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                      UNITED STATES DISTRICT COURT 
                      SOUTHERN DISTRICT OF NEW YORK 
                      -------------------------------------------x 
                      UNITED STATES OF AMERICA, 
                       
                                           Plaintiff, 
                                                          90 CIV 5722 
                                 -against-                  (CSH)    
                       
                      DISTRICT COUNCIL OF NEW YORK CITY 
                      AND VICINITY OF THE UNITED
                      BROTHERHOOD OF CARPENTERS AND
                      JOINERS OF AMERICA, et.al.,
                       
                                           Defendants. 
                      -------------------------------------------x  
                      Independent Investigator Deposition
                      
                                                  July 30, 2004  
                                                  4:00 o'clock p.m. 
                      
                                   DEPOSITION of MICHAEL EDWARD BRENNAN, 
                      taken by the Independent Investigator, Walter 
                      Mack, Esq., pursuant to letter subpoena, held at 
                      the offices of Doar, Rieck & Mack, Esqs., 217 
                      Broadway, 7th Floor, New York, New York 
                      10007-2911, before Stewart Nissenbaum, a Shorthand 
                      Reporter and Notary Public of the State of New 
                      York. 
                      
                      
                      
                      

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                      Computerized Transcription/Litigation Support Services
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            1                                                       2
                                   
            2         A P P E A R A N C E S: 
                       
            3         
                       
            4         DOAR RIECK & MACK 
                            217 Broadway - 7th Floor            
            5               New York, New York 10007-2911 
                       
            6         BY:   WALTER MACK, ESQ.
                            Independent Investigator
            7          
                       
            8         O'DWYER & BERNSTEIN, ESQS.
                      Attorneys for the Union 
            9               52 Duane Street                     
                            New York, New York 10007 
           10               
                      BY:   JASON FUIMAN, ESQ.
           11          
                                   
           12          
                      EDWARD SCARVALONE, ESQ.
           13         Assistant United States Attorney
                      United States Department of Justice         
           14               86 Chambers Street            
                            New York, New York 10007
           15                      
                      
           16          
                      THE LAW OFFICES OF DINO J. LOMBARDI
           17         Attorneys for the Witness  
                            52 Duane Street
           18               New York, New York 10007 
                       
           19         BY:   DINO J. LOMBARDI, ESQ.
                      
           20         
                       
           21         ALSO PRESENT:
                      
           22               DONALD SOBOCIENSKI 
                       
           23                              * * * 
                       
           24         
           25          


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            2                      MR. MACK:  On the record.
            3                      Let me thank you for being here 
            4               on a Friday afternoon, and say that I am 
            5               Walter Mack, and I am the Independent 
            6               Investigator appointed by Judge Haight, 
            7               United States District Court Judge 
            8               Haight; I'm appointed pursuant to a 
            9               Court Order with the consent of the 
           10               District Council and the U.S. Attorney's 
           11               Office, Civil Division.  
           12                      There is a specific Order which 
           13               sets forth what my objectives are, my 
           14               goals are, what my duties are to the 
           15               judge.  In essence, I represent the 
           16               Court, and although there was consent 
           17               both by the Government and the District 
           18               Council to my appointment, my authority 
           19               stems from the judge's Order.  That 
           20               authority includes a number of things.  
           21               One, running a hotline, which runs most 
           22               working hours during the time period.  
           23               Evaluating the Carpenters Corruption 
           24               Program.  Providing investigations 
           25               concerning jobsites and the out-of-work 


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            2               list.  And it gives me certain power and 
            3               authority.  
            4                      Some of that authority requires 
            5               me, as I have today, to require 
            6               carpenters, members of the union, to 
            7               come in and speak to me under oath about 
            8               matters that have been brought to my 
            9               attention for investigation.  When I do 
           10               that, I've done that a lot, and I do it 
           11               generally, and I'm going to make this 
           12               more specific to you, Mr. Brennan, in a 
           13               few moments, with the idea of explaining 
           14               it as clearly as I can.  
           15                      In order for me to convey to the 
           16               judge what has happened, that is why 
           17               there's a stenographer here whose job it 
           18               is to take down everything that is said, 
           19               and to keep a record of it.  That 
           20               record, when I eventually write a report 
           21               to the Court which is generally what I 
           22               do, what happens today, what you say and 
           23               what other people say, is put forward 
           24               and captured in the transcript that's 
           25               here.  You will not get a copy of the 


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            2               transcript while my investigation is 
            3               pending, but eventually, it is my hope 
            4               that all transcripts will be public, and 
            5               you will get an opportunity to read it 
            6               and see what's happened.  But I've 
            7               decided that while the investigation is 
            8               ongoing, I'm not going to make 
            9               transcripts available.  Basically I work 
           10               for the Court, though, and I always 
           11               invite counsel and people if they want 
           12               to dispute what it is in my 
           13               decisionmaking, that obviously Judge 
           14               Haight is the ultimate person who 
           15               decides what I do and how I do it.
           16                      Now, my powers, and I don't know 
           17               whether your counsel has had an 
           18               opportunity to read the Order appointing 
           19               me, if you don't have it, I'll provide a 
           20               copy.  Most people have it.  
           21                      I guess there are a number of 
           22               things that I would like to just point 
           23               out that are important.  I have no 
           24               independent authority -- 
           25                      MR. LOMBARDI:  I do have it, and 


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            1                                                       6
            2               I have read it.  Thanks. 
            3                      MR. MACK:  Okay.  This is a 
            4               public document and is available to 
            5               anyone.  
            6                      In essence, I'm going to 
            7               summarize what I think are the most 
            8               relevant parts of it that may be of 
            9               importance to you, Mr. Brennan; and 
           10               obviously you have valuable counsel, 
           11               worthy counsel with you here today.  If 
           12               there are questions that come up, you'll 
           13               find that I will be very liberal 
           14               permitting you to leave the room and 
           15               talk to counsel.  I know Judge Haight 
           16               for many, many years, and I know he 
           17               would be unhappy if I were unfair, or if 
           18               I tried to make life more difficult for 
           19               you at this time.  I want to make sure 
           20               you have the benefit of asking questions 
           21               at any time.  
           22                      Many people have been here.  It 
           23               does not mean that I suspect you of any 
           24               wrongful conduct or that your conduct is 
           25               such that something is going to occur to 


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            2               you, and what have you.  There are many 
            3               individuals that have come here, some 
            4               simply in order to aid me in being able 
            5               to explain to the judge about how things 
            6               actually work at the jobsite, and 
            7               procedures and practices, how they are 
            8               actually functioning, in the minds of 
            9               the experienced carpenters who deal with 
           10               the questions from day-to-day.  
           11                      So I want to try to put you at 
           12               ease as much as I possibly can.  I'm 
           13               sure this is probably not where you 
           14               selected to spend your Friday afternoon, 
           15               but I would also say this:  That many 
           16               individuals have appeared here, and 
           17               generally my purpose is to be able to 
           18               describe accurately what's happening.  
           19                      I have no independent authority 
           20               to impose any discipline of any kind.  I 
           21               am simply an investigator.  So, as I 
           22               found out that, you know, the District 
           23               Council has its own system of 
           24               discipline, which is somewhat unclear to 
           25               me, and I'll be more specific about that 


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            2               in a moment, but I, for instance, have 
            3               no power of my own to discipline you or 
            4               to impact your union membership, or what 
            5               have you.  I can make recommendations, 
            6               but I have no executive authority to do 
            7               so.  There may be others who do, but it 
            8               isn't me, is what it boils down to. 
            9               I'm generally a fact-gatherer; that's my 
           10               purpose, that's why I'm called an 
           11               investigator.  
           12                      As I mentioned to your counsel by 
           13               telephone this afternoon, my most 
           14               important message to you, and the one of 
           15               greatest significance, which is one that 
           16               I've communicated regularly, but has not 
           17               always you been listened to, is the 
           18               importance of, once you're sworn, of 
           19               telling the truth under oath.  I've had 
           20               a number of shop stewards before me -- 
           21               who, if I have to use the word "beg," 
           22               I'll use it, that I have begged them not 
           23               to expose themselves to what I consider 
           24               much worse than discipline, and that is, 
           25               criminal charges of lying under oath or 


