same questions about a 10 hour OSHA
         16   certificate or 10 hour course?
         17         A     No.
         18         Q     Would it be fair to state at least in
         19   your mind you couldn't tell me anything about
         20   either of those courses or certificates?
         21         A     No.  As far as my knowledge, I know the
         22   shop steward certificate.
         23                     MR. MACK:  I would like to take a
         24               five minute break namely for me.
         25                     (A brief recess was taken)



          1                         DeRoss                    35
          2         Q     I will continue to try to be as
          3   efficient as possible because I know it is
          4   important to get you back to work.  You are still
          5   under oath.  Everything that I have said to you
          6   before continues to be in place and obviously if
          7   you need a break or a question to ask, you can
          8   leave the room with Mr. Bateman to discuss anything
          9   that comes up.
         10               During the break I loaned you a copy of
         11   what has been previously marked and these little
         12   marks, I have the original exhibit, I hold onto the
         13   one -- it has a little orange tag.  The number
         14   means absolutely nothing.  It just allows me to
         15   keep track of what documents I am using at the
         16   time.  So the specific document that you have a
         17   copy of has been marked SGF 2.  I want to ask you
         18   some questions about that particular job site in a
         19   moment, so hopefully you have had a brief
         20   opportunity to look at it, but I want to point out
         21   that virtually all of the exhibits I am showing
         22   today to you will be documents that I received from
         23   the District Council of Carpenters, so they are not
         24   Sorbara records, nor do I have -- I believe them to
         25   be your records.  You may never have sent records



          1                         DeRoss                    36
          2   like this before and they may contain information
          3   that is not accurate or is accurate and some of my
          4   questions will be designed to get what Albert
          5   DeRoss' view is of this job site and whether the
          6   information is reliable or unreliable in your own
          7   mind.  I don't want you to tell me since there is a
          8   record, that it must have happened.  It is a record
          9   that I have received from the District Council of
         10   Carpenters and it may be accurate or inaccurate.
         11   In fact, if one were to surmise what I am doing
         12   here today, it is to find out whether some of these
         13   records are accurate or not.  I am going to get
         14   your view and your knowledge about the meaning of
         15   some of these records.
         16               I do want to ask lest I forget it, that
         17   you yourself, if you do have records of your own as
         18   distinct from the company because the company has
         19   been subpoenaed for every record pertaining to a
         20   particular assignment of carpenters basically in
         21   the last three to four years, so I have copies of
         22   those and Mr. Bateman has produced those for me, so
         23   if there is some record that you have, for
         24   instance, about some of these job sites, your own
         25   personal records that you may have pertaining to



          1                         DeRoss                    37
          2   the subject that we talk about, that Sorbara
          3   doesn't have, you should tell Mr. Bateman that
          4   because his obligation is to ensure that I have
          5   every record that concerns the topics we are
          6   talking about and I think, I believe I have those
          7   records as of this time.  If it turns out to be
          8   different, you should tell him, so he can produce
          9   those records for me.
         10               Now I have a couple of basic questions
         11   that I neglected to ask before.  Are you yourself,
         12   in fact, a certified carpenter shop steward?
         13         A     Yes.
         14         Q     What training did you receive in that
         15   regard?
         16         A     I took the 40 hour basic course at the
         17   District Council.
         18         Q     Do you have any other particular
         19   schools or certificates that you yourself have with
         20   respect to construction beyond that shop steward
         21   course?
         22         A     I had a HAZMAT certificate.  I took
         23   that course.  I had the certificate and I let it
         24   lapse.  There was no reason to keep it up and
         25   previously I just took -- let me back up.



          1                         DeRoss                    38
          2               I took a course, but it has nothing to
          3   do with the District Council.  It was a city safety
          4   manager course.  I took a 40 hour course and I went
          5   and took the city safety test with the Department
          6   of Buildings.  I passed the test and I sent my
          7   application in for a license.
          8         Q     Can you give me some timing on when you
          9   took the course?
         10         A     July to August of this year.
         11         Q     2003?
         12         A     Yes.
         13         Q     Who gives that course?
         14         A     I went through the District Council of
         15   Laborers.
         16         Q     So once you get your certificate, does
         17   that mean you are certtified as a city safety
         18   manager at particular construction sites?
         19         A     Yes.
         20         Q     Did you take that course as a result of
         21   any recommendation by Sorbara or someone else or
         22   was that --
         23         A     Just a few gentlemen on the job and I
         24   went because it was something good to have of my
         25   own.