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            2               obstructing justice.  
            3                      What I mean is this:  You'll be 
            4               under oath.  I'm going to be asking 
            5               questions that are relevant to your 
            6               service as a carpenter; and basically 
            7               the law is, since I'm acting as an agent 
            8               of the Court, seeking to gather 
            9               information, that if an individual 
           10               either lies to me or seeks to obstruct 
           11               my search for the truth, those are 
           12               crimes, those are federal crimes, and I 
           13               can't think of anything that would pain 
           14               me more that to put a hard-working 
           15               carpenter in a situation of having to 
           16               defend themselves in a criminal action 
           17               in Federal or State Court.
           18                      Let me add my plea; I would ask, 
           19               and I'm sure your counsel has advised 
           20               you, how important it is to honor your 
           21               oath and tell me the truth.  In fact, 
           22               I've gone so far as to say that even if 
           23               the conduct involved can be considered 
           24               criminal in some way, for instance tax 
           25               violations or false records, or things 


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            2               of that nature, which are matters you 
            3               can talk about with your counsel, that 
            4               if the carpenter tells me about it in 
            5               the course of my search for finding out 
            6               the truth, I will choose not to make a 
            7               criminal referral.  I'm not a 
            8               prosecutor.  I have been a prosecutor.  
            9               I have been an "against" lawyer.  I'm 
           10               pretty knowledgeable about the system 
           11               and how it works.  However, I can refer 
           12               matters, and I have referred matters to 
           13               criminal prosecutors when I have felt 
           14               that a carpenter has lied to me.  So I 
           15               really am trying to do my very, very 
           16               best to make sure that when you are 
           17               asked a question, I will try to ask 
           18               simple, clear questions, and I think the 
           19               information I'm seeking is in the 
           20               interest of the District Council and the 
           21               Brotherhood of Carpenters.  Basically 
           22               I'm asking questions, in my view, that 
           23               deal directly with what the obligations 
           24               of a union carpenter are.  So I'm not 
           25               going to be asking you questions that 


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            2               aren't relevant to your responsibilities 
            3               as a union member, as a carpenter.  
            4                      I really am reaching out, because 
            5               there have been people in your position, 
            6               when I say your position, sitting in 
            7               that chair, where I have basically said 
            8               the same thing.  I say the same thing to 
            9               every carpenter that comes here, people 
           10               you know, and some you may not know, but 
           11               you will read about in the near future, 
           12               and I've said the same thing to them.  
           13               On occasion, more than one occasion, 
           14               that person has chosen to lie to me or 
           15               not to give me the information that is 
           16               true.  I think they will regret that.  I 
           17               can't predict outcome, but my own view 
           18               is, it is not a situation you should put 
           19               yourself in, especially when I say my 
           20               purpose is to gather facts and truth, 
           21               not to encourage prosecution of 
           22               hard-working carpenters, union members.
           23                      So, I'm not singling you out for 
           24               that warning.  I give the same warning 
           25               to every carpenter that comes here, 


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            2               because my purpose is to really stand 
            3               for the principles that the union stands 
            4               for.  I don't see myself in any way 
            5               asking anything other than what the 
            6               facts are on particular jobsites.  
            7                      The reason that is important, 
            8               perhaps, in your case, is that the 
            9               contractor involved, On-Par 
           10               Construction, who basically you have 
           11               served as a shop steward for, for many 
           12               years -- I say many, at least a long 
           13               period of time -- I have your benefit 
           14               records with me, and I'm going to give 
           15               you a copy of them.  Clearly, they do 
           16               have a reputation within the District 
           17               Council, and there are other jobsites 
           18               which you have not been shop steward at, 
           19               in which there has been pretty clear 
           20               evidence of cash being on the job and of 
           21               people not being included on the sheets.  
           22                      I'm trying to avoid a situation 
           23               that has occurred with other contractors 
           24               here, where the evidence eventually 
           25               emerges that the jobsite was not a clean 


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            2               jobsite, and the shop steward was 
            3               complicit to some extent, agreed to some 
            4               extent.  And the result of those 
            5               investigations are harsh upon the people 
            6               who have not been truthful with me.  I'm 
            7               going to get off this point.  Basically 
            8               what I'm saying is, it is my job to be 
            9               fair to you, to ask clear questions, and 
           10               to ask you questions which concern your 
           11               service as a shop steward.  
           12                      My purpose is to find out what 
           13               the truth is, and report it accurately, 
           14               and to encourage the District Council to 
           15               take whatever remedial action 
           16               appropriate to take, all of which, in my 
           17               view, is consistent with the obligation 
           18               and the union's purpose, which is to 
           19               ensure that every union carpenter on the 
           20               jobsite gets paid the right wages and 
           21               benefits, and there's no cash on the 
           22               job, and the stop stewards are the 
           23               bastions for truth and accuracy, that 
           24               they are the union representatives who 
           25               stand for the union's purpose.  That's 


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            2               what I'm hoping to achieve, no matter 
            3               how long I stay as Independent 
            4               Investigator.  Where those obligations 
            5               have not been pursued, it is my purpose 
            6               to hold those people accountable for 
            7               those violations.  
            8                      Having said that, you have many 
            9               rights here today, and I want to go 
           10               through them.  You have experienced 
           11               counsel to represent you.  Mr. Lombardi 
           12               has not had the misfortune of dealing 
           13               with me, but he will find that my 
           14               purpose is, you have your rights and 
           15               understand what's going on.  
           16                      If at any time you wish to speak 
           17               to him, please let me know, and you will 
           18               get an opportunity to talk to him about 
           19               anything that goes on.  What I've said, 
           20               what my authority is, you know, what is 
           21               your advice.  As I said in my written 
           22               notice to you, you're welcome to have 
           23               counsel present here, in many ways it 
           24               makes my job easier, because if you 
           25               don't have counsel some of the concepts 


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            2               and thoughts that I present may not be 
            3               as clear to you.  I'm not a carpenter 
            4               and I don't understand everything that 
            5               occurs on a jobsite, and that's why I 
            6               need to speak to you and bring the 
            7               carpenters in who were there and 
            8               understand what's happening.
            9                      At the same time, in a legal 
           10               proceeding, you do not have the 
           11               experience that lawyers get by doing 
           12               this type of thing on a day-to-day 
           13               basis.  So, I'm glad that you do have 
           14               counsel here.  I would say this:  I am 
           15               of the view, and I may be wrong, and if 
           16               I'm wrong I apologize, that the District 
           17               Council may be reimbursing you for 
           18               Mr. Lombardi's fees in some capacity.  
           19               Nothing wrong with that.  But I want to 
           20               point out a couple of things.  That's 
           21               the District Council's decision to do 
           22               that or not do that.  That's their role, 
           23               not my role.  I'm glad you have counsel.  
           24               Mr. Lombardi, no matter who pays his 
           25               fees, has the obligation to represent 


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            2               you and you alone, and basically it is 
            3               my view that the District Council has a 
            4               program, and there have been a number of 
            5               lawyers appearing here who have 
            6               acknowledged that the District Council 
            7               does have a program to reimburse for a 
            8               certain amount.  
            9                      I give you the following caution:  
           10               Mr. Lombardi's presence here is as your 
           11               counsel, as your lawyer, your adviser.  
           12               His obligation, no matter who pays the 
           13               fees, is to you and you alone; and 
           14               therefore, it is at least conceivable 
           15               that you may have information that is 
           16               arguably critical of District Council 
           17               people or positions.  His job is to make 
           18               sure you understand you have to tell the 
           19               truth.  You cannot protect the District 
           20               Council and he cannot encourage you to 
           21               protect the District Council or people 
           22               in it, simply because his fees may be 
           23               paid, in some part, by them.  It is your 
           24               obligation.  You will never be able to 
           25               say to Judge Haight or anyone else, gee, 


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            2               the reason that I didn't tell you about 
            3               this or about something that's critical 
            4               to the District Council, is because I 
            5               wasn't told I could say anything, or I 
            6               was concerned about the District 
            7               Council, since they were paying the 
            8               legal fees, or some portion of them.  
            9               Your job is to tell the truth.  
           10               Mr. Lombardi's job is to protect you, 
           11               even though information you may have 
           12               could be critical of the District 
           13               Council.  I don't care whether it's 
           14               critical of the District Council or not.  
           15               All I want is truth and accuracy.  
           16                      This is what is called a possible 
           17               conflict.  I want to make sure you 
           18               understand that if in fact -- I'm not 
           19               going to make an inquiry as to what the 
           20               fee arrangement is, but if they are 
           21               paying fees of some kind, that you are 
           22               willing to proceed, recognizing it is 
           23               your obligation.  If you have 
           24               information critical of the District 
           25               Council, so what?  Your job is to tell 


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            2               the truth.  If you feel that maybe his 
            3               advice to you will be colored because he 
            4               wants to be kind to the organization 
            5               that's paying his fees, you should tell 
            6               me that.  
            7                      I'm going to ask you, are you 
            8               content to proceed with Mr. Lombardi, 
            9               even though his fees may someday be 
           10               reimbursed by the District Council?
           11                      MR. BRENNAN:  Yes.
           12                      MR. MACK:  You have a number of 
           13               rights here that are important:  If I 
           14               ask a question you think you wish to 
           15               take the Fifth Amendment about, when I 
           16               say the Fifth Amendment, you have, as 
           17               you sit here, a right to say:  Mr. Mack, 
           18               I refuse to answer that question because 
           19               it might tend to incriminate me 
           20               personally.  You have that 
           21               constitutional right during this 
           22               proceeding.  This is not a criminal 
           23               proceeding.  I'm not a criminal 
           24               prosecutor.  But if you were before 
           25               Judge Haight, you would have that right.  


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            2               You have that right before me.  I would 
            3               encourage you, since you have the 
            4               benefit of counsel, that before you do, 
            5               you discuss it with Mr. Lombardi and 
            6               decide whether it is important for you 
            7               to do so.  I don't really care, it is 
            8               your constitutional right, you exercise 
            9               it.  It is far better to exercise the 
           10               Fifth Amendment right than to lie to me 
           11               under oath; because you have a 
           12               constitutional right to refuse to 
           13               answer, and if the answer would tend to 
           14               incriminate you, you should assert your 
           15               Fifth Amendment right.  Obviously that's 
           16               something that you should really discuss 
           17               with counsel.  
           18                      If you do in fact assert your 
           19               Fifth Amendment right, I have the right 
           20               to infer that the answer could mean 
           21               something of some kind.  I don't have to 
           22               take that or make that decision, but I 
           23               could.  I could say, well, the reason 
           24               that Mr. Brennan is not answering this 
           25               question is because the answer would be 


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            2               harmful to him, and therefore I can 
            3               include that in my report, I can refer 
            4               to it.  
            5                      Like we say in legal terms, I may 
            6               be able to infer some evidence from it.  
            7               I try not to do that.  I'm more looking 
            8               for information.  But I have that right, 
            9               it is a right that I have.  It is not a 
           10               criminal proceeding where, in a criminal 
           11               proceeding, you can't draw any inference 
           12               of any kind from the assertion of the 
           13               Fifth Amendment.  So that's a lot of 
           14               legal back and forth.  You have fine 
           15               counsel here who can explain that to 
           16               you.  
           17                      For instance, if I ask a 
           18               question, which I will ask, about the 
           19               Times Square job:  Is there cash on the 
           20               job or has there ever been cash on the 
           21               job, do you have any knowledge about it?  
           22               That might be a question that might be, 
           23               I don't know that it is, but you could 
           24               assert the Fifth Amendment to that if 
           25               you felt your answer might tend to 


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            2               incriminate you.  It would be far better 
            3               to do that than to not tell the truth.  
            4                      That's a difficult question, it 
            5               is something you really should discuss 
            6               with counsel.  I'm not expecting you to 
            7               assert the Fifth Amendment.  I'm not 
            8               encouraging you to do so.  I want to 
            9               make sure:  That guy Mack never told me 
           10               I could refuse to answer the question.  
           11                      There's a record being made.  I 
           12               will use the record.  There will be 
           13               other investigative steps.  The matter 
           14               will proceed.  
           15                      I'm going to tell you a little 
           16               bit about why you're here.  You're not 
           17               going to be the only On-Par shop steward 
           18               that's going to be here; there are going 
           19               to be others.  I'm going to give you an 
           20               idea of the allegations that have been 
           21               made that I'm investigating.  I didn't 
           22               pick your name out of a hat and 
           23               basically decide to impact your Friday 
           24               afternoon, and make it difficult.  One 
           25               of my purposes is to investigate those 


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            2               allegations and to find out whether they 
            3               are valid or not.  I have no 
            4               presupposition about that point.  And my 
            5               viewpoint is, that I want to hear your 
            6               side and understand -- I won't say 
            7               "side"  -- I want to hear your 
            8               information and hear what you have to 
            9               tell me.  And I have the authority to 
           10               subpoena records from On-Par, I have the 
           11               authority to get records from a variety 
           12               of other sources.  I may decide to do 
           13               that, I may not decide to do that.  I 
           14               usually do not discuss, except with the 
           15               Anticorruption Committee, what goes on 
           16               here.  In other words, I try to limit my 
           17               comments to the Anticorruption Committee 
           18               at the District Council.  I don't always 
           19               tell them what I'm doing.  I work for 
           20               Judge Haight.  
           21                      When I make up my mind what I 
           22               want to say, I'm going to write it up in 
           23               a report an submit it to him.  I'm going 
           24               to give the District Council and the 
           25               Government an opportunity to respond.  I 


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            2               may even give your counsel, I'm not 
            3               sure, if it turns out to be critical of 
            4               you, as I have in the past where I felt 
            5               somebody's behavior has been implicated, 
            6               sometimes I give them an opportunity to 
            7               come back or to provide more 
            8               information.  It depends what's 
            9               happening, is what it boils down to.  
           10                      I guess one final thing, and 
           11               we'll move on, and I'll explain who is 
           12               here and we'll get started.  It is 
           13               difficult at times, especially near the 
           14               end of the week, I will ask you a lot of 
           15               questions, we'll go into detail on 
           16               things, I'll be giving you copies of 
           17               various documents, and at the very end 
           18               of the day, and hopefully we'll conclude 
           19               reasonably early here, but at some later  
           20               time, if you feel that you have not 
           21               accurately stated something, for 
           22               whatever reason, mistake of memory, 
           23               something new occurred, you will have 
           24               the opportunity, after consultation with 
           25               counsel, to come back to me or write me 


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            1                                                      24
            2               a letter and say:  Look, I want to 
            3               correct something that was said here, or 
            4               there's something more you have to know 
            5               about it.  I will review that again at 
            6               the end, but what I'm trying to do is be 
            7               as efficient and quick as I can be today 
            8               to go over some of the matters that are 
            9               of concern.  I'm going to give you a 
           10               little idea right now of some of the 
           11               allegations that may have been made so 
           12               you can be thinking about that, as we go 
           13               through today's work.
           14                      In essence, the issues, not only 
           15               for you, but for your jobsite, and these 
           16               are allegations that have come through 
           17               the hotline and through other 
           18               investigations, they deal primarily with 
           19               On-Par jobsites, and maybe you've heard 
           20               about these, maybe you haven't.  I want 
           21               to give you some idea of the subject 
           22               matter so you know what the situation 
           23               is.  
           24                      Specifically, with respect to the 
           25               jobsite that you have been the shop 