          1                         DeRoss                    39
          2         Q     Did you have maybe a CPR course or any
          3   other particular courses that we have not covered?
          4         A     No.
          5         Q     I know you said no, but I want to make
          6   sure we have it covered.
          7         A     No.
          8         Q     Just one other general question which I
          9   will ask now, in the time that you served on the
         10   same job sites as John Corrigan, did you ever have
         11   reason to question his competency, skill, devotion
         12   or professionalism?
         13         A     No, I never questioned his skill.
         14         Q     Did you ever observe something, hear
         15   something, see something on a construction site in
         16   which your personal view as a professional in the
         17   construction trade would be that John Corrigan did
         18   not meet professional standards as a shop steward
         19   carpenter?
         20         A     No.
         21         Q     Let's go to what I describe and your
         22   description is more important to me, is the job
         23   site here that is the subject of this carpenter
         24   record marked SGF 2, which you should have a copy
         25   of in front of you.



          1                         DeRoss                    40
          2         A     Yes.
          3         Q     And the second page of that exhibit
          4   refers to a job ID at 26th and 6th Avenue.  Do you
          5   see that?
          6         A     Yes, I do.
          7         Q     Are you familiar with that job site?
          8         A     Yes, I am.
          9         Q     How would you term that, what is the
         10   name you would apply to that job site?
         11         A     I was the supervisor on this job.
         12         Q     Do you have a recollection of how you
         13   first became knowledgeable about that site, in
         14   other words, what was your first connection with
         15   that job site?
         16         A     George Fitzgerald.
         17         Q     Just explain it to me how you came to
         18   be there?
         19         A     I was finishing up a job, which I don't
         20   recall where I was before that, and George was
         21   starting a job -- George's job finished up before
         22   mine did and George went to 26th Street to start
         23   the 26th Street job, waiting for his job to start
         24   which was 23rd Street, so after I finished my job,
         25   I don't remember where I was, I went to 26th Street



          1                         DeRoss                    41
          2   to take that job over.
          3         Q     Can you give me some idea what type of
          4   job it is?
          5         A     This is called 776 Avenue of the
          6   Americas, capital of Chelsea, 40 story high-rise.
          7         Q     Were you involved with this job or
          8   project before a shop steward was assigned or
          9   after?
         10         A     No, after.
         11         Q     What is your understanding of the
         12   method as to how a carpenter shop steward gets
         13   assigned to a particular job?
         14         A     I personally call the District Council,
         15   speak to the businessman, journeyman or business
         16   agent in that area the job is going to be and I
         17   tell them I am going to start the job in two or
         18   three weeks and I need a shop steward.
         19         Q     Do you request that that shop steward
         20   have any particular skills?
         21         A     I tell them it is a concrete job.
         22         Q     Have you ever told a business
         23   representative of a carpenter local that the shop
         24   steward on a job that you were responsible for have
         25   any skills beyond concrete?



          1                         DeRoss                    42
          2         A     No.
          3         Q     Have you ever written a document that
          4   was to be sent to the District Council of
          5   Carpenters or local carpenter union in which you
          6   asked that a shop steward could be assigned have
          7   particular skills?
          8         A     No.
          9         Q     Have you ever seen a document similar
         10   to either of the two pages SGF 2 in your role or in
         11   your position as an employee of Sorbara
         12   Construction?
         13         A     Like this, the first time I seen
         14   something like this was a few days ago.
         15         Q     With Mr. Bateman?
         16         A     Yes.
         17         Q     So let me go for the benefit of
         18   Mr. Rothman and then and Mr. Scarvalone's advice
         19   and counsel, I will try to tell you what this form
         20   purports or looks like it says.  What I would like
         21   to do, as I understand your testimony you had
         22   nothing to do with the assignment of this shop
         23   steward to this location any way?
         24         A     That's correct.
         25         Q     There is on the second page, if you



          1                         DeRoss                    43
          2   would look for me, you will see that there is a
          3   skill set about 40 percent of the way down on the
          4   second page.  It starts off saying 10 hour OSHA
          5   certified and then it goes on to say concrete CPR
          6   certified and so on.
          7               Did you yourself to the best of your
          8   knowledge ever have a conversation or come to learn
          9   that the shop steward at this job site needed those
         10   skills?
         11         A     No.
         12         Q     Were they ever the subject of
         13   discussion with anybody including Mr. Corrigan?
         14         A     No.
         15         Q     I know I asked this question, but this
         16   document might have refreshed your recollection,
         17   did you ever talk to Mr. Corrigan about any of
         18   these skills listed here on this page?
         19         A     No.
         20         Q     Have you ever talked to George
         21   Fitzgerald about this job site and the skills that
         22   he felt he required that the shop steward have?
         23         A     No.
         24         Q     So as you sit here today you cannot
         25   give me any information of any kind as to where the