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            1                                                      25
            2               steward on, that there's cash on the 
            3               job, there has been cash on the job, 
            4               that the shop steward reports are 
            5               inaccurate in material respects.  These 
            6               are allegations, these are things that 
            7               have come in on the hotline from a 
            8               variety of sources.  That you are on 
            9               occasion not present at the jobsite, in 
           10               other words, on the shop steward reports 
           11               you are present when you're not there; 
           12               that On-Par, you know, On-Par moves 
           13               people around back and forth without 
           14               observance of the out-of-work list 
           15               rules.  That the 50/50 on the job is 
           16               inaccurate and not reliable and not 
           17               consistent with what the rules are.  
           18                      Let me see if there's anything 
           19               here -- those are the general nature of 
           20               the allegations, primarily.  On-Par is 
           21               routinely complained about on other 
           22               jobsites, not only yours.  And there 
           23               have been a number of raids by the 
           24               District Council in which, in fact, you 
           25               know, carpenters have been found who are 


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            1                                                      26
            2               not on the sheets -- not with you, I 
            3               don't want to say that, but with other 
            4               shop stewards.  And there have been 
            5               admissions by On-Par representatives 
            6               that they neglected to call in overtime, 
            7               that they meant to tell the shop steward 
            8               there would be carpenters on a site at 
            9               night, but they didn't.  
           10                      On-Par's record, at least in my 
           11               limited experience, has not been 
           12               perfect.  I will give them an 
           13               opportunity to respond to those 
           14               allegations, but I want to be clear and 
           15               fair to you in saying, those raids, 
           16               those results have not been at the 
           17               jobsite -- is it 7 Times Square? 
           18                      MR. BRENNAN:  Times Square Tower.  
           19               I put Times Square Tower.  That's what 
           20               it is called.  
           21                      MR. MACK:  I want to be honest 
           22               with you, so that --
           23                      MR. BRENNAN:  That particular 
           24               job.
           25                      MR. MACK:  That particular job.  


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            1                                                      27
            2               Other On-Par jobs --
            3                      MR. BRENNAN:  I'm talking that 
            4               particular job I happen to be on.
            5                      MR. MACK:  What I'm saying is, 
            6               that we have not, do not have direct 
            7               evidence by raid or by admission of 
            8               On-Par, on your jobsite, the one that 
            9               you are the shop steward on.  But we 
           10               have allegations that those things have 
           11               occurred, and that's one of the reasons 
           12               why we are here today.  I make it a 
           13               point of trying to be direct with 
           14               whoever the witness is, why me?  Why am 
           15               I here?  That's the reason, we are 
           16               investigating allegations of that nature 
           17               and basically I want to hear from you 
           18               and what the evidence is, so I have a 
           19               better idea of the situation.  Okay.  
           20                      I'm going to introduce everybody 
           21               who is here.  Obviously, Mr. Lombardi is 
           22               your counsel.  Let me ask him now, is 
           23               there anything you would like to ask or 
           24               any uncertainties or questions that need 
           25               to be clarified before we begin?  


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            1                                                      28
            2                      MR. LOMBARDI:  Nothing, just to 
            3               ask my client:  Is there anything you 
            4               want to talk to me about based upon what 
            5               Mr. Mack has said so far?
            6                      MR. BRENNAN:  Not at this time. 
            7                      MR. MACK:  Let me introduce 
            8               everybody else who are generally here at 
            9               my invitation and who they are and who 
           10               they represent.  
           11                      To the right of Mr. Lombardi is 
           12               Jason Fuiman, an attorney who represents 
           13               the District Council.  He is here at my 
           14               invitation.  I actually have also 
           15               invited, if they wish to send a 
           16               carpenter official, my feeling is, I 
           17               want to have the benefit of their 
           18               experience, if the District Council has 
           19               subjects that they think ought to be 
           20               raised they can raise them.  If you or 
           21               counsel wish to talk to a District 
           22               Council representative, you can be 
           23               excused to do that.  They are also here, 
           24               as they do frequently, to raise 
           25               questions, or ask questions themselves, 


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            1                                                      29
            2               because their knowledge and familiarity 
            3               with the District Council and the local 
            4               unions is far grater than mine, and I 
            5               think it is fair that they be here so 
            6               that they can ask questions, one way or 
            7               the other, and make sure that I don't 
            8               overlook important things that need be 
            9               said.  
           10                      I would say this.  There have 
           11               been shop stewards or other carpenters 
           12               who have specifically requested to see 
           13               me without a representative of the 
           14               District Council, and I have always 
           15               honored that request.  I want you to 
           16               know that, that there have been 
           17               situations where carpenters have said 
           18               that they would -- I see them 
           19               frequently, to be perfectly honest, -- 
           20               we get called all the time from 
           21               individuals who do not wish either to be 
           22               known or wish to discuss something in 
           23               private with me and the people who work 
           24               with me, and I honor those requests.  
           25               And so I tell you that, I tell that 


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            1                                                      30
            2               basically to anyone who calls here.  We 
            3               run the hotline.  We talk to many people 
            4               who do not wish their identities to be 
            5               known, concerning subject matters or 
            6               topics.  
            7                      You have that same right as any 
            8               carpenter, and we have talked to many 
            9               carpenters on a frequent basis about 
           10               things that occur, some of whom we know, 
           11               some of whom we don't know.  The real 
           12               coin of the realm is the accuracy of the 
           13               data that they provide.  
           14                      Our job is to honor our 
           15               obligation, or my obligation to Judge 
           16               Haight, and any way I can get that 
           17               information and do that fairly and 
           18               thoroughly, I will take that.  But the 
           19               District Council representative is 
           20               welcome at these formal proceedings.  
           21                      The gentleman sitting to my left 
           22               is an Assistant United States Attorney, 
           23               Mr. Ed Scarvalone.  He represents the 
           24               Civil Division.  He is not a prosecutor.  
           25               He is basically responsible for 


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            2               representing the Government before Judge 
            3               Haight.  As I'm sure you know, the 
            4               United States are the individuals who 
            5               originally brought the civil case before 
            6               Judge Haight, more than fourteen years 
            7               or so ago, and Mr. Scarvalone is here as 
            8               a representative of the Government, also 
            9               at my invitation, to ensure that if 
           10               there are topics or matters that he 
           11               feels should be asked, or that I have 
           12               overlooked on a question, he has that 
           13               same right as the District Council does.  
           14               That's what it boils down to.  
           15                      The gentleman sitting to go my 
           16               right is the person on the Independent 
           17               Investigator's staff most knowledgeable 
           18               and that's Don Sobocienski; he works 
           19               with me, he is part of Independent 
           20               Investigator's team.  He is the one 
           21               probably who has made a number of 
           22               jobsite visits, talks to many, many more 
           23               carpenters than I do, and he is here to 
           24               ensure that I don't overlook details, or 
           25               to assist me in making sure that I'm 


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            2               asking the appropriate questions, or if 
            3               there are topics that I've overlooked.  
            4                      The even more handsome gentleman 
            5               to his right is the court stenographer 
            6               who is basically working are for me, but 
            7               in essence, his job is to take down an 
            8               accurate record of what's said here 
            9               today so I have the benefit of that, and 
           10               the judge has the benefit of that at 
           11               some time in the future.  
           12                      That being said, are there any 
           13               questions or any issues or anything you 
           14               would like the raise, either you or 
           15               counsel, before we begin?
           16                      MR. LOMBARDI:  Do you want to 
           17               discuss anything with me right now? 
           18                      MR. BRENNAN:  No.
           19                      MR. MACK:  Feel free to do it.  
           20               We'll take breaks.  He's the hardest 
           21               working guy in here, the court 
           22               stenographer, and we'll be taking a 
           23               break in about 25 minutes, and we are 
           24               going to keep going, having breaks every 
           25               so often.  What I told you, I mean.  If 


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            1                             Brennan                  33
            2               you don't understand my question:  What 
            3               are you asking me, I don't know.  We are 
            4               relatively informal.
            5                      MR. BRENNAN:  If any time I want 
            6               to speak to my counsel?
            7                      MR. MACK:  Just tell me.  My 
            8               purpose is to ensure you have access to 
            9               your lawyer for whatever you need to do, 
           10               because that really is an important part 
           11               of Mr. Lombardi's presence here, that 
           12               you have access to him whenever you need 
           13               it.  Fair enough? 
           14                      MR. BRENNAN:  Yes, sir.  
           15          M I C H A E L   E D W A R D   B R E N N A N, 
           16          the witness herein, being first duly sworn by 
           17          Stewart Nissenbaum, a Notary Public of the 
           18          State of New York, was examined and testified 
           19          as follows:
           20          EXAMINATION BY
           21          MR. MACK: 
           22               Q      Now, Mr. Brennan, what I'm going 
           23          to try to do is proceed in a reasonably 
           24          orderly fashion today, starting with some 
           25          fundamental questions, proceeding through 


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            1                             Brennan                  34
            2          questions I have about the jobsite at Times 
            3          Square Tower, however you call it.  
            4                      I want to start with certain 
            5          basic questions.  I will be handing out -- 
            6          and I know you've brought some documents with 
            7          you, but since it is my obligation to prepare 
            8          exhibits as well, I'm going to hand out to 
            9          you and your counsel a variety of different 
           10          exhibits so that you are able to refer to 
           11          them.  
           12                      And because some of them are 
           13          quite specific and refer to your job referral 
           14          history, I would like you to take the time, 
           15          when necessary, it is entirely up to you, if 
           16          I ask you a question, to be familiar with the 
           17          record.  Look at the record.  If you need to 
           18          go out, say you need to see this for a few 
           19          moments -- you're the expert on your own 
           20          work.  I have now been going through these 
           21          records of many different carpenters, so it 
           22          is a little bit easier for me, because I have 
           23          been trained on how to do it -- you take 
           24          whatever time you need today to follow what's 
           25          happening, and look at the record.  


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            1                             Brennan                  35
            2                      I'm going to hand out a number of 
            3          those records right now so they are available 
            4          to you and your counsel.  They have a letter 
            5          and number designation, and those number 
            6          designations mean absolutely nothing, other 
            7          than a way for me to keep track of what I've 
            8          given you.  
            9                      The first thing I'm going the 
           10          give you is what has been marked as MEB-2, 
           11          and this is what has been furnished to me as 
           12          your benefit records, which gives me an idea 
           13          basically who has paid benefits for you for 
           14          when.  I'm going to give copies of that to 
           15          your counsel.
           16                      (Benefit record from District 
           17               Council marked Exhibit MEB-2, this 
           18               date.) 
           19                      MR. FUIMAN:  Thank you. 
           20               Q      One thing I think is helpful.  If 
           21          you would like to talk to your counsel, I ask 
           22          that you leave, otherwise the court reporter 
           23          will take it down.  I don't want to capture 
           24          your communication with counsel.
           25               A      Is this your record.


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            1                             Brennan                  36
            2               Q      No, this is furnished to me.  All 
            3          of these records are furnished to me through 
            4          the District Council at my request.
            5               A      A layman like myself --
            6                      MR. LOMBARDI:  Hold it.  Let him 
            7               ask the question. 
            8               Q      So they are designed -- I don't 
            9          know that I'm going to spent a lot of time on 
           10          these benefit records, because they are 
           11          relatively straightforward.  The purpose of 
           12          them is to give me an idea who you've worked 
           13          for, for the period of time, and you can 
           14          refer to them or not refer to them, because I 
           15          don't think they are particularly relevant to 
           16          the questions I have today.  But I want to 
           17          give you access to them.  
           18                      Certainly one thing that stands 
           19          out will be, you know, the -- in essence, 
           20          your long work for On-Par, which is pretty 
           21          much, you'll see, starting around October 
           22          2000, running up to the present.  That 
           23          probably is one of the most significant -- if 
           24          there is significance to these records, and 
           25          they are more for your use and availability 


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            1                             Brennan                  37
            2          than anything else.
            3               A      All right.
            4               Q      Okay.  I'm also going to give you 
            5          what I would call your job history, which is 
            6          what the out-of-work list printout is, that's 
            7          MEB-3, the records about you and your 
            8          service.  That will play a part in a number 
            9          of questions I will ask of you today.
           10                      (Work history marked Exhibit 
           11               MEB-3, this date.)
           12               Q      Then finally, I'm going to hand 
           13          you what has been marked as MEB-4, which is 
           14          what I would call, although I think there's a 
           15          mistake in them, at least you will have 
           16          these, we will talk about them, your dispatch 
           17          history, meaning how you were dispatched as 
           18          far as the District Council records are 
           19          concerned, to a particular jobsite, with what 
           20          skills and when and where.  It is a record 
           21          maintained by the District Council of how you 
           22          went to a particular jobsite, as far as they 
           23          are concerned.  You, of course, are the most 
           24          important witness on that topic, but these 
           25          are the records maintained at the District 


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            1                             Brennan                  38
            2          Council.  Those are MEB-4.
            3                      (Dispatch history marked Exhibit 
            4               MEB-4, this date.)
            5               Q      I'm handing them out early on, 
            6          but you should feel comfortable at any time 
            7          you wish to refer to them, if they are of 
            8          value to you, to refer to them.  And when it 
            9          is important to me, I'm going to mention them 
           10          specifically and try to refer you to a 
           11          particular page or document so that you can 
           12          follow along with me.  
           13                      Would you like to take sometime 
           14          now, to take a look at them?
           15               A      Yes. 
           16                      MR. MACK:  Why don't we take a 
           17               five-minute break and you can spend 
           18               sometime looking at them.
           19                      (Short recess taken.)
           20                      MR. MACK:  Back on the record.
           21               Q      I will do the best I can, as we 
           22          go through, to try to direct your attention 
           23          to the documents, and specifically where they 
           24          may be relevant.  They are yours to use and 
           25          to take with you today.  Okay?  They are 


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            1                             Brennan                  39
            2          basically your records and they pertain to 
            3          you.  Therefore, they would be available to 
            4          you in any event. 
            5                      Now, having said all that, let's 
            6          get started here.  I notice -- your home 
            7          address is in Bushkill, Pennsylvania?
            8               A      Yes.
            9               Q      And approximately how far away 
           10          from the City is that, in terms of travel 
           11          time?
           12               A      It's approximately 83 miles.
           13               Q      In terms of getting -- when you 
           14          are working, let's say at Midtown, how long a 
           15          commute is that for you, basically; about how 
           16          long does it take you to get into the City?
           17               A      It takes me about an hour and ten 
           18          minutes.
           19               Q      Each way?
           20               A      Yes.  I travel early in the 
           21          morning.  When I'm in the City, like on a 
           22          7:00 start, I'm their at six o'clock in the 
           23          morning before the foreman on any job, which 
           24          amazes a lot of guys.  When you do that 
           25          traveling, you got to go early.  I'm up at 


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            1                             Brennan                  40
            2          3:00 o'clock in the morning. 
            3               Q      Wow.  What time do you get home 
            4          at night?
            5               A      It depends if we are working 
            6          overtime; then I have to wait or my regular 
            7          time, 3:30, lately I commute with a guy from 
            8          Con Ed, we leave the City at 3:30.  It takes 
            9          an hour and a half at that time.  You can't 
           10          leave after 5:00; then you get sucked in.
           11               Q      No question.  I would like you 
           12          to -- please forgive my ignorance, but I want 
           13          to ask you about a number of skills that are 
           14          listed for you.  I think I have some idea, 
           15          but there's some I have no idea or I don't 
           16          have a complete idea of what they are.  When 
           17          I talk about your skills, I want to make sure 
           18          that you know what I'm looking at. It is 
           19          actually the skills listed on the third page 
           20          of MEB-3.  Why don't you -- I'm not going to 
           21          ask you about every one there, but I'm going 
           22          to ask you about a couple that I need to 
           23          understand what they are.  
           24                      Take a moment and look at the 
           25          third page of MEB-3.