          1                         DeRoss                    44
          2   skilled classifications came from that are
          3   reflected on this exhibit?
          4         A     No, I never -- I was just told to, if
          5   you are starting a job you tell them it is a
          6   concrete job.  If it was sheet rock, I would tell
          7   them it was a sheet rock job.  As far as my
          8   knowledge that is all you had to do.
          9                     MR. SOBOCIENSKI:  When you
         10               arrived at this job site, 26th and 6th,
         11               the capital of Chelsea, the steward was
         12               already in place?
         13                     THE WITNESS:  Yes.
         14                     MR. SOBOCIENSKI:  That was
         15               Mr. Corrigan, right?
         16                     THE WITNESS:  Yes.
         17                     MR. ROTHMAN:  Do you have an
         18               opinion as to the appropriateness or
         19               necessity of these skills for that job?
         20                     THE WITNESS:  I don't understand.
         21                     MR. ROTHMAN:  As you look at the
         22               skills that are listed here that were
         23               requested, in your opinion are they
         24               appropriate for that job?
         25                     MR. MACK:  I don't know what 10



          1                         DeRoss                    45
          2               hour OSHA is, do you?
          3                     THE WITNESS:  No.
          4                     MR. ROTHMAN:  What about any of
          5               the others?
          6                     THE WITNESS:  CPR is great to
          7               have somebody on the job like that.  I
          8               don't know what the OSHA is.  Concrete,
          9               the knowledge of concrete helps me.
         10               CPR helps me.  You have construction
         11               steward system.  That is the
         12               certificate I am talking about.  I
         13               guess we need that.  Wood framing, a
         14               knowledge of wood framing helps me.
         15   BY MR. MACK:
         16         Q     At this job site you had nothing to do
         17   with the hiring?
         18         A     The call to the District Council for
         19   the shop steward, no.
         20         Q     Now I will show you again another
         21   exhibit, this one is marked SGF 4.  GF stands for
         22   George Fitzgerald.  That is the way I would keep
         23   track so most of these exhibits were shown to
         24   George during the course of his opportunity to be
         25   here.  I am interested in what you have to say



          1                         DeRoss                    46
          2   about it.  I hand these over and give copies to my
          3   colleagues here.  Take your time.  These are
          4   carpenter records, not Sorbara records.  You may
          5   have nothing to do with any of these jobs, but I
          6   want to make sure that I gain the benefit of any
          7   knowledge you may have about this job site, which
          8   as I can tell from the second page of SGF 4 is at
          9   660 8th Avenue.
         10         A     I don't recognize the address.  I don't
         11   know what job it is.
         12         Q     So this is a job site you don't believe
         13   you had anything to do with it, would that be fair?
         14         A     That would be fair unless I know a
         15   cross street and --
         16         Q     Do you know a carpenter shop steward by
         17   the name of Michael Guerrin?
         18         A     A carpenter shop steward Michael
         19   Guerrin, no, I don't.
         20         Q     Let's say that is just an effort by me
         21   to ensure that I didn't miss your presence.  I
         22   think it is fair to state from the document itself
         23   it is November 22, 2000.  The call came in with a
         24   start date of November 24, 2000.
         25         A     This is the shop steward's name that



          1                         DeRoss                    47
          2   was on the job, I never had a shop steward by that
          3   name, Michael Guerrin.
          4         Q     Now I will show you another one and I
          5   will get my copies out here.  This one is marked
          6   SGF 5.  Again if you would, take your time and just
          7   go through it and take a look at it and again I say
          8   these are carpenter records, these are not records
          9   of either Sorbara and certainly not your records.
         10   While I am thinking about it, let me ask you your
         11   cell phone number?
         12         A     The top right hand corner of this page,
         13   917-865-8052.
         14         Q     That is your cell phone number?
         15         A     That is one of them, yes.
         16         Q     Could you tell me any other cell phone
         17   number that you have used let's say in the last
         18   three years?
         19         A     I have a Nextel phone number.
         20         Q     Could you give give me that number?
         21         A     To be honest with you, I don't know it.
         22   I know it is 516.
         23         Q     You are a Nextel subscriber?
         24         A     I don't have that with me.
         25                     MR. BATEMAN:  I will see if I can



          1                         DeRoss                    48
          2               get you that number.
          3         A     516-250.  I don't know the rest.
          4         Q     It is a minor thing.  Don't worry about
          5   it.  So in the last three years you had two cell
          6   phones?
          7         A     Yes.
          8         Q     And these are the same cell phone
          9   numbers that you had in the last three years?
         10         A     Yes.
         11         Q     One of them we said already so many
         12   times, it is 917-865-8052, who is your provider for
         13   that number?
         14         A     AT&T.
         15         Q     You have a Nextel phone, the first
         16   digit of which is 516-250.  Let's talk about this
         17   job site which is 59th Street and Columbus Circle
         18   AOL Time Warner, did you have responsibilities at
         19   that job site?
         20         A     Yes, I did.
         21         Q     Would you indicate what they were and
         22   when they began?
         23         A     They began the end of October 2001 --
         24   beginning in November 2001 and George Fitzgerald
         25   was the superintendent there.  I was the



          1                         DeRoss                    49
          2   superintendent there.  It was George's job.  I was
          3   more like an assistant superintendent than George.
          4   We had two towers.  I worked on one and George
          5   worked on the other.
          6         Q     Which one was yours?
          7         A     The south tower.
          8         Q     Did you have a role in the assignment
          9   of the carpenter shop steward to that project?
         10         A     No, I did not.
         11         Q     Did you ever make any communications to
         12   the District Council of Carpenters in which you
         13   described the skills appropriate for the carpenter
         14   shop steward to be assigned?
         15         A     No.
         16         Q     Do you know who did, whose
         17   responsibility it was for the assignment of the
         18   shop steward to that project?
         19         A     Let me understand.  Who would request a
         20   steward for the job?
         21         Q     Yes, if you know.  It wasn't you?
         22         A     I would be guessing.  I would think
         23   George would have to call the District Council for
         24   the job.  It is his job.
         25         Q     But you have no personal knowledge and



          1                         DeRoss                    50
          2   you know you had nothing to do with it?
          3         A     Exactly.
          4         Q     Did you ever have a discussion with
          5   George that concerned what the skill should be for
          6   the carpenter shop steward at the AOL site?
          7         A     No.
          8         Q     If you would take a look at the second
          9   page of Exhibit SGF 5, you will see that there is a
         10   list there of skills.  I assume your answer would
         11   be the same as you just gave to Mr. Rothman with
         12   respect to the skills appropriate for a shop
         13   steward at that site?
         14         A     Right.
         15         Q     So I will not ask you those again.  Did
         16   you yourself have any knowledge of how John
         17   Corrigan came to be the shop steward at this site?
         18         A     No.
         19         Q     Did you yourself ever discuss with a
         20   business representative of the District Council of
         21   Carpenters as to how John Corrigan came to that
         22   site as shop steward?
         23         A     No.
         24         Q     Do you have any idea of how your cell
         25   phone number came to be written on the first page



          1                         DeRoss                    51
          2   of SGF 5?
          3         A     No, I don't.  I would be guessing.  I
          4   do get calls on my cell phone looking for George.
          5   It's a guess.  I don't know.
          6         Q     I want to show you another exhibit and
          7   leave that in front of you because you may want to
          8   refer to it.  It has been marked JC 2-3.  Look
          9   through each page of that exhibit, JC 2-3.  Could
         10   you focus your attention on the cover page.  My
         11   first question would be do you recognize the
         12   handwriting on the cover page of JC 2-3?
         13         A     No, I do not.
         14         Q     Would it be fair to state you know that
         15   is not your handwriting?
         16         A     No, it is not my handwriting.
         17         Q     Have you ever seen this document
         18   before?
         19         A     Yes, I have.
         20         Q     That was very recently?
         21         A     Yes, it was.
         22         Q     When was that?
         23         A     Maybe the end of last week from Alex.
         24         Q     But it would be fair to state that
         25   prior to your attorneys showing you this document,



          1                         DeRoss                    52
          2   you had never seen this document before?
          3         A     No, I haven't.
          4         Q     Do you have any information of any kind
          5   as to how this document came to be created?
          6         A     No.
          7         Q     Does Sorbara Construction or did
          8   Sorbara Construction Corporation maintain a
          9   document file or collection of all communications
         10   that originated or were received at this job site,
         11   the AOL job site, if you know?
         12         A     Could you restate the question please.
         13         Q     Was there a file maintained at the AOL
         14   job site on behalf of Sorbara Construction
         15   Corporation containing communications either to or
         16   from Sorbara at that job site?
         17         A     Yes.
         18         Q     Have you yourself gone through that
         19   file?
         20         A     I kept a file on carpenter requests in
         21   my desk.  If that is what you are looking for, yes.
         22         Q     Has that file been shown to
         23   Mr. Bateman?
         24         A     It comes out of my office.  It's a copy
         25   that our secretary wouldn't send to the District



          1                         DeRoss                    53
          2   Council and she would send me a copy, so he has it.
          3                     MR. MACK:  I don't want to
          4               presume, but basically this document,
          5               the copy of this JC 2-3 was not found
          6               in that file?
          7                     MR. BATEMAN:  That's correct.
          8         Q     Did you have any discussion at any time
          9   with John Corrigan concerning the skills
         10   appropriate for a shop steward at the AOL site?
         11         A     No.
         12         Q     Can you give me any suggestion or even
         13   idea as to where this first page of JC 2-3 came
         14   from?
         15         A     No.
         16         Q     Have you discussed JC 2-3 cover page
         17   with Mr. Fitzgerald?
         18         A     Yes.
         19         Q     Did you ask him about the document?
         20         A     Yes.
         21         Q     What did he say?
         22         A     He did not write this.
         23         Q     Did he have any idea as far as you know
         24   where this document came from?
         25         A     He asked me.  He said I know you didn't