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            1                             Brennan                  41
            2                      (Pause.)
            3               Q      You will see what at least as of 
            4          19 June 2003, the skills that were listed for 
            5          you.  I'm going to ask you about several of 
            6          them.  Now, the notice -- maybe I'll get this 
            7          out of the way here -- the notice -- I might 
            8          as well mark it and produce it -- that 
            9          required your presence, at some time was 
           10          marked MEB-1.  I'm going to give you a copy 
           11          of that now.  You should have received a copy 
           12          of that at some time.
           13                      (Subpoena, notice to appear, 
           14               marked Exhibit MEB-1, this date.)
           15                       MR. MACK:  Here is a copy for 
           16               you gentlemen.
           17               Q      As you may see or may be reminded 
           18          there, one of the things we asked for were 
           19          records and certifications for union 
           20          carpentry-related skills and training that 
           21          you presently possess.  To summarize what you 
           22          told me before we started, you didn't bring 
           23          any with you, but that the District Council 
           24          should have those records?
           25               A      Right.  When I took my courses at 


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            1                             Brennan                  42
            2          the District Council, you get a certificate, 
            3          like for the hardwood flooring.  When I took 
            4          the MTA, which isn't on here, for the 
            5          eight-hour practical, not a lot of guys got 
            6          that, that's the safety class you have to 
            7          have for the MTA.  A lot of them have the 
            8          Metro-North one, but I have that.  I went to 
            9          Brooklyn to do all that, took a day off of 
           10          work and went down there.  Four-hour 
           11          practical, four hours standing on the tracks.  
           12          That's not on here, but I have that.
           13               Q      Listen to what I'm going to be 
           14          asking you now.  First of all, let me say 
           15          this.  --
           16               A      Some certificates you don't have.
           17               Q      I understand that, too.  I want 
           18          you to be absolutely certain, because this 
           19          has come up from time to time, you know; the 
           20          fact that a carpenter is obtaining skills and 
           21          going to school and adding skills is 
           22          certainly something that I certainly approve 
           23          of and encourage, and I'm as skill-oriented 
           24          as anyone could possibly be in terms of 
           25          appreciating and recognizing the 


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            1                             Brennan                  43
            2          professionalism of somebody who does that.  
            3          Please don't take the fact that we are 
            4          spending time on these, in any way as a 
            5          criticism of obvious efforts to add skills to 
            6          the list.  Obviously the more trained and 
            7          more professional you are, the greater 
            8          service you are to the union and to the 
            9          contractor you work for.  
           10                      I do want to ask you about a 
           11          couple of skills, if you can just explain to 
           12          me what they are, and maybe when you got 
           13          them.  
           14                      Secondly, if I need to go to the 
           15          District Council to verify, and I certainly 
           16          have done that, I will do that; if that's 
           17          what's necessary.  Let me focus on the skills 
           18          that are of significance to me today.  It 
           19          won't be all of them.
           20                      Now, one of your skills that's 
           21          listed is called hollow metal storefronts.  
           22          You see that?
           23               A      Hollow metal storefronts.
           24               Q      Could you explain to me what that 
           25          means?  What is that skill?


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            1                             Brennan                  44
            2               A      That's the aluminum trim, like a 
            3          window trim.  Just what you're looking at 
            4          right there, Walter.  You build a little 
            5          storefront out of the store, you're building 
            6          a Dunkin Donuts, you have the aluminum.  I 
            7          broke in doing siding and roofing.  That's 
            8          the storefront.
            9               Q      Was this a skill that is taught 
           10          at the District Council, or how did you get 
           11          that skill listed?
           12               A      You have to have that skill, I 
           13          believe. 
           14                      MR. LOMBARDI:  Make sure you let 
           15               Mr. Mack finish the question before you 
           16               begin to answer, because this gentleman 
           17               won't be able to get it all down 
           18               accurately.
           19                      MR. MACK:  So I'll try to do 
           20               that.  It makes it a lot easier for 
           21               Mr. Nissenbaum, because he gets violent 
           22               as the day goes on, if we don't do that.
           23               Q      In other words, when one lists 
           24          hollow metal storefront, that's something 
           25          that you can list without having to go to 


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            1                             Brennan                  45
            2          school?
            3               A      Right.
            4               Q      Now, I think I understand what 
            5          you've described.  Let me ask you a couple of 
            6          other, what it means.  I know what protection 
            7          is, but when you list it as a skill.  What 
            8          does that mean, that you can oversee putting 
            9          protection up on a jobsite?  Is that what 
           10          that means, or what does it mean, in your 
           11          mind?
           12               A      Protection, that's a particularly 
           13          prickly subject.  We are, as carpenters, the 
           14          laborers have taken over protection on a 
           15          major jobsite, the orange netting, 
           16          maintaining the cable, the cable, strings on 
           17          stairs, temporary stairs, you have to make 
           18          the stairs from floor to floor, handrails up 
           19          and down the stairs.  If you didn't have the 
           20          carpenters, -- you come to jobsites, you see 
           21          the laborers doing that, there are arguments.  
           22          That's half of my job.  Running 48 floors, 
           23          the guy putting the fire coating on the steel 
           24          when he cuts my net, we'll put it back.  You 
           25          will pay the carpenter to put it back.  Or it 


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            1                             Brennan                  46
            2          would have been On-Par on a highrise.
            3               Q      When you list it as a skill, what 
            4          are you saying to the contractor when you 
            5          list that as a skill?
            6               A      That I can do the protection on 
            7          the job.
            8               Q      So, in other words --
            9               A      I'm not going to go freezing 
           10          thirty floors up on the edge of the building, 
           11          running the net or overseeing men running 
           12          that, either.
           13               Q      It is protection not only for the 
           14          workers, but also maybe for the public as 
           15          well?
           16               A      Right.  I usually have an 
           17          apprentice and myself do the whole thing, a 
           18          couple of them.  That's it.
           19               Q      Thank you.  
           20                      Let me ask you several others.  
           21          Laboratory furniture.
           22                      It is spelled wrong on your 
           23          skill- set, it is listed.  What does that 
           24          mean?
           25               A      That's the installation of Bunsen 


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            1                             Brennan                  47
            2          burners and stuff like that in the 
            3          laboratory, the onyx formica countertops.  
            4          When you went to a chemistry lab in college, 
            5          you had your Bunsen burners, it's the 
            6          installation of that countertop.
            7               Q      Is that a skill taught by the 
            8          District Council?
            9               A      No.
           10               Q      It means what it says, in other 
           11          words, materials or implements or desks that 
           12          are meant for a laboratory; is that correct?
           13               A      Right, we have certain companies 
           14          that do that work, if you're working in a 
           15          school.  You wouldn't do that in your house.
           16               Q      But I mean, for instance, if  
           17          you're doing a normal -- I mean, let's talk 
           18          about Times Square Tower, would laboratory 
           19          furniture be a skill needed for that type of 
           20          job?
           21               A      No.
           22               Q      Foreman/layout.  What does that 
           23          skill mean?  I know you have it there, you've 
           24          had it for some time, there's been some 
           25          debate about it, but in your mind what does 


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            1                             Brennan                  48
            2          foreman/layout as a skill mean?
            3               A      I'm capable of being a foreman 
            4          and I can lay a job out, people take a shop 
            5          steward class -- I have done all that.  I 
            6          worked my way up in almost eighteen years in 
            7          this union.  So, that's if someone called the 
            8          District Council and needed a foreman and my 
            9          name was on the list.  That's been on my 
           10          sheet before I was a shop steward, they could 
           11          select me.  Okay, we have a foreman on the 
           12          list, Mike Brennan, he can do foreman work.
           13               Q      This is a matter that's been of 
           14          discussion with the District Council for some 
           15          time, because they have yet to be able to 
           16          find the dispatch of anybody as a foreman to 
           17          a jobsite, although there may be some.  I've 
           18          heard there are some, but I've never seen 
           19          one, so that the actual foreman is selected 
           20          through the out-of-work list by going to the 
           21          shop steward; there may be some.  
           22                      Have you ever been, yourself, 
           23          selected as foreman with this skill?
           24               A      No, I haven't.
           25               Q      So one of the questions that gets 