          1                         DeRoss                    54
          2   write the document and he didn't write the document
          3   and that was the end of the story.
          4         Q     Let me ask you about the availability
          5   of Sorbara Construction Corporation letterhead or
          6   blank pages.  Were those available to anyone to get
          7   a copy?
          8               In other words, there is not much
          9   question that this appears to be a Sorbara
         10   document.  Look at the top.
         11         A     It says Sorbara letterhead.  It's a
         12   copy though.
         13         Q     Is there anything about this document
         14   based upon your experience and knowledge both at
         15   the site and as a superintendent of Sorbara that
         16   would help us determine where this document came
         17   from or how it came to be created?
         18         A     It did not come from Sorbara's office.
         19   I can probably tell you 100 percent.  Sorbara does
         20   not do things handwritten.  Sorbara -- it is all
         21   typed out and done professionally.  They would not
         22   do something like this.  I have seen letters that
         23   you have, requests.  It is not done like this.
         24         Q     How would someone get ahold of
         25   Sorbara's letterhead if you know, was it available



          1                         DeRoss                    55
          2   at the job site?
          3         A     No.
          4         Q     Can you give me any suggestion?  We are
          5   trying to find out obviously where this document
          6   came from.
          7         A     Sorbara sends letters out to men on the
          8   job about safety issues on their letterhead.
          9   Somebody took the letterhead and whited it out.  I
         10   am guessing.  You are not going to find the
         11   original letterhead coming out of Sorbara's office
         12   sent to the men.  It looks like a copy.
         13         Q     Is there anything else about this and I
         14   would appreciate your expertise and experience in
         15   looking at this cover page and pointing out to me
         16   if there is anything here that would help us find
         17   out where this came from and how this came to be
         18   created?
         19         A     No.
         20         Q     You don't recognize it?
         21         A     No, I don't recognize it at all.
         22         Q     I know it is difficult to read, but at
         23   the very bottom of the right hand corner -- I will
         24   withdraw that.
         25               Is there anything about the dye or the



          1                         DeRoss                    56
          2   black smudge there that would be of value, was
          3   there a fax machine at the job site?
          4         A     Yes.
          5         Q     Was that a material produced or faxed
          6   from that machine, did it come out similarly or
          7   frequently or occasionally with black sort of
          8   disfigurement on one of the margins?
          9         A     No.
         10                     MR. MACK:  Is there anything you
         11               would like to ask about this?
         12                     MR. SOBOCIENSKI:  Ask about the
         13               phone call margin.
         14                     MR. ROTHMAN:  Can you attach any
         15               significance or meaning to the picture
         16               of the building on the lower left hand
         17               corner?
         18                     THE WITNESS:  I have been asking
         19               for years what building that is.  I
         20               don't know.
         21                     MR. ROTHMAN:  In your experience
         22               has Sorbara changed their stationery to
         23               reflect any particular buildings that
         24               you may be working on or that a letter
         25               might concern?



          1                         DeRoss                    57
          2                     THE WITNESS:  Any letters that
          3               were sent to me, it is the same logo
          4               here.
          5   BY MR. MACK:
          6         Q     I guess another way, is there anything
          7   about the appearance of this top page here that
          8   would help us put a location or a time, anything
          9   that might be helpful to us, in trying to assess
         10   where this document came from and how it came to
         11   the carpenters?
         12         A     No.
         13         Q     If you would turn to the third page
         14   again of this document, there is a note there.
         15                     MR. SOBOCIENSKI:  Do you recall
         16               on that telephone number 917-865-8052
         17               receiving a message from the District
         18               Council stating that they could not
         19               fill this job at the AOL building, did
         20               you receive any message?
         21                     THE WITNESS:  No.
         22                     MR. SOBOCIENSKI:  You received no
         23               phone calls that you can recall on that
         24               number 917-865-8052 for George or
         25               concerning this job?



          1                         DeRoss                    58
          2                     THE WITNESS:  As I recall, no.  I
          3               had nothing to do with that job until
          4               the job was on the 6th floor and
          5               everything was flowing when I went to
          6               that job.
          7                     MR. SOBOCIENSKI:  So you came to
          8               the job much later than 3-22-01?
          9                     THE WITNESS:  Yes.  It had to be
         10               the end of October or November of that
         11               year.  The job was in full swing.
         12                     MR. SOBOCIENSKI:  You mentioned a
         13               little bit earlier that you do receive
         14               messages or calls on the 917 number
         15               looking for George?
         16                     THE WITNESS:  Yes.
         17                     MR. SOBOCIENSKI:  What are the
         18               nature of those calls?
         19                     THE WITNESS:  They would say
         20               hello and I would give them George's
         21               number.  We have business cards,
         22               myself, George and Thomas McGowan.
         23               They are out there.  The guy comes and
         24               shapes the job and you give him the
         25               business card or vice versa.  They are



          1                         DeRoss                    59
          2               company phones.  The office could have
          3               given them my number by accident
          4               looking for George.
          5                     MR. MACK:  Anything else?
          6                     MR. SOBOCIENSKI:  No.
          7                     MR. MACK:  Mr. Scarvalone?
          8                     MR. SCARVALONE:  Was it ever your
          9               experience the company would give out
         10               the wrong number for either you, George
         11               or Tom McGowan?
         12                     THE WITNESS:  As far as I know,
         13               no.
         14                     MR. MACK:  Mr. Rothman.
         15                     MR. ROTHMAN:  Do you know what
         16               George Fitzgerald's cell phone number
         17               is?
         18                     THE WITNESS:  Yes.
         19                     MR. ROTHMAN:  What is that?
         20                     THE WITNESS:  It is 917-929-2616.
         21                     MR. SCARVALONE:  Walter asked you
         22               some questions about conversations you
         23               may have had with George Fitzgerald
         24               about this handwritten note that we
         25               were looking at a few minutes ago.



          1                         DeRoss                    60
          2                     MR. MACK:  JC 2-3.
          3                     MR. SCARVALONE:  Did you have any
          4               conversation with George about who did
          5               write the note?
          6                     THE WITNESS:  We asked each
          7               other, did he write it, did I write it
          8               and that was the end of the
          9               conversation.  No, we did not know who
         10               wrote the letter.  He knew I wasn't on
         11               the job and that was the end of it.
         12                     MR. SCARVALONE:  Did you have any
         13               discussion about who may have written
         14               the note?
         15                     THE WITNESS:  No.
         16                     MR. MACK:  Any other questions?
         17   BY MR. MACK:
         18         Q     Let's go on to one more job and I will
         19   get you out of here.  I want to ask you about 22
         20   River Terrace.  When did you first become involved
         21   with that job?
         22         A     Right from the beginning.
         23         Q     When would that have been
         24   approximately, if you remember?
         25         A     2000, the beginning of 2000, I believe.



          1                         DeRoss                    61
          2   I finished it in August or September of 2000.
          3         Q     Did you have any role at all in the
          4   assignment of a shop steward to that job?
          5         A     Yes.
          6         Q     Tell me what you remember about that?
          7         A     I remember calling the District Council
          8   of Carpenters.  I don't remember who I spoke to,
          9   requesting a steward for a start date and Michael
         10   Lynch was my steward on that job.
         11         Q     Did you request any particular skills
         12   that the shop steward have?
         13         A     No.
         14         Q     Was Mr. Lynch working at that job when
         15   you put in your request, in other words, was
         16   Michael Lynch already on the job when you made the
         17   request for shop steward?
         18         A     No, the job wasn't started when I made
         19   the request.
         20                     MR. SOBOCIENSKI:  You refer to
         21               calling the District Council, are you
         22               saying that you actually called the
         23               local that the job is at in order to
         24               require the -- the question is you
         25               referenced a call to the District



          1                         DeRoss                    62
          2               Council to request a shop steward, is
          3               it better said that you actually called
          4               the local whose jurisdiction the job is
          5               in to request the steward?
          6                     THE WITNESS:  Yes, that's
          7               correct, the territory.
          8                     MR. MACK:  And you would talk to
          9               a business agent or representative of
         10               that local in whose jurisdiction the
         11               job was about your needs, is that
         12               correct?
         13                     THE WITNESS:  That's correct.
         14                     MR. SOBOCIENSKI:  That was the
         15               case with the 22 River Terrace job?
         16                     THE WITNESS:  Yes.
         17   BY MR. MACK:
         18         Q     Do you have a recollection of who you
         19   talked to at the local with respect to the
         20   assignment of the shop steward at 22 River Terrace?
         21         A     I don't know who I spoke to, but a
         22   business agent came to the job with Michael Lynch
         23   telling me this will be your steward.
         24         Q     Who was that?
         25         A     I believe it was Gerard Philbin.



          1                         DeRoss                    63
          2         Q     What is your recollection of that
          3   conversation with Mr. Philbin?
          4         A     He came to the job.  We talked.  The
          5   job would be starting in two or three weeks.  He
          6   said there will be a shop steward here.  I don't
          7   know if he started that week.  I don't remember
          8   when he started, but I know we met on the job site
          9   and he told me this will be your steward and called
         10   me when the job is going to go and I am sending
         11   Michael there.
         12         Q     Is there anything that happened at that
         13   job site to your knowledge that was not appropriate
         14   or was unprofessional from your point of view?
         15         A     No.
         16         Q     Let me show you what has been marked as
         17   SGF 10 and again I say to you this is a carpenter
         18   record.  I will just ask you and change this
         19   exhibit, I will only show you the second page of
         20   SGF 10 and I did ask you simply to look at the
         21   second page.  I will make a copy.
         22               There is no question in your mind that
         23   Michael Lynch was brought to you by Mr. Philbin and
         24   you were told that he would be the shop steward?
         25         A     This is the second page?