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            1                             Brennan                  49
            2          raised is:  As a normal matter, it is the 
            3          company who selects who the foreman is; and 
            4          another question that's raised is, well, what 
            5          this skill really means is that this person 
            6          could be a foreman, but more significantly, 
            7          that they have the talent to do layout, even 
            8          if they are not the foreman.  
            9                      Do you have a view as to this 
           10          skill?  What are your thoughts?
           11               A      I have a thought, and my thought 
           12          is, I don't know how and in what order and 
           13          who puts these together in the District 
           14          Council, okay, but I would say, I'm not a 
           15          skilled person at this, but the way it is 
           16          written, foreman/layout, is not the way it 
           17          should be on my list.  
           18                      There's one qualification.  It 
           19          should be that I can lay out and I can also 
           20          be a foreman.  I did not certainly put that 
           21          on my list.  I put layout, and I also could 
           22          be a foreman, if needed.  That's how it 
           23          should be.  It shouldn't be one 
           24          qualification.  This is the first time I'm 
           25          reading something like this; so, if my view, 


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            1                             Brennan                  50
            2          it should be the layout should be down here 
            3          on the UBS system as another qualification.  
            4          I didn't lump them together like that.
            5               Q      I happen to agree with you.  My 
            6          view is that the skill should be separate.  
            7          So you and I start off agreeing on that.  
            8          Correct?
            9               A      Correct.
           10               Q      We agree?
           11               A      Yes.  I thought they were 
           12          separate, foreman/layout.
           13               Q      We are not alone in that 
           14          agreement.  I want you to know that. 
           15               A      Right.
           16               Q      Let me go to the next skill.  
           17          Welder.  You have welder listed there, and so 
           18          I am interested in whether or not you hold 
           19          any certificates as a welder. 
           20               A      No; I don't hold a New York State 
           21          certification because of my age.  When I went 
           22          to get certified, they were taking welders.  
           23          We do welding, and some jobs you have to 
           24          tack-weld door bucks, the tack breaks and you 
           25          have to tack-weld them.  On certain jobs of 


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            1                             Brennan                  51
            2          welding, you get to the job and you have to 
            3          be able to weld.
            4               Q      Let me just make sure I'm clear.  
            5          This is also a subject that has been 
            6          discussed before today.  If I'm understanding 
            7          what you're saying, you have not been to 
            8          school to receive a welder's certificate?
            9               A      No.
           10               Q      When you say no, you mean you 
           11          agree with me, basically, you don't have a 
           12          certificate as a welder?
           13               A      No, it doesn't say a certified 
           14          welder.  It says welder.  No, I do not. 
           15                      MR. LOMBARDI:  Listen to the 
           16               question.
           17               Q      I just want to make sure that 
           18          when the skill is listed, in your mind, or 
           19          what is being said there, in your mind, is 
           20          that you know how to weld and you have welded 
           21          on jobsites, but you are not a school-trained 
           22          or certificate-holding welder?
           23               A      It is a skill of mine.  I'm not 
           24          school-trained.  It is still a skill.
           25               Q      I got you.  I mention this 


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            1                             Brennan                  52
            2          because Mr. Fuiman from the District Council 
            3          is here, that one of the topics we've 
            4          discussed as to whether a welder skill should 
            5          be listed, given the fact that it is now a 
            6          certificate obligation; and that is 
            7          something -- this doesn't directly concern 
            8          you, Mr. Brennan, because you're not the only 
            9          person who's been here to say exactly what 
           10          you said about listing welder as a skill, as 
           11          one of your skills that are there.  But the 
           12          District Council may be in a different 
           13          situation, they may need to differentiate a 
           14          welder, school-trained certificate-holding 
           15          welder versus an individual with experience 
           16          and know-how.  That's their problem; not your 
           17          problem. 
           18               A      Right.
           19               Q      I guess my final question with 
           20          respect to skills -- I think I know the 
           21          answer to this, but I would like your 
           22          expertise.   What are floating floors?
           23               A      It's like a concrete floor, you 
           24          build up on top of a sub-floor and it 
           25          actually floats.  You see them if you've ever 


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            1                             Brennan                  53
            2          been to Terrace on the Park, the whole floor, 
            3          I had my prom there years ago, that was the 
            4          first floating floor I was on.
            5               Q      Is that a school-taught item?
            6               A      No.
            7               Q      Is the skill of floating floors  
            8          school-taught or not, or is that something 
            9          that is there based upon experience?  
           10                      MR. LOMBARDI:  In his case? 
           11                      MR. MACK:  Yes.
           12               A      That's based upon experience.
           13               Q      Do you know whether there's a 
           14          certificate or a specific training regimen 
           15          given by some organization that teaches 
           16          floating floors?
           17               A      No.  That would have -- 
           18                      MR. LOMBARDI:  Is that your 
           19               answer.  Do you know of any such thing?  
           20                      You're not asking, Walter, just 
           21               about the District Council.
           22               Q      Are you aware of any place that 
           23          teaches you, certifies you on floating 
           24          floors?
           25               A      You need the word "certified."  


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            1                             Brennan                  54
            2          This is a skill, carpentry is 80 percent 
            3          common sense.  You have to get an old-timer  
            4          to teach you the skill.  Whether it's 
            5          certified or not, you have been taught the 
            6          skill.
            7               Q      I don't reject that.
            8               A      That's a skill.
            9               Q      But --
           10               A      If somebody is building a 
           11          floating floor, does anybody have experience 
           12          in floating floor; that's why it is on the 
           13          list.
           14               Q      I don't doubt that or challenge 
           15          that in any way.  All I'm trying to determine 
           16          is, as there is in welding, there is a 
           17          certificate that is issued for some, there's 
           18          a school.  I wondered whether that's the same 
           19          case with floating floors or not, if you 
           20          know?
           21               A      I don't know.
           22                      MR. LOMBARDI:  That's your 
           23               answer.
           24               Q      So be it.  What I would like to 
           25          do is to pick up with your work referral 


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            1                             Brennan                  55
            2          history, which again I would suggest you keep 
            3          the same exhibit, which is MEB-3, which is 
            4          the document we were just in, and I think -- 
            5          I think it is the fifth page in.  It starts, 
            6          the top date is April 12, 1999.  Help 
            7          yourself to water as you need it.  Then I 
            8          would also ask you to take a look at MEB-4, 
            9          at the same time, and you may not be able to 
           10          remember this.  
           11                      I know that some folks would say 
           12          that I shouldn't be asking about 1999 
           13          subjects, because they are so long ago, but 
           14          I'm going to try to move through them 
           15          quickly.  
           16                      Your first listing that we have 
           17          for you on the out-of-work list is April 12, 
           18          1999.  That's what that MEB-3 page shows.  Do 
           19          you have any independent recollection, as you 
           20          sit here today, of the circumstances under 
           21          which you initially listed yourself on the 
           22          out-of-work list? 
           23                      MR. LOMBARDI:  At that time?
           24                      MR. MACK:  At that time.
           25               Q      In other words, -- take your 


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            1                             Brennan                  56
            2          time.  
            3                      MR. LOMBARDI:  Do you have an 
            4               independent recollection, as you sit 
            5               here today?
            6               A      I don't know if it's a 
            7          recollection or not, but it is possible 
            8          that's when the list started at the District 
            9          Council.
           10               Q      It's pretty close to then.
           11               A      That's why my name was on the 
           12          list at that time.
           13               Q      The very next day, April 13th, 
           14          1999, you are dispatched, and it is -- 
           15          actually you'll see the dispatch; I think it 
           16          is actually the first three documents in 
           17          MEB-4, those are the records that we have 
           18          regarding your very first dispatch that we 
           19          have a record of.  I know you have worked for 
           20          18 years.  I'm going to start there, because 
           21          that's the beginning of out-of-work list.  Do 
           22          you have any recollection about that job at 
           23          All Star Drywall? 
           24                      MR. LOMBARDI:  Does he have any 
           25               recollection of the job.