          1                         DeRoss                    64
          2         Q     Yes.  All I am asking is at least the
          3   appearance of this second page, does that in any
          4   way change your recollection that Michael Lynch was
          5   brought to you by Mr. Philbin and that was the
          6   first time you knew that he was going to be on the
          7   job?
          8         A     He was brought to me by a business
          9   agent.  I am not 100 percent sure if it was Gerry
         10   Philbin, but it was somebody from the local.
         11         Q     But when he was brought to you, Michael
         12   Lynch was not on the job?
         13         A     No.
         14         Q     It hadn't started?
         15         A     No.
         16                     MR. MACK:  I think we are done.
         17                     MR. SOBOCIENSKI:  22 River
         18               Terrace, what did Sorbara do at that
         19               job site?
         20                     THE WITNESS:  We did I think a 30
         21               story high rise.
         22                     MR. SOBOCIENSKI:  So it was
         23               foundation?
         24                     THE WITNESS:  No, we didn't do
         25               the foundation.  We did from the slab



          1                         DeRoss                    65
          2               on grade and above, we did that
          3               concrete structure.  I think 30
          4               stories, somewhere in that vicinity.
          5                     MR. MACK:  Anything further?
          6                     MR. ROTHMAN:  When did you say
          7               you went to that job?
          8                     THE WITNESS:  To my recollection
          9               I believe somewhere in the area of
         10               April.  I think that is close to the
         11               date the job started?
         12                     MR. MACK:  Of 2000?
         13                     THE WITNESS:  Yes.
         14                     MR. MACK:  Anything else,
         15               Mr. Rothman?
         16                     MR. ROTHMAN:  No.
         17                     MR. MACK:  Mr. Scarvalone.
         18                     MR. SCARVALONE:  Just a couple of
         19               things.  You mentioned that on the
         20               River Terrace job you phoned up the
         21               local before the job was started?
         22                     MR. MACK:  It was every job in
         23               which you wanted a steward at a job
         24               site that you were responsible for, you
         25               didn't call the District Council's



          1                         DeRoss                    66
          2               Office, you called the local?
          3                     THE WITNESS:  I retract that.  I
          4               called the local in the area the job
          5               was in.
          6                     MR. MACK:  It is all of the job?
          7                     MR. SCARVALONE:  That was my
          8               question, that was your practice when
          9               you needed a shop steward on a job?
         10                     THE WITNESS:  Yes.
         11                     MR. SCARVALONE:  Was that
         12               Sorbara's practice to your knowledge?
         13                     THE WITNESS:  Yes.
         14                     MR. SCARVALONE:  That would have
         15               been George Fitzgerald's practice as
         16               well?
         17                     THE WITNESS:  Yes, and Thomas
         18               McGowan.
         19                     MR. SCARVALONE:  Other than River
         20               Terrace, were there other jobs where
         21               the business agent came to the job site
         22               with the person who was to be assigned
         23               as shop steward for that job?
         24                     THE WITNESS:  Yes.
         25                     MR. SCARVALONE:  There were other



          1                         DeRoss                    67
          2               instances of that happening?
          3                     THE WITNESS:  When I started
          4               Brooklyn Law School where I am right
          5               now, I called the local business
          6               agent -- the business agent came to the
          7               job and told me who my steward would
          8               be.
          9                     MR. SCARVALONE:  Which local was
         10               that?
         11                     THE WITNESS:  926.
         12                     MR. SCARVALONE:  Which business
         13               agent of Local 926 told you who the
         14               steward would be?
         15                     THE WITNESS:  I have it in my
         16               office.
         17                     MR. MACK:  Ask Mr. Bateman if you
         18               would?
         19                     MR. SCARVALONE:  Other than River
         20               Terrace and the Brooklyn Law School job
         21               you are on now, were there other jobs
         22               where a business agent would come over
         23               to the job site with the shop steward
         24               who was to be assigned the job?
         25                     THE WITNESS:  I need a minute to



          1                         DeRoss                    68
          2               think about it.  I don't recall that I
          3               ever met with a business agent before.
          4               I think the carpenter steward showed up
          5               on the job saying he was the steward
          6               with the papers.
          7                     MR. MACK:  Who is the shop
          8               steward at the Brooklyn Law School?
          9                     THE WITNESS:  His name is Yosef
         10               Ben Israel.
         11                     MR. MACK:  Mr. Scarvalone.
         12                     MR. SCARVALONE:  Just a couple of
         13               more questions.  Was it ever your
         14               practice in communicating to the local
         15               that you you needed a shop steward, did
         16               you ever fax something into the local
         17               or send something into the local like a
         18               request form?
         19                     THE WITNESS:  Not requesting a
         20               steward.  I would send in something
         21               from Sorbara saying the job is going to
         22               start at such and such a date and the
         23               starting time would be 7:00 or 8:00,
         24               not requesting a steward, no.
         25                     MR. SCARVALONE:  Would those



          1                         DeRoss                    69
          2               requests be sent to the local or the
          3               District Council?
          4                     THE WITNESS:  I am guessing.  I
          5               don't know.  Maybe the District
          6               Council.  I am not sure.
          7                     MR. SCARVALONE:  Would you
          8               personally take care of submitting
          9               those requests or someone in the
         10               office?
         11                     THE WITNESS:  Someone in the
         12               office.
         13                     MR. SCARVALONE:  Mr. Mack asked
         14               you some questions about John Corrigan.
         15               Was Mr. Corrigan in the class you took
         16               at the District Council to become a
         17               certified shop steward?
         18                     THE WITNESS:  I don't think he
         19               was.
         20                     MR. SCARVALONE:  Walter asked you
         21               questions about Mr. Corrigan's
         22               professionalism.  Did you ever hear any
         23               reports or rumors that called
         24               Mr. Corrigan's professional into
         25               question?