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            1                             Brennan                  57
            2                      MR. MACK:  Of the job and 
            3               dispatch. 
            4               A      That's at NYU.  Do I remember the 
            5          job?  Yes.
            6               Q      Again I'm going to refer to the 
            7          records, and the records are -- they speak 
            8          for themselves, but in essence, the records 
            9          seem to reflect that Mike Ford was the 
           10          individual who called that job in. 
           11                      MR. LOMBARDI:  Which record, 
           12               specifically? 
           13                      MR. MACK:  You'll see it is the 
           14               second page of MEB-4. 
           15               A      I wasn't present when anybody 
           16          called it --
           17                      MR. LOMBARDI:  No question 
           18               pending. 
           19               Q      My question is, I guess, first of 
           20          all, was Mike Ford a business agent at 608 at 
           21          the time?
           22               A      I believe so.
           23               Q      I'm not going to spend a lot of 
           24          time on this.  Would it be fair to say that 
           25          you are friendly with Mike Ford, or how would 


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            1                             Brennan                  58
            2          you describe your relationship with Mr. Ford? 
            3                      MR. LOMBARDI:  As of April '99?
            4                      MR. MACK:  As of April '99.  
            5               Let's leave it there. 
            6               A      Mike Ford, at that time, I think 
            7          was the President of the Local.
            8               Q      Do you, yourself, have any 
            9          recollection of the dispatch of you to this 
           10          jobsite here at 246 Green Street?
           11               A      Do I remember the guy calling me?
           12               Q      Do you remember anything that you 
           13          knew about the job or how it came to be that 
           14          you got dispatched to that job?
           15               A      The District Council called me.
           16               Q      Do you remember who called you, 
           17          or was it one of the operators at the 
           18          District Council?
           19               A      Yeah, the dispatcher.  I don't 
           20          know them. 
           21               Q      Did you know anything about this 
           22          job, if you can remember, before you received 
           23          notice of it from the District Council? 
           24               A      Not that I remember.
           25               Q      Now, you'll notice that the skill 


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            1                             Brennan                  59
            2          of laboratory furniture was one of the skills 
            3          that was listed for this job.  Do you 
            4          remember whether or not there was a 
            5          laboratory furniture component of this job or 
            6          part of this job?
            7               A      I think in the basement there was 
            8          classrooms at NYU, in Waverly Place; is that 
            9          where we are?
           10               Q      Take your time.  I can interpret 
           11          these, but most of the data should be there 
           12          on the document.
           13                      MR. LOMBARDI:  Don't guess, but 
           14               based upon either your independent 
           15               recollection or looking at these 
           16               documents now, do you recall today 
           17               whether there was laboratory furniture 
           18               work on that job?  
           19                      THE WITNESS:  I couldn't swear to 
           20               it, but there was classrooms we built in 
           21               the basement.  That's where it came into 
           22               play, that qualification.
           23               Q      If you can remember, and I 
           24          realize it's some time ago, but I want to try 
           25          to get you to remember, if you can, and 


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            1                             Brennan                  60
            2          that's why I want you to feel free to look at 
            3          these documents and the skills and the 
            4          location, whether or not there was any 
            5          laboratory furniture work done at this 
            6          jobsite, and if so, where.
            7               A      I thought I answered that.  In 
            8          the basement in Waverly Place.  Waverly and 
            9          Green is the building.
           10               Q      Were they classrooms or were they 
           11          laboratories?
           12               A      Class -- we built classrooms.  It 
           13          was in a building with an old carriage house, 
           14          and underneath, NYU extended the space they 
           15          have.
           16               Q      Was there any work done there 
           17          that you would say, gee, that was laboratory 
           18          furniture work done, like Bunsen burners or 
           19          things we talked about doing?  Was anything 
           20          like that done at that jobsite, if you 
           21          remember?
           22                      MR. LOMBARDI:  If you recall. 
           23               A      I can't recall.
           24               Q      Did you yourself do any layout 
           25          work on this jobsite, if you remember? 


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            1                             Brennan                  61
            2                      THE WITNESS:  Can I answer him?
            3               A      Being a steward, I do a lot of 
            4          layout work.  I do layout work on this job.
            5                      MR. LOMBARDI:  Do you remember 
            6               specifically?
            7                      THE WITNESS:  I don't remember in 
            8               1999. 
            9                      MR. LOMBARDI:  If you can, he is 
           10               asking do you have a recollection of 
           11               layout work.
           12                      THE WITNESS:  The shop steward 
           13               and the foreman are the first guys 
           14               there, and they lay the job out for two 
           15               or three days.
           16               Q      Is it your recollection that you 
           17          in fact did that on this jobsite?
           18               A      Yes, I did.
           19               Q      Take your time.
           20               A      Yes, it is my recollection.
           21               Q      Okay.  All Star Drywall, was -- 
           22          the first record I have -- was that the first 
           23          time you worked for this company?
           24               A      I don't recall. 
           25               Q      Was All Star Drywall a company 


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            1                             Brennan                  62
            2          that's been in existence for a long period of 
            3          time, if you know?  I'm just really asking 
            4          the origin of All Star Drywall. 
            5               A      I don't really know how long they 
            6          are in existence.  I know that they are not 
            7          in existence at this present time, and for 
            8          the past year, so --
            9               Q      Did All Star Drywall, if you 
           10          know, and you may not know, get founded or 
           11          started by an individual who had previously 
           12          worked for Donaldson?
           13               A      No idea.
           14               Q      Do you remember how long the job, 
           15          approximately how long the job lasted at this 
           16          location, Green and Waverly?  You can feel 
           17          free to refer to your job referral history or 
           18          work history, if that's of value to you. 
           19                      MR. LOMBARDI:  Look at anything 
           20               you want.
           21               Q      This may be of help to you.  But, 
           22          in essence, I see you back on the out-of-work 
           23          list on July 27, 1999?
           24               A      On -- July what? 
           25               Q      I'm looking at MEB --


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            1                             Brennan                  63
            2               A      I have a sheet here from 4/12 for 
            3          that address.
            4               Q      That's the dispatch.  In fact, 
            5          you've just looked at that. 
            6                      MR. LOMBARDI:  You're looking at 
            7               the shop steward report. 
            8                      MR. MACK:  Okay. 
            9               A      You're talking three months, 
           10          Walter, if that's the answer to the question. 
           11               Q      Let me ask you one question, and 
           12          I think we'll deal with a lot of, has there 
           13          ever been a time that you have put yourself 
           14          on the out-of-work list when you were in fact 
           15          working?
           16               A      I don't recall that.  I usually 
           17          am good about that, so --
           18               Q      I mean, has there been a time, 
           19          and I have the record, and there's some times 
           20          where at least it is very close, very close.  
           21                      What I would like to do is, if 
           22          you can think back, you know, obviously, you 
           23          don't put your name on the out-of-work list 
           24          unless you're out of work, that's the basic 
           25          concept of calling it the out-of-work list.  


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            1                             Brennan                  64
            2          What I would like you to do maybe in a break, 
            3          that's why I have it, I would like you to 
            4          ponder that question, because if there was an 
            5          instance where you did put your name on the 
            6          out-of-work list when you were in fact 
            7          working, I would like to know that.  It will 
            8          save us some time today.  So you may have a 
            9          recollection of it --
           10               A      I don't have a recollection of 
           11          that at this time.  But in a break, I'll go 
           12          over my records, but I don't think I was.  At 
           13          some times, according to the records that we 
           14          have here, my name is on the list.  If I 
           15          called and told them to take my name off and 
           16          it still stayed on there, then how am I at 
           17          fault?  I don't know what I'm looking at yet 
           18          until I actually see it.
           19               Q      That's a question, that's a broad 
           20          question, but it is one in which it is a 
           21          question here, you have the benefit records, 
           22          you have your listing and when you're on the 
           23          list, when you're not on the list, and maybe 
           24          later in the day, I might come up with a 
           25          couple of instances where at least there's a 


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            1                             Brennan                  65
            2          question about it.  
            3                      But I would like to ask that 
            4          question of you, because, you know, there are 
            5          occasions where it is very close and it is at 
            6          least possible.  So I'm asking you to 
            7          double-check your own records to see whether 
            8          or not that ever occurred. 
            9               A      I don't have the records from 
           10          those jobs in 1999.  Not even close.  I think 
           11          I have a couple of years from Times Square 
           12          and they pulled this up from the Green Street 
           13          job.  The rest are another On-Par job.
           14               Q      It is not going to happen a lot