          1                         DeRoss                    70
          2                     THE WITNESS:  No.
          3                     MR. SCARVALONE:  Did you ever
          4               hear reports or rumors that he was
          5               drinking on the job?
          6                     THE WITNESS:  No.
          7                     MR. SCARVALONE:  Did you ever
          8               hear reports or rumors that
          9               Mr. Corrigan showed the effects of
         10               having been drinking on the job?
         11                     THE WITNESS:  No.
         12                     MR. SCARVALONE:  I have nothing
         13               further.
         14                     MR. MACK:  Anything you would
         15               like to bring out, Mr. Bateman?
         16                     MR. BATEMAN:  I have a question
         17               with respect to SGF 10.  I noted that
         18               in this exhibit there is no what is
         19               called a manning request form that was
         20               with the other exhibits.  I take it one
         21               has not be been provided?
         22                     MR. MACK:  Not as yet.
         23                     MR. BATEMAN:  I have no
         24               questions.
         25                     MR. MACK:  Mr. DeRoss, I want to



          1                         DeRoss                    71
          2               say a couple of things, one to thank
          3               you for what I am sure has not been the
          4               thing you would have picked to do
          5               today, but it is important for me to do
          6               my job with the judge and I want to
          7               thank you for taking the time and being
          8               as direct and clear and helpful in
          9               resolving the things that I have.
         10                     If you should find a record or
         11               you should have a recollection in your
         12               mind about a topic that we have
         13               discussed today and this happens
         14               frequently, there is nothing wrong
         15               about it, and you feel there is
         16               something that was left out or needs to
         17               be changed here because I will rely
         18               upon what Ken will provide me in
         19               several weeks when I am preparing my
         20               report for the court, so it is
         21               extremely important that if you
         22               remember something beyond or what is
         23               different than what you have told me
         24               today or have a record which will
         25               assist me on the topics we have



          1                         DeRoss                    72
          2               discussed today, that you contact
          3               Mr. Bateman so that he can furnish that
          4               information to me and I can do what is
          5               known in our trade as to supplement the
          6               record to add material, so that it is
          7               complete and that my efforts to find
          8               what the truth is, is clear, that is an
          9               obligation of yours to do that.
         10                     I say this again to every
         11               witness, if you should remember
         12               something that would complete, alter,
         13               modify, subtract from what you have
         14               said today, you need to take the
         15               initiative and contact Mr. Bateman and
         16               Mr. Bateman can contact me directly so
         17               I can assure that I have the benefit of
         18               that addition or deletion.
         19                     Do you have any questions or
         20               anything you would like to say before
         21               we conclude?
         22                     THE WITNESS:  No, I don't.
         23                     MR. MACK:  I appreciate your help
         24               and I am sorry we diverted your
         25               outstanding competence away from the



          1                         DeRoss                    73
          2               job site.  If it wasn't important, I
          3               wouldn't have asked.  Let's close the
          4               record.
          5                     THE WITNESS:  Thank you very
          6               much.
          7                     (Time Noted:  12:00 noon)
          8   
          9                                                     
         10   
         11   
         12   
         13   Sworn to before me this
         14       day of      , 2004
         15   
         16                             
         17   
         18   
         19   
         20   
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          3                          I N D E X
          4       Witness           Examined by              Page
          5   ALBERT DeROSS         MR. MACK                  23
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         10                       E X H I B I T S
         11   DISTRICT COURT'S
              FOR IDENTIFICATION       DESCRIPTION           PAGE
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              (NO EXHIBITS)
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          2   
          3         STATE OF NEW YORK )
                                        ss:
          4         COUNTY OF NEW YORK )
          5   
          6               I, KEN SOFRONSKI, a Notary Public of the
          7         State of New York, do hereby certify:
          8               THAT, ALBERT DeROSS, the witness whose
          9         deposition is hereinbefore set forth, was duly
         10         sworn by me and that such deposition is a true
         11         record of the testimony given by such witness.
         12               I further certify that I am not related
         13         to any of the parties to this action by blood
         14         or marriage, and that I am in no way
         15         interested in the outcome of this matter.
         16               IN WITNESS WHEREOF, I have hereunto set
         17         my hand this 30th day of December, 2003.
         18   
         19                                                      
                                              KEN SOFRONSKI
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